0001104659-14-007612.txt : 20140207 0001104659-14-007612.hdr.sgml : 20140207 20140207172825 ACCESSION NUMBER: 0001104659-14-007612 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 GROUP MEMBERS: MAGNETIC MANAGEMENT LLC GROUP MEMBERS: MICHAEL A. GOOCH GROUP MEMBERS: N-TWO LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GFI Group Inc. CENTRAL INDEX KEY: 0001292426 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 800006224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80318 FILM NUMBER: 14585456 BUSINESS ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 BUSINESS PHONE: 212-968-4100 MAIL ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Jersey Partners Inc. CENTRAL INDEX KEY: 0001315120 IRS NUMBER: 133397101 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1111 ROUTE 110 STREET 2: SUITE 331 CITY: FARMINGDALE STATE: NY ZIP: 11735 BUSINESS PHONE: 212.968.4100 MAIL ADDRESS: STREET 1: C/O GFI GROUP INC. STREET 2: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 SC 13G/A 1 a14-4737_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 8)*

 

GFI Group Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

361652 20 9

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP: 361652 20 9

 

 

1

Name of Reporting Persons/ I.R.S. Identification No. of Above Persons

Jersey Partners Inc.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
New York

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
46,864,240

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
46,864,240

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
46,864,240

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

 

11

Percent of Class Represented by Amount in Row (9)
38%

 

 

12

Type of Reporting Person
CO

 

2



 

CUSIP: 361652 20 9

 

 

1

Name of Reporting Persons/ I.R.S. Identification No. of Above Persons

N-Two LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
46,864,240

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
46,864,240

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
46,864,240

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

 

11

Percent of Class Represented by Amount in Row (9)
38%

 

 

12

Type of Reporting Person
OO

 

3



 

CUSIP: 361652 20 9

 

 

1

Name of Reporting Persons/ I.R.S. Identification No. of Above Persons

Magnetic Management LLC

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
46,864,240

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
46,864,240

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
46,864,240

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

 

11

Percent of Class Represented by Amount in Row (9)
38%

 

 

12

Type of Reporting Person
OO

 

4



 

CUSIP: 361652 20 9

 

 

1

Name of Reporting Persons/ I.R.S. Identification No. of Above Persons

Michael A. Gooch

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
New Jersey

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
47,099,368*

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
47,099,368*

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
47,099,368*

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

 

11

Percent of Class Represented by Amount in Row (9)
38%

 

 

12

Type of Reporting Person
IN

 


 

*Includes 54,336 shares of Common Stock that are held for the benefit of Mr. Gooch’s wife, 1,320 shares of Common Stock owned by Mr. Gooch’s children, 42,104 shares of Common Stock which are held by the Gooch Investment Trust.  Mr. Gooch disclaims beneficial ownership with respect to these shares. 

 

5



 

SCHEDULE 13G

 

Item 1.

 

(a)

Name of Issuer:
GFI Group Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:
55 Water Street

New York, NY 10041

 

Item 2.

 

(a)

Name of Persons Filing:

Jersey Partners Inc.

N-Two LLC

Magnetic Management LLC

Michael A. Gooch

 

(b)

Address of Principal Business Office or, if none, Residence:

For all persons listed in Item 2(a) above:

 

569 Middle Road

Bayport, NY 11705

 

(c)

Citizenship:

For Jersey Partners Inc.:

New York

 

For N-Two LLC and Magnetic Management LLC:

Delaware

 

For Michael A. Gooch:

Florida

 

(d)

Title of Class of Securities:

Common

 

(e)

CUSIP Number:

361652 20 9

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or §§240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not applicable.

 

6



 

Item 4.

Ownership.

 

(a)

Amount beneficially owned:   

See the response to Item 9 on the attached cover page(s).

 

(b)

Percent of class:   

See the response to Item 11 on the attached cover page(s).

 

(c)

Number of shares as to which the Reporting person has:

 

 

 

(i)

Sole power to vote or direct the vote:   

See the response to Item 5 on the attached cover page(s).

 

 

(ii)

Shared power to vote or direct the vote:    

See the response to Item 6 on the attached cover page(s).

 

 

(iii)

Sole power to dispose or direct disposition of:   

See the response to Item 7 on the attached cover page(s).

 

 

(iv)

Shared power to dispose or direct disposition of:   

See the response to Item 8 on the attached cover page(s).

 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:   o

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not applicable.

 

7



 

Item 10.

Certification.

 

Not Applicable.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:  February 5, 2014

 

 

 

 

 

 

Jersey Partners Inc.

 

 

 

 

 

 

 

By:

/s/ Michael A. Gooch

 

Name:

Michael A. Gooch

 

Title:

President

 

 

 

 

 

 

 

N-Two LLC

 

By:

Jersey Partners Inc., its managing member

 

 

 

 

 

 

By:

/s/ Michael A. Gooch

 

Name:

Michael A. Gooch

 

Title:

President

 

 

 

 

 

 

 

Magnetic Management LLC

 

By:

Jersey Partners Inc., its sole member

 

 

 

 

 

 

By:

/s/ Michael A. Gooch

 

Name:

Michael A. Gooch

 

Title:

President

 

 

 

 

 

 

 

Michael A. Gooch

 

 

 

/s/ Michael A. Gooch

 

8


EX-99.1 2 a14-4737_1ex99d1.htm EX-99.1

Exhibit 99.1

 

JOINT FILING AGREEMENT

 

Each of the undersigned persons hereby agrees and consents to this joint filing of Schedule 13G (including any and all amendments thereof) on their behalf pursuant to Section 13(d) and (g) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder.  Each of these persons is not responsible for the completeness or accuracy of the information concerning the other persons making this filing, unless such person knows or has reason to believe that such information is inaccurate.

 

Date: February 5, 2014

 

 

 

Jersey Partners Inc.

 

 

 

 

 

 

 

By:

/s/ Michael A. Gooch

 

Name:

Michael A. Gooch

 

Title:

President

 

 

 

 

 

 

 

N-Two LLC

 

By:

Jersey Partners Inc., its managing member

 

 

 

 

 

 

By:

/s/ Michael A. Gooch

 

Name:

Michael A. Gooch

 

Title:

President

 

 

 

 

 

 

 

Magnetic Management LLC

 

By:

Jersey Partners Inc., its sole member

 

 

 

 

 

 

By:

/s/ Michael A. Gooch

 

Name:

Michael A. Gooch

 

Title:

President

 

 

 

 

 

 

 

Michael A. Gooch

 

 

 

/s/ Michael A. Gooch

 

1