-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KZ0csTiFnfnSNoYAgxlsI+q3qzmcH8MGdgOzeVtZmEreLGtgf6JW6kSq9LR7YjP4 kzCS7aJa++c74u7UswmVOA== 0001181431-10-061744.txt : 20101214 0001181431-10-061744.hdr.sgml : 20101214 20101214195444 ACCESSION NUMBER: 0001181431-10-061744 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101210 FILED AS OF DATE: 20101214 DATE AS OF CHANGE: 20101214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN ADAM K CENTRAL INDEX KEY: 0001403497 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52089 FILM NUMBER: 101251923 MAIL ADDRESS: STREET 1: SPENCER TRASK STREET 2: 535 MADISON AVENUE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVIVO THERAPEUTICS HOLDINGS CORP. CENTRAL INDEX KEY: 0001292519 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE BROADWAY STREET 2: 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: (617) 475-1520 MAIL ADDRESS: STREET 1: ONE BROADWAY STREET 2: 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: Design Source, Inc. DATE OF NAME CHANGE: 20040602 4 1 rrd294370.xml STERN FORM 4 X0303 4 2010-12-10 0 0001292519 INVIVO THERAPEUTICS HOLDINGS CORP. NVIV 0001403497 STERN ADAM K 535 MADISON AVENUE, 12TH FLOOR NEW YORK NY 10022 1 0 0 0 Stock Option (right to buy) 2.26 2010-12-10 4 A 0 50000 0 A 2011-01-10 2020-12-10 Common Stock 50000 50000 D Option vests in 12 equal monthly installments on each monthly anniversary of the grant date until fully vested on the first anniversary of the grant date. Option not exercisable until the Company's 2010 Equity Incentive Plan is approved by the Company's stockholders and a registration statement on Form S-8 to register shares underlying such option is filed with the Securities and Exchange Commission. /s/ Adam Stern 2010-12-14 -----END PRIVACY-ENHANCED MESSAGE-----