0001628280-21-010820.txt : 20210520 0001628280-21-010820.hdr.sgml : 20210520 20210520202745 ACCESSION NUMBER: 0001628280-21-010820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210518 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dang Luan CENTRAL INDEX KEY: 0001290255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 21946282 MAIL ADDRESS: STREET 1: 1967 PORT PROVENCE PLACE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_162155683931816.xml FORM 4 X0306 4 2021-05-18 0 0001665300 Phunware, Inc. PHUN 0001290255 Dang Luan C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 0 1 0 0 Chief Technology Officer Common Stock 2021-05-18 4 M 0 14584 0 A 1659125 D Common Stock 2021-05-18 4 F 0 5626 1.2689 D 1653499 D Common Stock 43750 I See footnote Restricted Stock Units 2021-05-18 4 M 0 14584 0 D Common Stock 14584.0 87498 D Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3) for which the Reporting Person serves as co-president. Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. /s/ Matt Aune, Attorney-in-Fact 2021-05-20