0001179110-17-001102.txt : 20170120 0001179110-17-001102.hdr.sgml : 20170120 20170120140348 ACCESSION NUMBER: 0001179110-17-001102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170118 FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVIVO THERAPEUTICS HOLDINGS CORP. CENTRAL INDEX KEY: 0001292519 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 1400 EAST 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-863-5524 MAIL ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 1400 EAST 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Design Source, Inc. DATE OF NAME CHANGE: 20040602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ulich Thomas R CENTRAL INDEX KEY: 0001291960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37350 FILM NUMBER: 17538270 MAIL ADDRESS: STREET 1: C/O INVIVO THERAPEUTICS HOLDINGS CORP. STREET 2: ONE KENDALL SQUARE, SUITE B14402 CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 edgar.xml FORM 4 - X0306 4 2017-01-18 0 0001292519 INVIVO THERAPEUTICS HOLDINGS CORP. NVIV 0001291960 Ulich Thomas R C/O INVIVO THERAPEUTICS HOLDINGS CORP. ONE KENDALL SQUARE, SUITE B14402 CAMBRIDGE MA 02139 0 1 0 0 Chief Scientific Officer Stock Option (Right to Buy) 4.35 2017-01-18 4 A 0 150000 0 A 2027-01-18 Common Stock 150000 150000 D This option vests as to 25% of the shares on the first anniversary of the date of grant, and the remaining shares vest thereafter on a monthly basis in 36 equal monthly installments. /s/ Tamara L. Joseph, as attorney-in-fact 2017-01-20