0001290677-24-000024.txt : 20240305
0001290677-24-000024.hdr.sgml : 20240305
20240305212743
ACCESSION NUMBER: 0001290677-24-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240301
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wigginton Brian
CENTRAL INDEX KEY: 0001734429
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 24724150
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
4
1
form4.xml
X0508
4
2024-03-01
0001290677
Turning Point Brands, Inc.
TPB
0001734429
Wigginton Brian
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
true
Sr VP Finance & CAO
false
Common Stock
2024-03-01
4
A
0
320
26.52
A
7722
D
Common Stock
2024-03-01
4
F
0
114
26.52
D
7608
D
Common Stock
2024-03-01
4
A
0
3753
26.52
A
11361
D
Options
30.46
2032-03-14
Common Stock
2500
2500
D
Options
45.05
2031-05-17
Common Stock
2500
2500
D
Options
51.75
2031-02-18
Common Stock
1750
1750
D
Options
14.85
2030-03-18
Common Stock
2500
2500
D
Options
47.58
2029-03-20
Common Stock
400
400
D
Options
21.21
2028-03-07
Common Stock
400
400
D
Options
15.41
2027-05-15
Common Stock
750
750
D
Granted pursuant to the issuer's 2015 Equity Incentive Plan
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
Granted pursuant to the issuer's 2021 Equity Incentive Plan.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 4,978 restricted stock units and 2,744 shares of common stock.
The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 4,978 restricted stock units and 2,630 shares of common stock.
The reported transaction involved the reporting person's receipt of a grant of 3,753 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,731 awarded restricted stock units and 2,630 shares of common stock.
/s/ Brian Wigginton
2024-03-05