9999999997-14-003853.txt : 20140324 9999999997-14-003853.hdr.sgml : 20140324 20140324111144 ACCESSION NUMBER: 9999999997-14-003853 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140228 DATE AS OF CHANGE: 20140324 EFFECTIVENESS DATE: 20140228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWINDS ADVISORS LLC CENTRAL INDEX KEY: 0001292545 IRS NUMBER: 363996792 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-66533 FILM NUMBER: 14047755 BUSINESS ADDRESS: STREET 1: 600 MAMARONECK AVENUE STREET 2: SUITE 400 CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-468-0833 MAIL ADDRESS: STREET 1: 600 MAMARONECK AVENUE STREET 2: SUITE 400 CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: THE GEMINI SECURITIES GROUP LLC DATE OF NAME CHANGE: 20040602 X-17A-5 1 9999999997-14-003853.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 14047755 for access to the original document.