0001628280-19-014264.txt : 20191115 0001628280-19-014264.hdr.sgml : 20191115 20191115070302 ACCESSION NUMBER: 0001628280-19-014264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191113 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dang Luan CENTRAL INDEX KEY: 0001290255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 191222430 MAIL ADDRESS: STREET 1: 1967 PORT PROVENCE PLACE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_157381936755535.xml FORM 4 X0306 4 2019-11-13 0 0001665300 Phunware, Inc. PHUN 0001290255 Dang Luan C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 0 1 0 0 Chief Technology Officer Common Stock 2019-11-13 4 M 0 81967 0.61 A 868654 D Employee Stock Option (right to buy) 0.61 2019-11-13 4 M 0 81967 0 D 2018-01-08 2028-01-07 Common Stock 81967.0 90158 D This figure has been corrected to reduce the beneficial total of direct ownership of this holding by 43,750, which were indirectly acquired by affiliates of the reporting person as reported on the Form 4 filed on August 15, 2019. /s/ Matt Aune, Attorney-in-Fact 2019-11-15