|
|
|
(State or other Jurisdiction of Incorporation)
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
|
||
(Address of principal executive offices)
|
(Zip Code)
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
||
|
|
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 5.07 |
Submission of Matters to a Vote of Security Holders.
|
(1) |
Election of Directors;
|
(2) |
Ratification of RSM US LLP as independent auditors for the year ending December 31, 2022;
|
(3) |
Approval, on an advisory basis, of the frequency of advisory votes to approve named executive
|
(4) |
Advisory vote to approve named executive officer compensation.
|
(1)
|
Election of Directors:
|
Nominee
|
Votes For
|
Votes Withheld
|
Broker Non-
Votes
|
|||||||||
Gregory H.A. Baxter
|
11,647,317
|
370,961
|
-
|
|||||||||
H.C. Charles Diao
|
11,820,836
|
197,442
|
-
|
|||||||||
Yavor Efremov
|
11,867,235
|
151,043
|
-
|
|||||||||
Ashley D. Frushone
|
11,822,922
|
195,356
|
-
|
|||||||||
David Glazek
|
11,786,200
|
232,078
|
-
|
|||||||||
Assia Grazioli-Venier
|
11,854,607
|
163,671
|
-
|
|||||||||
Stephen Usher
|
11,848,422
|
169,856
|
-
|
|||||||||
Lawrence S. Wexler
|
11,649,748
|
368,530
|
-
|
|||||||||
Arnold Zimmerman
|
11,856,952
|
161,326
|
-
|
(2)
|
Ratification of RSM US LLP as independent auditors for the year ending December 31, 2022:
|
For
|
14,851,706
|
|||
Against
|
15,585
|
|||
Abstain
|
2,759
|
|||
Broker Non-Votes
|
-
|
|
(3)
|
Approval, on an advisory basis, of the frequency of advisory votes to approve named executive officer compensation:
|
Every 1 Year
|
11,808,590
|
|||
Every 2 Years
|
29,808
|
|||
Every 3 Years
|
157,140
|
|||
Abstain
|
22,740
|
|||
Broker Non-Votes
|
-
|
|
(4)
|
Advisory vote to approve named executive officer compensation:
|
For
|
11,762,012
|
|||
Against
|
215,337
|
|||
Abstain
|
40,929
|
|||
Broker Non-Votes
|
2,851,772
|
TURNING POINT BRANDS, INC.
|
||
Date: May 2, 2022
|
By:
|
/s/ Brittani Cushman
|
Name:
|
Brittani Cushman
|
|
Title:
|
Senior Vice President, General Counsel and Secretary
|
Document and Entity Information |
Apr. 27, 2022 |
---|---|
Cover [Abstract] | |
Document Type | 8-K |
Amendment Flag | false |
Document Period End Date | Apr. 27, 2022 |
Entity Registrant Name | TURNING POINT BRANDS, INC. |
Entity Incorporation, State or Country Code | DE |
Entity File Number | 001-37763 |
Entity Tax Identification Number | 20-0709285 |
Entity Address, Address Line One | 5201 Interchange Way |
Entity Address, City or Town | Louisville |
Entity Address, State or Province | KY |
Entity Address, Postal Zip Code | 40229 |
City Area Code | 502 |
Local Phone Number | 778-4421 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Entity Emerging Growth Company | false |
Entity Central Index Key | 0001290677 |
Title of 12(b) Security | Common Stock, $0.01 par value |
Trading Symbol | TPB |
Security Exchange Name | NYSE |
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