0001437749-15-008512.txt : 20150430 0001437749-15-008512.hdr.sgml : 20150430 20150430180214 ACCESSION NUMBER: 0001437749-15-008512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150428 FILED AS OF DATE: 20150430 DATE AS OF CHANGE: 20150430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GFI Group Inc. CENTRAL INDEX KEY: 0001292426 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 800006224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 BUSINESS PHONE: 212-968-4100 MAIL ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BGC Partners, L.P. CENTRAL INDEX KEY: 0001618856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34897 FILM NUMBER: 15821051 BUSINESS ADDRESS: STREET 1: C/O BGC PARTNERS, INC. STREET 2: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-610-2200 MAIL ADDRESS: STREET 1: C/O BGC PARTNERS, INC. STREET 2: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rdgdoc.xml FORM 4 X0306 4 2015-04-28 0001292426 GFI Group Inc. GFIG 0001618856 BGC Partners, L.P. 499 PARK AVENUE NEW YORK NY 10022 1 Common Stock, par value $0.01 per share 2015-04-28 4 P 0 43029260 5.81 A 114378936 D The shares were purchased by BGC Holdings, L.P. from the Issuer in a transaction exempt from the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof. The shares may be indirectly beneficially owned by the following affiliated persons of BGC Partners, L.P.: BGC Holdings, LLC, BGC Holdings, L.P., BGC GP, LLC, BGC Partners, Inc., Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares. Does not include 45,000 shares held directly by Cantor Fitzgerald & Co., an affiliate of BGC Partners, L.P. The shares may be indirectly beneficially owned by the following affiliated persons of Cantor Fitzgerald & Co.: Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares. /s/ Stephen M. Merkel, Executive Vice President, Chief Legal Officer and Secretary 2015-04-30