0001213900-19-004806.txt : 20190325
0001213900-19-004806.hdr.sgml : 20190325
20190325205426
ACCESSION NUMBER: 0001213900-19-004806
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190219
FILED AS OF DATE: 20190325
DATE AS OF CHANGE: 20190325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dang Luan
CENTRAL INDEX KEY: 0001290255
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37862
FILM NUMBER: 19703919
MAIL ADDRESS:
STREET 1: 1967 PORT PROVENCE PLACE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phunware, Inc.
CENTRAL INDEX KEY: 0001665300
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
BUSINESS PHONE: 512-693-4199
MAIL ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
FORMER COMPANY:
FORMER CONFORMED NAME: Stellar Acquisition III Inc.
DATE OF NAME CHANGE: 20160128
4
1
ownership.xml
X0306
4
2019-02-19
0
0001665300
Phunware, Inc.
PHUN
0001290255
Dang Luan
C/O PHUNWARE, INC.
7800 SHOAL CREEK BLVD, SUITE 230-S
AUSTIN
TX
78757
0
1
0
0
Chief Technology Officer
Common Stock
2019-02-19
4
X
0
99155
11.50
A
782689
D
Warrant (right to buy)
11.50
2019-02-19
4
J
0
105688
0
D
2018-12-26
2023-12-26
Common Stock
105688
0
D
On February 19, 2019, the reporting person exercised a warrant to purchase 105,688 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 6,533 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 99,155 shares
/s/ Matt Aune, Attorney-in-Fact
2019-03-25