0001969223-24-000464.txt : 20240611 0001969223-24-000464.hdr.sgml : 20240611 20240611134916 ACCESSION NUMBER: 0001969223-24-000464 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240611 DATE AS OF CHANGE: 20240611 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 241035336 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Wexler Lawrence CENTRAL INDEX KEY: 0001660246 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 393 CARTER STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 144 1 primary_doc.xml 144 0001660246 XXXXXXXX LIVE 0001290677 Turning Point Brands Corporation 001-37763 5201 Interchange Way Louisville KY 40229 918-289-5372 Lawrence Wexler Officer common UBS Financial Services Inc

1000 Harbor Blvd 3rd Floor Weehawken NJ 07086

4695 500000 17621706 06/11/2024 NYSE common 06/11/2024 stock option exercise issuer N 4695 06/11/2024 n/a Y shares were exercised as part of company stock option release 06/11/2024 /s/ UBS Financial Services Inc, as attorney-in-fact for Lawrence Wexler