0001209191-16-107606.txt : 20160310 0001209191-16-107606.hdr.sgml : 20160310 20160310163626 ACCESSION NUMBER: 0001209191-16-107606 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160309 FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUBEMOGUL INC CENTRAL INDEX KEY: 0001449278 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510633881 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-653-0677 MAIL ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Fred CENTRAL INDEX KEY: 0001290451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36543 FILM NUMBER: 161498220 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-09 0 0001449278 TUBEMOGUL INC TUBE 0001290451 Wang Fred 2480 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 0 0 1 0 Common Stock 5260499 I By Trinity Ventures X, L.P. Common Stock 50870 I By Trinity X Entrepreneurs' Fund, L.P. Common Stock 29789 I By Trinity X Side-By-Side Fund, L.P. Common Stock 2922 I By TVL Management Corporation Common Stock 2016-03-09 4 S 0 9341 12.84 D 0 I By Wang Family Trust Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. The Reporting Person is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. The Reporting Person serves as an officer of TVL Management Corporation. The Reporting Person disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of her pecuniary interest therein. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $12.74 to $13.12 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The shares are held by the Wang Family Trust (the "Wang Family Trust"). The Reporting Person is a trustee of the Wang Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Wang Family Trust except to the extent of her proportionate pecuniary interest therein. /s/ Fred Wang 2016-03-10