0001161697-15-000464.txt : 20151029 0001161697-15-000464.hdr.sgml : 20151029 20151029170046 ACCESSION NUMBER: 0001161697-15-000464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151027 FILED AS OF DATE: 20151029 DATE AS OF CHANGE: 20151029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATALYST PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001369568 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 355 ALHAMBRA CIRCLE STREET 2: SUITE 1250 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: (305) 529-2522 MAIL ADDRESS: STREET 1: 355 ALHAMBRA CIRCLE STREET 2: SUITE 1250 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: CATALYST PHARMACEUTICAL PARTNERS, INC. DATE OF NAME CHANGE: 20110215 FORMER COMPANY: FORMER CONFORMED NAME: Catalyst Pharmaceutical Partners, Inc. DATE OF NAME CHANGE: 20060719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tierney David S CENTRAL INDEX KEY: 0001292636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33057 FILM NUMBER: 151184425 MAIL ADDRESS: STREET 1: C/O ABLE LABORATORIES, INC. STREET 2: 6 HOLLYWOOD COURT, CN 1013 CITY: SOUTH PLAINFIELD STATE: NJ ZIP: 07080 4 1 form4.xml FORM 4 FOR 10-27-2015 X0306 4 2015-10-27 0 0001369568 CATALYST PHARMACEUTICALS, INC. CPRX 0001292636 Tierney David S 355 ALHAMBRA CIRCLE, SUITE 1250 CORAL GABLES FL 33134 1 0 0 0 Common stock, par value $0.001 per share 2015-10-27 4 M 0 30000 1.09 A 273401 D Common stock, par value $0.001 per share 2015-10-27 4 F 0 10000 D 263401 D Options to purchase common stock 1.09 2015-10-27 4 M 0 30000 0 D 2010-11-05 2015-11-05 Common Stock 30000 105000 D Holder exercised 30,000 options at $1.09 per share via cashless exercise and was issued 20,000 shares based on the October 27, 2015 closing price of 3.27 per share. /s/ David S. Tierney 2015-10-29