0001290677-24-000027.txt : 20240313 0001290677-24-000027.hdr.sgml : 20240313 20240313183116 ACCESSION NUMBER: 0001290677-24-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240311 FILED AS OF DATE: 20240313 DATE AS OF CHANGE: 20240313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glazek David Edward CENTRAL INDEX KEY: 0001616437 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 24747346 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE 12TH FL CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 4 1 form4.xml X0508 4 2024-03-11 0001290677 Turning Point Brands, Inc. TPB 0001616437 Glazek David Edward 5201 INTERCHANGE WAY LOUISVILLE KY 40229 true true Executive Chairman false Common Stock 2024-03-11 4 A 0 18389 27.19 A 105193 D Options 27.19 2024-03-11 4 A 0 54289 0 A 2034-03-11 Common Stock 54289 54289 D Options 20.71 2023-05-12 4 A 0 77519 0 A 2033-05-12 Common Stock 77519 77519 D Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year. Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year. Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. The RSUs vest 25% on the last day of each calendar quarter of 2024. RSUs convert into shares of Common Stock on a 1-for-1 basis. The total reported in Column 5 includes 50,623 RSUs and 54,570 shares of Common Stock /s/ David Glazek 2024-03-13