0001104659-19-039025.txt : 20190702 0001104659-19-039025.hdr.sgml : 20190702 20190702160847 ACCESSION NUMBER: 0001104659-19-039025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hacksell Uli CENTRAL INDEX KEY: 0001291962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37590 FILM NUMBER: 19937383 MAIL ADDRESS: STREET 1: 3911 SORRENTO VALLEY BOULEVARD CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 450705648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 a4.xml 4 X0306 4 2019-06-28 0 0001534120 Cerecor Inc. CERC 0001291962 Hacksell Uli C/O CERECOR INC. 540 GAITHER ROAD, SUITE 400 ROCKVILLE MD 20850 1 0 0 0 Common Stock 20000 D Stock Option (Right to Buy) 5.44 2019-06-28 4 A 0 1172 0 A 2019-06-28 2029-06-28 Common Stock 1172 1172 D Stock Option (Right to Buy) 5.84 2019-03-29 2029-03-29 Common Stock 1724 1724 D Stock Option (Right to Buy) 3.23 2018-12-31 2028-12-31 Common Stock 3095 3095 D Stock Option (Right to Buy) 3.71 2028-05-15 Common Stock 8357 8357 D Stock Option (Right to Buy) 0.87 2027-01-25 Common Stock 100000 100000 D Stock Option (Right to Buy) 3.77 2026-08-16 Common Stock 130000 130000 D Stock Option (Right to Buy) 3.35 2025-12-31 Common Stock 360469 360459 D Stock Option (Right to Buy) 5.80 2025-11-08 Common Stock 16714 16714 D Stock Option (Right to Buy) 6.13 2015-06-02 2025-06-01 Common Stock 11607 11607 D The stock option is fully vested. 33,333 of the shares underlying the option vested and became exercisable on January 26, 2017; 33,333 shares vested and became exercisable on January 26, 2018, and 33,334 shares vested and became exercisable on January 26, 2019. 32,500 of the shares underlying the option shall vest and become exercisable on August 17, 2017; the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter beginning on September 17, 2017, subject to the Reporting Person's continued service with the Issuer on each such date. One third of the shares subject to the stock option will vest on January 1, 2017; the remaining shares shall vest and become exercisable in 24 equal monthly installments thereafter beginning on February 1, 2017, subject to the Reporting Person's continued service with the Issuer on each such date. The Stock Options vested in three equal installments on November 9, 2016, 2017 and 2018. /s/ Donald R. Reynolds, by Power of Attorney 2019-07-02