0001290677-23-000038.txt : 20230515 0001290677-23-000038.hdr.sgml : 20230515 20230515212041 ACCESSION NUMBER: 0001290677-23-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230512 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glazek David Edward CENTRAL INDEX KEY: 0001616437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 23925349 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE 12TH FL CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 4 1 form4.xml X0407 4 2023-05-12 0001290677 Turning Point Brands, Inc. TPB 0001616437 Glazek David Edward 5201 INTERCHANGE WAY LOUISVILLE KY 40229 true true Executive Chairman false Common Stock 2023-05-15 4 P 0 5000 20.9158 A 68973 D Options 20.71 2023-05-12 4 A 0 77519 0 A 2033-05-12 Common Stock 77519 77519 D The total reported in Column 5 includes 40,000 RSUs and 28,973 shares of Common Stock. 2. Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year. /s/ David Glazek 2023-05-15