0001209191-15-069336.txt : 20150903 0001209191-15-069336.hdr.sgml : 20150903 20150903133050 ACCESSION NUMBER: 0001209191-15-069336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150903 DATE AS OF CHANGE: 20150903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xencor Inc CENTRAL INDEX KEY: 0001326732 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201622502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 626-305-5900 MAIL ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baracchini Edgardo Jr CENTRAL INDEX KEY: 0001291972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36182 FILM NUMBER: 151091470 MAIL ADDRESS: STREET 1: C/O METABASIS THERAPEUTICS STREET 2: 9390 TOWNE CENTRE DRIVE, BLDG. 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-01 0 0001326732 Xencor Inc XNCR 0001291972 Baracchini Edgardo Jr C/O XENCOR, INC. 111 WEST LEMON AVENUE MONROVIA CA 91016 0 1 0 0 Chief Business Officer Common Stock 2015-09-01 4 M 0 1250 0.59 A 1250 D Common Stock 2015-09-01 4 S 0 1250 16.49 D 0 D Stock Option (right to buy) 0.59 2015-09-01 4 M 0 1250 0.00 D 2020-01-17 Common Stock 1250 175671 D Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted March 13, 2015. 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. /s/ Edgardo Baracchini, Jr. 2015-09-03