0001209191-18-047810.txt : 20180821 0001209191-18-047810.hdr.sgml : 20180821 20180821175413 ACCESSION NUMBER: 0001209191-18-047810 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180613 FILED AS OF DATE: 20180821 DATE AS OF CHANGE: 20180821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhang Song-Yi CENTRAL INDEX KEY: 0001290865 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38112 FILM NUMBER: 181031072 MAIL ADDRESS: STREET 1: C/O: 10/F, FUNG HOUSE STREET 2: 19-20 CONNAUGHT ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: - REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mandra Medical Ltd CENTRAL INDEX KEY: 0001709068 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38112 FILM NUMBER: 181031073 BUSINESS ADDRESS: STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 852-2526 0668 MAIL ADDRESS: STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beansprouts Ltd CENTRAL INDEX KEY: 0001709077 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38112 FILM NUMBER: 181031074 BUSINESS ADDRESS: STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 852-2526 0668 MAIL ADDRESS: STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mui Bing How Tammy CENTRAL INDEX KEY: 0001709117 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38112 FILM NUMBER: 181031075 MAIL ADDRESS: STREET 1: C/O ATHENEX, INC. 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athenex, Inc. CENTRAL INDEX KEY: 0001300699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 431985966 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 716-898-8625 MAIL ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20131223 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC DATE OF NAME CHANGE: 20040817 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2018-06-13 2017-06-21 0 0001300699 Athenex, Inc. ATNX 0001290865 Zhang Song-Yi C/O ATHENEX, INC. 1001 MAIN STREET, SUITE 600 BUFFALO NY 14203 1 0 1 0 0001709068 Mandra Medical Ltd NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR J&C BUILDING, P.O. BOX 933, ROAD TOWN TORTOLA D8 VG1110 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001709077 Beansprouts Ltd NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR J&C BUILDING, P.O. BOX 933, ROAD TOWN TORTOLA D8 VG1110 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001709117 Mui Bing How Tammy C/O ATHENEX, INC., 1001 MAIN STREET SUITE 600 BUFFALO NY 14203 0 0 1 0 Stock Option (Right to Buy) 11.00 2017-06-13 4 A 0 28500 0.00 A 2027-06-13 Common Stock 28500 28500 D This option was previously reported by Mr. Zhang. This amendment is being filed to correct the transaction date, exercise date, and expiration date. This option vests in four equal annual installments beginning on June 13, 2018. Song-Yi Zhang, By: /s/Teresa Bair, Attorney-in-Fact 2018-08-21 Mandra Medical Limited, By: Song-Yi Zhang, Director, By: /s/ Teresa Bair, Attorney-in-Fact 2018-08-21 Beansprouts Limited, By: Song-Yi Zhang, Director, By: /s/ Teresa Bair, Attorney-in-Fact 2018-08-21 Mui Bing How Tammy, By: /s/ Teresa Bair, Attorney-in-Fact 2018-08-21