0001209191-18-036338.txt : 20180607
0001209191-18-036338.hdr.sgml : 20180607
20180607161957
ACCESSION NUMBER: 0001209191-18-036338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180605
FILED AS OF DATE: 20180607
DATE AS OF CHANGE: 20180607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zhang Song-Yi
CENTRAL INDEX KEY: 0001290865
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 18886689
MAIL ADDRESS:
STREET 1: C/O: 10/F, FUNG HOUSE
STREET 2: 19-20 CONNAUGHT ROAD CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: -
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mandra Medical Ltd
CENTRAL INDEX KEY: 0001709068
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 18886690
BUSINESS ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 852-2526 0668
MAIL ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beansprouts Ltd
CENTRAL INDEX KEY: 0001709077
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 18886691
BUSINESS ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 852-2526 0668
MAIL ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mui Bing How Tammy
CENTRAL INDEX KEY: 0001709117
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 18886692
MAIL ADDRESS:
STREET 1: C/O ATHENEX, INC. 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athenex, Inc.
CENTRAL INDEX KEY: 0001300699
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 431985966
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 716-898-8625
MAIL ADDRESS:
STREET 1: 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
FORMER COMPANY:
FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc.
DATE OF NAME CHANGE: 20131223
FORMER COMPANY:
FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC
DATE OF NAME CHANGE: 20040817
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-05
0
0001300699
Athenex, Inc.
ATNX
0001290865
Zhang Song-Yi
C/O ATHENEX, INC.
1001 MAIN STREET, SUITE 600
BUFFALO
NY
14203
1
0
1
0
0001709068
Mandra Medical Ltd
NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
J&C BUILDING, P.O. BOX 933, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001709077
Beansprouts Ltd
NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
J&C BUILDING, P.O. BOX 933, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001709117
Mui Bing How Tammy
C/O ATHENEX, INC., 1001 MAIN STREET
SUITE 600
BUFFALO
NY
14203
0
0
1
0
Common Stock
2018-06-05
4
J
0
106400
0.00
D
5626708
I
By Mandra Medical Limited
Common Stock
4000
D
Common Stock
181818
I
By iBase Ltd.
Common Stock
678880
I
By Avalon Biomedical (Management) Limited
Common Stock
287176
I
By Mandra Health Limited
Stock Option (Right to Buy)
7.50
2025-05-18
Common Stock
80000
80000
D
Stock Option (Right to Buy)
9.00
2025-10-17
Common Stock
48000
48000
D
Stock Option (Right to Buy)
11.00
2027-06-14
Common Stock
28500
28500
D
Stock Option (Right to Buy)
9.00
2025-07-17
Common Stock
54904
54904
I
By Avalon Biomedical (Management) Limited
Represents a pro-rata, in-kind distribution by Mandra Medical Limited, without additional consideration.
Each of Mandra Health Limited and Mandra Medical Limited are wholly-owned subsidiaries of Beansprouts Limited. Song-Yi Zhang ("Mr. Zhang") is a member of the board of directors of each of Mandra Health Limited and Mandra Medical Limited and, together with his spouse, owns all of the outstanding interests in Beansprouts Limited and shares voting and dispositive power over the shares held by it.
Mr. Zhang disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zhang is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Mr. Zhang is the sole owner and director of iBase Ltd. and has sole voting and dispositive power over the shares held by iBase Ltd.
Avalon Biomedical (Management) Limited ("Avalon Biomedical") is an indirect, wholly-owned subsidiary of Avalon Global Holdings Limited ("Avalon Global"). Mr. Zhang, together with his spouse, indirectly owns all of the outstanding interests in Mandra Medical Limited, which owns 10.82% of the outstanding interests in Avalon Global, and Mr. Zhang serves on the board of directors of Avalon Global and has shared voting and dispositive power with respect to the shares held by Avalon Biomedical.
The option vested in full on May 18, 2016.
The option vested in two equal annual installments beginning on October 17, 2016.
The option vests in four equal annual installments beginning on June 14, 2018.
The option vests in three equal annual installments beginning on July 17, 2016.
Song-Yi Zhang, By: /s/ Teresa Bair, Attorney-in-Fact
2018-06-07
Mandra Medical Limited, By: Song-Yi Zhang, Director, By: /s/ Teresa Bair, Attorney-in-Fact
2018-06-07
Beansprouts Limited, By: Song-Yi Zhang, Director, By: /s/ Teresa Bair, Attorney-in-Fact
2018-06-07
Mui Bing How Tammy, By: /s/ Teresa Bair, Attorney-in-Fact
2018-06-07