0001213900-19-009599.txt : 20190524 0001213900-19-009599.hdr.sgml : 20190524 20190524174218 ACCESSION NUMBER: 0001213900-19-009599 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190508 FILED AS OF DATE: 20190524 DATE AS OF CHANGE: 20190524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dang Luan CENTRAL INDEX KEY: 0001290255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 19855511 MAIL ADDRESS: STREET 1: 1967 PORT PROVENCE PLACE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 ownership.xml X0306 4 2019-05-08 0 0001665300 Phunware, Inc. PHUN 0001290255 Dang Luan C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 0 1 0 0 Chief Technology Officer Common Stock 2019-05-24 4 J 0 3043 9.22 A 785689 D Common Stock 2019-05-24 4 J 0 955 11.50 A 786687 D Restricted Stock Units 2019-05-08 4 A 0 74500 0 A Common Stock 74500 74500 D An aggregate of 3,998 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1), Curo Capital Appreciation Fund I, LLC (Fund 1) and Curo Capital Appreciation Fund I, LLC (Fund 2) to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. /s/ Matt Aune, Attorney-in-Fact 2019-05-24