0001628280-21-024086.txt : 20211123
0001628280-21-024086.hdr.sgml : 20211123
20211123214018
ACCESSION NUMBER: 0001628280-21-024086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211119
FILED AS OF DATE: 20211123
DATE AS OF CHANGE: 20211123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dang Luan
CENTRAL INDEX KEY: 0001290255
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37862
FILM NUMBER: 211441010
MAIL ADDRESS:
STREET 1: 1967 PORT PROVENCE PLACE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phunware, Inc.
CENTRAL INDEX KEY: 0001665300
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
BUSINESS PHONE: 512-693-4199
MAIL ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
FORMER COMPANY:
FORMER CONFORMED NAME: Stellar Acquisition III Inc.
DATE OF NAME CHANGE: 20160128
4
1
wf-form4_163772159372458.xml
FORM 4
X0306
4
2021-11-19
0
0001665300
Phunware, Inc.
PHUN
0001290255
Dang Luan
C/O PHUNWARE, INC.
7800 SHOAL CREEK BLVD, SUITE 230-S
AUSTIN
TX
78757
0
1
0
0
Chief Technology Officer
Common Stock
2021-11-19
4
M
0
14583
0
A
1677250
D
Common Stock
2021-11-19
4
F
0
5156
3.8076
D
1672094
D
Common Stock
2021-11-23
4
M
0
3750
0.61
A
1675844
D
Common Stock
2021-11-23
4
G
0
3750
0
D
1672094
D
Common Stock
43750
I
See footnote
Restricted Stock Units
2021-11-19
4
M
0
14583
0
D
Common Stock
14583.0
58332
D
Employee Stock Option (right to buy)
0.61
2021-11-23
4
M
0
3750
0
D
2018-01-08
2028-01-07
Common Stock
3750.0
86408
D
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
Represents a gift which was effected pursuant to a transfer of shares to an individual to which the Reporting Person has no beneficial ownership.
The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3) for which the Reporting Person serves as co-president.
Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person.
/s/ Matt Aune, Attorney-in-Fact
2021-11-23