0001179110-15-016170.txt : 20151211 0001179110-15-016170.hdr.sgml : 20151211 20151211172423 ACCESSION NUMBER: 0001179110-15-016170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151210 FILED AS OF DATE: 20151211 DATE AS OF CHANGE: 20151211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVIVO THERAPEUTICS HOLDINGS CORP. CENTRAL INDEX KEY: 0001292519 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 1400 EAST 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-863-5524 MAIL ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 1400 EAST 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Design Source, Inc. DATE OF NAME CHANGE: 20040602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ulich Thomas R CENTRAL INDEX KEY: 0001291960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37350 FILM NUMBER: 151284104 MAIL ADDRESS: STREET 1: C/O INVIVO THERAPEUTICS HOLDINGS CORP. STREET 2: ONE KENDALL SQUARE, SUITE B14402 CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 edgar.xml FORM 4 - X0306 4 2015-12-10 0 0001292519 INVIVO THERAPEUTICS HOLDINGS CORP. NVIV 0001291960 Ulich Thomas R C/O INVIVO THERAPEUTICS HOLDINGS CORP. ONE KENDALL SQUARE, SUITE B14402 CAMBRIDGE MA 02139 0 1 0 0 Chief Scientific Officer Stock Option (Right To Buy) 7.37 2015-12-10 4 A 0 115050 0 A 2025-12-10 Common Stock 115050 115050 D The option is exercisable as to 25% of the shares on the first anniversary of the date of grant, and the remaining shares vest thereafter on a monthly basis in 36 equal monthly installments. /s/ Elizabeth W. Fraser, Attorney-in-Fact 2015-12-11