0001290677-24-000006.txt : 20240205
0001290677-24-000006.hdr.sgml : 20240205
20240205171924
ACCESSION NUMBER: 0001290677-24-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240201
FILED AS OF DATE: 20240205
DATE AS OF CHANGE: 20240205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cushman Brittani
CENTRAL INDEX KEY: 0001831600
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 24596856
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
4
1
form4.xml
X0508
4
2024-02-01
0001290677
Turning Point Brands, Inc.
TPB
0001831600
Cushman Brittani
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
true
Sr VP, General Counsel
false
Common Stock
2024-02-01
4
A
0
5382
24.84
A
20758
D
Common Stock
2024-02-01
4
F
0
2169
24.84
D
18589
D
Common Stock
2024-02-01
4
A
0
239
24.84
A
18828
D
Common Stock
406.806
I
By Spouse
Options
30.46
2032-03-14
Common Stock
8000
8000
D
Options
51.75
2031-02-18
Common Stock
7000
7000
D
Options
14.85
2030-03-18
Common Stock
6000
6000
D
Options
47.58
2029-03-20
Common Stock
4800
4800
D
Options
21.21
2028-03-07
Common Stock
4500
4500
D
Options
15.41
2027-05-14
Common Stock
3250
3250
D
Options
13
2027-02-14
Common Stock
20000
20000
D
The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Granted pursuant to the issuer's 2015 Equity Incentive Plan
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
Granted pursuant to the issuer's 2021 Equity Incentive Plan.
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2019. The compensation committee of the Board of Directors determined that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 11,773 shares of common stock.
The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 9,604 shares of common stock.
The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 9,843 shares of common stock
/s/ Brittani Cushman
2024-02-05