0001437749-15-008512.txt : 20150430
0001437749-15-008512.hdr.sgml : 20150430
20150430180214
ACCESSION NUMBER: 0001437749-15-008512
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150428
FILED AS OF DATE: 20150430
DATE AS OF CHANGE: 20150430
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GFI Group Inc.
CENTRAL INDEX KEY: 0001292426
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 800006224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10041
BUSINESS PHONE: 212-968-4100
MAIL ADDRESS:
STREET 1: 55 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10041
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BGC Partners, L.P.
CENTRAL INDEX KEY: 0001618856
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34897
FILM NUMBER: 15821051
BUSINESS ADDRESS:
STREET 1: C/O BGC PARTNERS, INC.
STREET 2: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-610-2200
MAIL ADDRESS:
STREET 1: C/O BGC PARTNERS, INC.
STREET 2: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
rdgdoc.xml
FORM 4
X0306
4
2015-04-28
0001292426
GFI Group Inc.
GFIG
0001618856
BGC Partners, L.P.
499 PARK AVENUE
NEW YORK
NY
10022
1
Common Stock, par value $0.01 per share
2015-04-28
4
P
0
43029260
5.81
A
114378936
D
The shares were purchased by BGC Holdings, L.P. from the Issuer in a transaction exempt from the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof.
The shares may be indirectly beneficially owned by the following affiliated persons of BGC Partners, L.P.: BGC Holdings, LLC, BGC Holdings, L.P., BGC GP, LLC, BGC Partners, Inc., Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.
Does not include 45,000 shares held directly by Cantor Fitzgerald & Co., an affiliate of BGC Partners, L.P. The shares may be indirectly beneficially owned by the following affiliated persons of Cantor Fitzgerald & Co.: Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.
/s/ Stephen M. Merkel, Executive Vice President, Chief Legal Officer and Secretary
2015-04-30