0001209191-18-047810.txt : 20180821
0001209191-18-047810.hdr.sgml : 20180821
20180821175413
ACCESSION NUMBER: 0001209191-18-047810
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180613
FILED AS OF DATE: 20180821
DATE AS OF CHANGE: 20180821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zhang Song-Yi
CENTRAL INDEX KEY: 0001290865
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 181031072
MAIL ADDRESS:
STREET 1: C/O: 10/F, FUNG HOUSE
STREET 2: 19-20 CONNAUGHT ROAD CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: -
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mandra Medical Ltd
CENTRAL INDEX KEY: 0001709068
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 181031073
BUSINESS ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 852-2526 0668
MAIL ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beansprouts Ltd
CENTRAL INDEX KEY: 0001709077
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 181031074
BUSINESS ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 852-2526 0668
MAIL ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mui Bing How Tammy
CENTRAL INDEX KEY: 0001709117
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 181031075
MAIL ADDRESS:
STREET 1: C/O ATHENEX, INC. 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athenex, Inc.
CENTRAL INDEX KEY: 0001300699
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 431985966
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 716-898-8625
MAIL ADDRESS:
STREET 1: 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
FORMER COMPANY:
FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc.
DATE OF NAME CHANGE: 20131223
FORMER COMPANY:
FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC
DATE OF NAME CHANGE: 20040817
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2018-06-13
2017-06-21
0
0001300699
Athenex, Inc.
ATNX
0001290865
Zhang Song-Yi
C/O ATHENEX, INC.
1001 MAIN STREET, SUITE 600
BUFFALO
NY
14203
1
0
1
0
0001709068
Mandra Medical Ltd
NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
J&C BUILDING, P.O. BOX 933, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001709077
Beansprouts Ltd
NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
J&C BUILDING, P.O. BOX 933, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001709117
Mui Bing How Tammy
C/O ATHENEX, INC., 1001 MAIN STREET
SUITE 600
BUFFALO
NY
14203
0
0
1
0
Stock Option (Right to Buy)
11.00
2017-06-13
4
A
0
28500
0.00
A
2027-06-13
Common Stock
28500
28500
D
This option was previously reported by Mr. Zhang. This amendment is being filed to correct the transaction date, exercise date, and expiration date.
This option vests in four equal annual installments beginning on June 13, 2018.
Song-Yi Zhang, By: /s/Teresa Bair, Attorney-in-Fact
2018-08-21
Mandra Medical Limited, By: Song-Yi Zhang, Director, By: /s/ Teresa Bair, Attorney-in-Fact
2018-08-21
Beansprouts Limited, By: Song-Yi Zhang, Director, By: /s/ Teresa Bair, Attorney-in-Fact
2018-08-21
Mui Bing How Tammy, By: /s/ Teresa Bair, Attorney-in-Fact
2018-08-21