0001213900-19-009599.txt : 20190524
0001213900-19-009599.hdr.sgml : 20190524
20190524174218
ACCESSION NUMBER: 0001213900-19-009599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190508
FILED AS OF DATE: 20190524
DATE AS OF CHANGE: 20190524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dang Luan
CENTRAL INDEX KEY: 0001290255
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37862
FILM NUMBER: 19855511
MAIL ADDRESS:
STREET 1: 1967 PORT PROVENCE PLACE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phunware, Inc.
CENTRAL INDEX KEY: 0001665300
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
BUSINESS PHONE: 512-693-4199
MAIL ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
FORMER COMPANY:
FORMER CONFORMED NAME: Stellar Acquisition III Inc.
DATE OF NAME CHANGE: 20160128
4
1
ownership.xml
X0306
4
2019-05-08
0
0001665300
Phunware, Inc.
PHUN
0001290255
Dang Luan
C/O PHUNWARE, INC.
7800 SHOAL CREEK BLVD, SUITE 230-S
AUSTIN
TX
78757
0
1
0
0
Chief Technology Officer
Common Stock
2019-05-24
4
J
0
3043
9.22
A
785689
D
Common Stock
2019-05-24
4
J
0
955
11.50
A
786687
D
Restricted Stock Units
2019-05-08
4
A
0
74500
0
A
Common Stock
74500
74500
D
An aggregate of 3,998 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1), Curo Capital Appreciation Fund I, LLC (Fund 1) and Curo Capital Appreciation Fund I, LLC (Fund 2) to the Reporting Person.
Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date.
/s/ Matt Aune, Attorney-in-Fact
2019-05-24