0001179110-19-005165.txt : 20190424
0001179110-19-005165.hdr.sgml : 20190424
20190424214342
ACCESSION NUMBER: 0001179110-19-005165
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190422
FILED AS OF DATE: 20190424
DATE AS OF CHANGE: 20190424
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Toselli Richard M.
CENTRAL INDEX KEY: 0001710549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37350
FILM NUMBER: 19765131
MAIL ADDRESS:
STREET 1: C/O INVIVO THERAPEUTICS HOLDINGS CORP.
STREET 2: 1 KENDALL SQUARE, SUITE B14402
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVIVO THERAPEUTICS HOLDINGS CORP.
CENTRAL INDEX KEY: 0001292519
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE KENDALL SQUARE
STREET 2: BUILDING 1400 EAST 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
BUSINESS PHONE: 617-863-5524
MAIL ADDRESS:
STREET 1: ONE KENDALL SQUARE
STREET 2: BUILDING 1400 EAST 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
FORMER COMPANY:
FORMER CONFORMED NAME: Design Source, Inc.
DATE OF NAME CHANGE: 20040602
4
1
edgar.xml
FORM 4 -
X0306
4
2019-04-22
0
0001292519
INVIVO THERAPEUTICS HOLDINGS CORP.
NVIV
0001710549
Toselli Richard M.
C/O INVIVO THERAPEUTICS HOLDINGS CORP.
ONE KENDALL SQUARE, SUITE B14402
CAMBRIDGE
MA
02139
0
1
0
0
See Remarks
Common Stock
2019-04-22
4
F
0
79
1.45
D
10693
D
Common Stock
5228
I
By 401(k) Plan
Represents shares sold by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2018 to satisfy tax withholding obligations applicable to the vesting of 250 stock-settled RSUs.
The reporting person holds 5,228 shares of NVIV common stock under the NVIV 401(k) plan. The information in this report is based on a plan statement dated as of April 24, 2019.
President and Chief Executive Officer; Exhibit List: Exhibit 24.1 - Power of Attorney
/s/ Richard M. Toselli
2019-04-24
EX-24.1
2
ex24toselli.txt
POWER OF ATTORNEY
Power of Attorney
I, Richard Toselli, the undersigned, hereby constitute and appoint Richard
Christopher, Heather Hamel, and Rosemary Reilly, and each of them
individually, as my true and lawful attorney-in-fact to:
1. Complete and execute on my behalf, as an officer of InVivo Therapeutics
Holdings Corp., a Nevada corporation (the "Company"), Forms 3, 4, and 5
required to be filed by me under Section 16(a) of the Securities Exchange
Act of 1934, as amended (the "Exchange Act") and the rules and regulations
thereunder;
2. Do and perform any and all acts for and on my behalf which may be necessary
or desirable to complete and execute any such Forms 3, 4 and 5 and any
amendment or amendments thereto, and timely file such forms with the U.S.
Securities and Exchange Commission (the "SEC") and any stock exchange or
similar authority, including without limitation the filing of a Form ID or
any other application materials to enable me to gain or maintain access to
the Electronic Data Gathering, Analysis and Retrieval system of the SEC; and
3. Seek or obtain, as my representative and on my behalf, information regarding
transactions in the Company's securities from any third party, including
brokers, employee benefit plan administrators and trustees, and I hereby
authorize any such person to release any such information to such
attorney-in-fact and approve and ratify any such release of information; and
4. Take any other action of any type whatsoever in connection with the
foregoing, which in the opinion of such attorney-in-fact may be of benefit
to, in the best interest of, or legally required of me, it being understood
that the documents executed by such attorney-in-fact on my behalf pursuant
to this Power of Attorney shall be in such form and shall contain such
information as such attorney-in-fact may approve in such attorney-in-fact's
discretion.
I hereby grant to each of such attorneys-in-fact full power and authority to do
and perform all and every act which is necessary, proper or desirable to be done
in the exercise of any of the rights, powers and authority granted in this Power
of Attorney, with full power of substitution and revocation, and I ratify and
confirm every act that such attorney-in-fact lawfully performs or causes to be
done by virtue of this Power of Attorney and the powers and authority granted
herein.
I acknowledge that the attorneys-in-fact appointed in this Power of Attorney, in
serving in such capacity at my request, are not assuming or relieving, and the
Company is not assuming or relieving, any of my responsibilities to comply with
Section 16 of the Exchange Act or the rules or regulations thereunder. I
acknowledge that neither the Company nor the foregoing attorneys-in-fact assume
(i) any liability for my responsibility to comply with the requirements of the
Exchange Act, (ii) any liability of mine for any failure to comply with such
requirements, or (iii) any obligation or liability of mine for profit
disgorgement under Section 16(b) of the Exchange Act.
This Power of Attorney shall supersede and revoke any Power of Attorney
previously filed in my name and on my behalf.
This Power of Attorney shall remain in full force and effect until I am no
longer required to file Forms 3, 4 and 5 with respect to my holdings or
transactions in securities issued by the Company, unless I earlier revoke this
Power of Attorney in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of
April 24, 2019.
/s/ Richard Toselli
-------------------------------
Print Name: Richard Toselli
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