0001290677-24-000022.txt : 20240305 0001290677-24-000022.hdr.sgml : 20240305 20240305212349 ACCESSION NUMBER: 0001290677-24-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glazek David Edward CENTRAL INDEX KEY: 0001616437 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 24724137 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE 12TH FL CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 4 1 form4.xml X0508 4 2024-03-01 0001290677 Turning Point Brands, Inc. TPB 0001616437 Glazek David Edward 5201 INTERCHANGE WAY LOUISVILLE KY 40229 true true Executive Chairman false Common Stock 2024-03-01 4 A 0 5259 26.52 A 74232 D Common Stock 2024-03-01 4 F 0 2134 26.52 D 72098 D Common Stock 2024-03-01 4 A 0 14706 26.52 A 86804 D Options 20.71 2023-05-12 4 A 0 77519 0 A 2033-05-12 Common Stock 77519 77519 D Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year. Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 17,528 restricted stock units and 56,704 shares of common stock. The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 17,528 restricted stock units and 54,570 shares of common stock. The reported transaction involved the reporting person's receipt of a grant of 14,706 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 32,234 restricted stock units and 54,570 shares of common stock. /s/ David Glazek 2024-03-05