0001140361-16-078030.txt : 20160829
0001140361-16-078030.hdr.sgml : 20160829
20160829122035
ACCESSION NUMBER: 0001140361-16-078030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160511
FILED AS OF DATE: 20160829
DATE AS OF CHANGE: 20160829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stegeman Mark
CENTRAL INDEX KEY: 0001660254
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 161856913
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
4
1
doc1.xml
FORM 4
X0306
4
2016-05-11
0
0001290677
Turning Point Brands, Inc.
TPB
0001660254
Stegeman Mark
TURNING POINT BRANDS, INC.
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
0
1
0
0
Sr. VP, CFO and CAO
Common Stock
2016-05-11
4
A
0
141
0
A
141
D
Options (right to buy)
9.26
2016-08-10
4
A
0
53996
0
A
2026-08-09
Common Stock
53996
53996
D
Granted pursuant to the issuer's 2015 Equity Incentive Plan. Fifty percent (50%) of the options are immediately exercisable, and twenty-five percent (25%) of the options become exercisable on each of the first and second anniversaries of the grant date.
/s/ Mark Stegeman
2016-08-29