0000950170-23-050558.txt : 20230928 0000950170-23-050558.hdr.sgml : 20230928 20230928202359 ACCESSION NUMBER: 0000950170-23-050558 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230928 DATE AS OF CHANGE: 20230928 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Roivant Sciences Ltd. CENTRAL INDEX KEY: 0001635088 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981173944 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40782 FILM NUMBER: 231291465 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE, 2 CHURCH STREET CITY: HAMILTON HM11 STATE: D0 ZIP: HM11 BUSINESS PHONE: 441-295-5950 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM11 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 144 1 primary_doc.xml 144 0001290162 XXXXXXXX LIVE 0001635088 Roivant Sciences Ltd. 001-40782 7th Floor 50 Broadway London X0 SW1H 0DB 44-207-400-3347 QVT Financial LP 10% Stockholder; Other Common Shares Morgan Stanley Smith Barney LLC

1 New York Plaza 38th Floor New York NY 10004

10000000 125500000 786738546 09/28/2023 NASDAQ Common Shares 05/06/2014 Issuer offering Issuer N 10000000 05/06/2014 Cash Y (1) Common shares to be sold are held by: QVT Financial Investment Cayman Ltd., QVT Roiv Hldgs Offshore Ltd., QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., Fourth Avenue Capital Partners LP and QVT P&E Roiv Hldgs Ltd. (2) Director by deputization 09/28/2023 /s/ Meg Eisner