0001209191-18-029932.txt : 20180514
0001209191-18-029932.hdr.sgml : 20180514
20180514173245
ACCESSION NUMBER: 0001209191-18-029932
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180423
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mui Bing How Tammy
CENTRAL INDEX KEY: 0001709117
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 18832095
MAIL ADDRESS:
STREET 1: C/O ATHENEX, INC. 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zhang Song-Yi
CENTRAL INDEX KEY: 0001290865
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 18832098
MAIL ADDRESS:
STREET 1: C/O: 10/F, FUNG HOUSE
STREET 2: 19-20 CONNAUGHT ROAD CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: -
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beansprouts Ltd
CENTRAL INDEX KEY: 0001709077
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 18832096
BUSINESS ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 852-2526 0668
MAIL ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mandra Medical Ltd
CENTRAL INDEX KEY: 0001709068
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 18832097
BUSINESS ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 852-2526 0668
MAIL ADDRESS:
STREET 1: NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
STREET 2: J&C BUILDING, P.O. BOX 933, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athenex, Inc.
CENTRAL INDEX KEY: 0001300699
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 431985966
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 716-898-8625
MAIL ADDRESS:
STREET 1: 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
FORMER COMPANY:
FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc.
DATE OF NAME CHANGE: 20131223
FORMER COMPANY:
FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC
DATE OF NAME CHANGE: 20040817
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2018-04-23
2018-04-30
0
0001300699
Athenex, Inc.
ATNX
0001290865
Zhang Song-Yi
C/O ATHENEX, INC.
1001 MAIN STREET, SUITE 600
BUFFALO
NY
14203
1
0
1
0
0001709068
Mandra Medical Ltd
NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
J&C BUILDING, P.O. BOX 933, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001709077
Beansprouts Ltd
NEWHAVEN TRUSTEES (BVI) LTD., 3RD FLOOR
J&C BUILDING, P.O. BOX 933, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001709117
Mui Bing How Tammy
C/O ATHENEX, INC., 1001 MAIN STREET
SUITE 600
BUFFALO
NY
14203
0
0
1
0
Common Stock
678880
I
By Avalon Biomedical (Management) Limited
Stock Option (Right to Buy)
9.00
2025-07-17
Common Stock
54904
54904
I
By Avalon Biomedical (Management) Limited
Mr. Zhang disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zhang is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Avalon Biomedical (Management) Limited ("Avalon Biomedical") is an indirect, wholly-owned subsidiary of Avalon Global Holdings Limited ("Avalon Global"). Mr. Zhang, together with his spouse, indirectly owns all of the outstanding interests in Mandra Medical Limited, which owns 10.82% of the outstanding interests in Avalon Global, and Mr. Zhang serves on the board of directors of Avalon Global and has shared voting and dispositive power with respect to the shares held by Avalon Biomedical.
The option vests in three equal annual installments beginning on July 17, 2016.
This amendment is being filed only to correct the percentage of ownership of Avalon Global Holdings Limited by Mandra Medical Limited.
Song-Yi Zhang, By: /s/ Teresa Bair, Attorney-in-Fact
2018-05-14
Mandra Medical Limited, By: Song-Yi Zhang, Director, By: /s/ Teresa Bair, Attorney-in-Fact
2018-05-14
Beansprouts Limited, By: Song-Yi Zhang, Director, By: /s/ Teresa Bair, Attorney-in-Fact
2018-05-14
Mui Bing How Tammy, By: /s/ Teresa Bair, Attorney-in-Fact
2018-05-14