0001127602-20-029323.txt : 20201117 0001127602-20-029323.hdr.sgml : 20201117 20201117170348 ACCESSION NUMBER: 0001127602-20-029323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201115 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baer Timothy R CENTRAL INDEX KEY: 0001290220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33145 FILM NUMBER: 201321908 MAIL ADDRESS: STREET 1: 1000 NICOLLET MALL STREET 2: TPS-3255 CITY: MINNEAPOLIS STATE: MN ZIP: 55403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc. CENTRAL INDEX KEY: 0001368458 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 BUSINESS PHONE: (940) 898-7500 MAIL ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 FORMER COMPANY: FORMER CONFORMED NAME: New Sally Holdings, Inc. DATE OF NAME CHANGE: 20060707 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-11-15 0001368458 Sally Beauty Holdings, Inc. SBH 0001290220 Baer Timothy R 3001 COLORADO BLVD DENTON TX 76210 1 Common Stock 2020-11-15 4 M 0 75 0 A 1575 D Restricted Stock Units 2020-11-15 4 M 0 75 0 D 2020-11-15 Common Stock 75 6058 D Restricted stock units convert into common stock on a one-for-one basis. On January 30, 2020, the reporting person was granted 6,133 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020. 75 converted to common stock and the remaining 6,058 will be deferred until the earlier of (1) January 1, 2030, (ii) the date such reporting person's services as a Director of the Issuer has terminated, or (iii) upon change in control of ownership of the Issuer. /s/ Cade Newman, Attorney-in-fact 2020-11-17