0001213900-19-004806.txt : 20190325 0001213900-19-004806.hdr.sgml : 20190325 20190325205426 ACCESSION NUMBER: 0001213900-19-004806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190325 DATE AS OF CHANGE: 20190325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dang Luan CENTRAL INDEX KEY: 0001290255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 19703919 MAIL ADDRESS: STREET 1: 1967 PORT PROVENCE PLACE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 ownership.xml X0306 4 2019-02-19 0 0001665300 Phunware, Inc. PHUN 0001290255 Dang Luan C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 0 1 0 0 Chief Technology Officer Common Stock 2019-02-19 4 X 0 99155 11.50 A 782689 D Warrant (right to buy) 11.50 2019-02-19 4 J 0 105688 0 D 2018-12-26 2023-12-26 Common Stock 105688 0 D On February 19, 2019, the reporting person exercised a warrant to purchase 105,688 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 6,533 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 99,155 shares /s/ Matt Aune, Attorney-in-Fact 2019-03-25