9999999997-11-006288.txt : 20110329 9999999997-11-006288.hdr.sgml : 20110329 20110329163002 ACCESSION NUMBER: 9999999997-11-006288 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110329 EFFECTIVENESS DATE: 20110317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWINDS ADVISORS LLC CENTRAL INDEX KEY: 0001292545 IRS NUMBER: 363996792 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-66533 FILM NUMBER: 11021180 BUSINESS ADDRESS: STREET 1: 205 NORTH MICHIGAN AVENUE STREET 2: SUITE 4310 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312- 284-1903 MAIL ADDRESS: STREET 1: 205 NORTH MICHIGAN AVENUE STREET 2: SUITE 4310 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: THE GEMINI SECURITIES GROUP LLC DATE OF NAME CHANGE: 20040602 X-17A-5 1 9999999997-11-006288.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 11021180 for access to the original document.