0001628280-21-010820.txt : 20210520
0001628280-21-010820.hdr.sgml : 20210520
20210520202745
ACCESSION NUMBER: 0001628280-21-010820
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210518
FILED AS OF DATE: 20210520
DATE AS OF CHANGE: 20210520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dang Luan
CENTRAL INDEX KEY: 0001290255
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37862
FILM NUMBER: 21946282
MAIL ADDRESS:
STREET 1: 1967 PORT PROVENCE PLACE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phunware, Inc.
CENTRAL INDEX KEY: 0001665300
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
BUSINESS PHONE: 512-693-4199
MAIL ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
FORMER COMPANY:
FORMER CONFORMED NAME: Stellar Acquisition III Inc.
DATE OF NAME CHANGE: 20160128
4
1
wf-form4_162155683931816.xml
FORM 4
X0306
4
2021-05-18
0
0001665300
Phunware, Inc.
PHUN
0001290255
Dang Luan
C/O PHUNWARE, INC.
7800 SHOAL CREEK BLVD, SUITE 230-S
AUSTIN
TX
78757
0
1
0
0
Chief Technology Officer
Common Stock
2021-05-18
4
M
0
14584
0
A
1659125
D
Common Stock
2021-05-18
4
F
0
5626
1.2689
D
1653499
D
Common Stock
43750
I
See footnote
Restricted Stock Units
2021-05-18
4
M
0
14584
0
D
Common Stock
14584.0
87498
D
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3) for which the Reporting Person serves as co-president.
Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.
/s/ Matt Aune, Attorney-in-Fact
2021-05-20