0001179110-18-001044.txt : 20180123
0001179110-18-001044.hdr.sgml : 20180123
20180123212211
ACCESSION NUMBER: 0001179110-18-001044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180119
FILED AS OF DATE: 20180123
DATE AS OF CHANGE: 20180123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hatfield Jeffrey S.
CENTRAL INDEX KEY: 0001609879
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37350
FILM NUMBER: 18543837
MAIL ADDRESS:
STREET 1: 11080 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVIVO THERAPEUTICS HOLDINGS CORP.
CENTRAL INDEX KEY: 0001292519
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE KENDALL SQUARE
STREET 2: BUILDING 1400 EAST 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
BUSINESS PHONE: 617-863-5524
MAIL ADDRESS:
STREET 1: ONE KENDALL SQUARE
STREET 2: BUILDING 1400 EAST 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
FORMER COMPANY:
FORMER CONFORMED NAME: Design Source, Inc.
DATE OF NAME CHANGE: 20040602
4
1
edgar.xml
FORM 4 -
X0306
4
2018-01-19
0
0001292519
INVIVO THERAPEUTICS HOLDINGS CORP.
NVIV
0001609879
Hatfield Jeffrey S.
C/O INVIVO THERAPEUTICS HOLDINGS CORP.
ONE KENDALL SQUARE, SUITE B14402
CAMBRIDGE
MA
02139
1
0
0
0
Stock Option (right to buy)
0.69
2018-01-19
4
A
0
12500
0
A
2028-01-19
Common Stock
12500
12500
D
The option vests in 12 equal installments on each monthly anniversary of the date of grant until fully vested on the first anniversary of the date of grant, provided that such director remains a director of our company on each such vesting date.
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Tamara Joseph, attorney-in-fact
2018-01-23
EX-24
2
ex24hatfield.txt
POWER OF ATTORNEY
Power of Attorney
I, Jeffrey S. Hatfield, the undersigned, hereby constitute and appoint Steven
McAllister, Mark D. Perrin, Tamara Joseph, Leora Rodenstein, Rosemary Reilly,
and each of them individually, as my true and lawful attorney-in-fact to:
1.Complete and execute on my behalf, as a director of InVivo Therapeutics
Holdings Corp., a Nevada corporation (the "Company"), Forms 3, 4, and 5
required to be filed by me under Section 16(a) of the Securities Exchange Act
of 1934, as amended (the "Exchange Act") and the rules and regulations
thereunder;
2.Do and perform any and all acts for and on my behalf which may be necessary
or desirable to complete and execute any such Forms 3, 4 and 5 and any amendment
or amendments thereto, and timely file such forms with the U.S. Securities and
Exchange Commission (the "SEC") and any stock exchange or similar authority,
including without limitation the filing of a Form ID or any other application
materials to enable me to gain or maintain access to the Electronic Data
Gathering, Analysis and Retrieval system of the SEC; and
3.Seek or obtain, as my representative and on my behalf, information regarding
transactions in the Company's securities from any third party, including
brokers, employee benefit plan administrators and trustees, and I hereby
authorize any such person to release any such information to such
attorney-in-fact and approve and ratify any such release of information; and
4.Take any other action of any type whatsoever in connection with the foregoing,
which in the opinion of such attorney-in-fact may be of benefit to, in the best
interest of, or legally required of me, it being understood that the documents
executed by such attorney-in-fact on my behalf pursuant to this Power of
Attorney shall be in such form and shall contain such information as such
attorney-in-fact may approve in such attorney-in-fact's discretion.
I hereby grant to each of such attorneys-in-fact full power and authority to do
and perform all and every act which is necessary, proper or desirable to be done
in the exercise of any of the rights, powers and authority granted in this Power
of Attorney, with full power of substitution and revocation, and I ratify and
confirm every act that such attorney-in-fact lawfully performs or causes to be
done by virtue of this Power of Attorney and the powers and authority granted
herein.
I acknowledge that the attorneys-in-fact appointed in this Power of Attorney, in
serving in such capacity at my request, are not assuming or relieving, and the
Company is not assuming or relieving, any of my responsibilities to comply with
Section 16 of the Exchange Act or the rules or regulations thereunder.
I acknowledge that neither the Company nor the foregoing attorneys-in-fact
assume (i) any liability for my responsibility to comply with the requirements
of the Exchange Act, (ii) any liability of mine for any failure to comply with
such requirements, or (iii) any obligation or liability of mine for profit
disgorgement under Section 16(b) of the Exchange Act.
This Power of Attorney shall remain in full force and effect until I am no
longer required to file Forms 3, 4 and 5 with respect to my holdings or
transactions in securities issued by the Company, unless I earlier revoke this
Power of Attorney in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of
November 3, 2016.
/s/ Jeffrey S. Hatfield
Signature
Print Name: Jeffrey S. Hatfield