0001290677-23-000038.txt : 20230515
0001290677-23-000038.hdr.sgml : 20230515
20230515212041
ACCESSION NUMBER: 0001290677-23-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230512
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glazek David Edward
CENTRAL INDEX KEY: 0001616437
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 23925349
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
4
1
form4.xml
X0407
4
2023-05-12
0001290677
Turning Point Brands, Inc.
TPB
0001616437
Glazek David Edward
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
true
true
Executive Chairman
false
Common Stock
2023-05-15
4
P
0
5000
20.9158
A
68973
D
Options
20.71
2023-05-12
4
A
0
77519
0
A
2033-05-12
Common Stock
77519
77519
D
The total reported in Column 5 includes 40,000 RSUs and 28,973 shares of Common Stock.
2. Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.
/s/ David Glazek
2023-05-15