0001140361-16-078030.txt : 20160829 0001140361-16-078030.hdr.sgml : 20160829 20160829122035 ACCESSION NUMBER: 0001140361-16-078030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160511 FILED AS OF DATE: 20160829 DATE AS OF CHANGE: 20160829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stegeman Mark CENTRAL INDEX KEY: 0001660254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 161856913 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 4 1 doc1.xml FORM 4 X0306 4 2016-05-11 0 0001290677 Turning Point Brands, Inc. TPB 0001660254 Stegeman Mark TURNING POINT BRANDS, INC. 5201 INTERCHANGE WAY LOUISVILLE KY 40229 0 1 0 0 Sr. VP, CFO and CAO Common Stock 2016-05-11 4 A 0 141 0 A 141 D Options (right to buy) 9.26 2016-08-10 4 A 0 53996 0 A 2026-08-09 Common Stock 53996 53996 D Granted pursuant to the issuer's 2015 Equity Incentive Plan. Fifty percent (50%) of the options are immediately exercisable, and twenty-five percent (25%) of the options become exercisable on each of the first and second anniversaries of the grant date. /s/ Mark Stegeman 2016-08-29