0001290677-24-000048.txt : 20240509 0001290677-24-000048.hdr.sgml : 20240509 20240509202813 ACCESSION NUMBER: 0001290677-24-000048 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240501 FILED AS OF DATE: 20240509 DATE AS OF CHANGE: 20240509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catsimatidis John A. Jr CENTRAL INDEX KEY: 0002022852 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 24932572 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 3 1 form3.xml X0206 3 2024-05-01 0 0001290677 Turning Point Brands, Inc. TPB 0002022852 Catsimatidis John A. Jr 5201 INTERCHANGE WAY LOUISVILLE KY 40229 true Common Stock 10000 D Common Stock 400000 I Shares owned by United Refining, Inc. The securities reported in this Form 3 are owned directly by United Refining, Inc., an indirect wholly owned subsidiary of Red Apple Group, Inc. Mr. Catsimatidis Jr. is the President and Chief Operating Officer of Red Apple Group, Inc., and by virtue of this position may be deemed the beneficial owner of securities owned by United Refining, Inc. Mr. Catsimatidis Jr. disclaims beneficial ownership of the securities owned by United Refining, Inc., except to the extent of his pecuniary interest therein. /s/ John A. Catsimatidis Jr. 2024-05-09