0001578563-19-000031.txt : 20191003
0001578563-19-000031.hdr.sgml : 20191003
20191003174603
ACCESSION NUMBER: 0001578563-19-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190807
FILED AS OF DATE: 20191003
DATE AS OF CHANGE: 20191003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hacksell Uli
CENTRAL INDEX KEY: 0001291962
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 191136865
MAIL ADDRESS:
STREET 1: 3911 SORRENTO VALLEY BOULEVARD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerecor Inc.
CENTRAL INDEX KEY: 0001534120
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 450705648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 410-522-8707
MAIL ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-08-07
0
0001534120
Cerecor Inc.
CERC
0001291962
Hacksell Uli
C/O CERECOR INC.
540 GAITHER ROAD, SUITE 400
ROCKVILLE
MD
20850
1
0
0
0
Common Stock
20000
D
Stock Option (Right to Buy)
2.93
2019-08-07
4
A
0
25000
0
A
2029-08-07
Common Stock
25000
25000
D
Stock Option (Right to Buy)
3.29
2029-09-30
Common Stock
1819
1819
D
Stock Option (Right to Buy)
5.44
2029-06-28
Common Stock
1172
1172
D
Stock Option (Right to Buy)
5.84
2029-03-29
Common Stock
1724
1724
D
Stock Option (Right to Buy)
3.23
2028-12-31
Common Stock
3095
3095
D
Stock Option (Right to Buy)
3.71
2028-05-15
Common Stock
8357
8357
D
Stock Option (Right to Buy)
0.87
2027-01-25
Common Stock
100000
100000
D
Stock Option (Right to Buy)
3.77
2026-08-16
Common Stock
130000
130000
D
Stock Option (Right to Buy)
3.35
2025-12-31
Common Stock
360459
360459
D
Stock Option (Right to Buy)
5.8
2025-11-08
Common Stock
16714
16714
D
Stock Option (Right to Buy)
6.13
2025-06-01
Common Stock
11607
11607
D
The stock option will vest in full on August 7, 2020, subject to the Reporting Person's continued service on such vesting date.
The stock option is fully vested.
32,500 of the shares underlying the option shall vest and become exercisable on August 17, 2017; the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter beginning on September 17, 2017, subject to the Reporting Person's continued service with the Issuer on each such date.
/s/ Donald R. Reynolds, by Power of Attorney
2019-10-03