Authorized Signatory

0000950123-23-008017.txt : 20230814 0000950123-23-008017.hdr.sgml : 20230814 20230814153003 ACCESSION NUMBER: 0000950123-23-008017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11172 FILM NUMBER: 231169175 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001290162 XXXXXXXX 06-30-2023 06-30-2023 false QVT Financial LP

888 Seventh Avenue 43rd Floor New York NY 10106

13F HOLDINGS REPORT 028-11172 N Meg Eisner Authorized Signatory (212) 705-8888 /s/ Meg Eisner New York NY 08-14-2023 0 45 1825792126 false INFORMATION TABLE 2 25613.xml INFORMATION TABLE FOR FORM 13F ACADIA PHARMACEUTICALS INC COM 004225108 469731 19613 SH DFND 19613 0 0 ACM RESH INC COM CL A 00108J109 917157 70119 SH DFND 70119 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 401164 4813 SH DFND 4813 0 0 ALLOT LTD SHS M0854Q105 6184831 1957225 SH DFND 0 1957225 0 ANTERIX INC COM 03676C100 15969890 503941 SH DFND 503941 0 0 APPHARVEST INC *W EXP 01/29/202 03783T111 15200 500000 SH DFND 500000 0 0 ARGENX SE SPONSORED ADR 04016X101 12665446 32498 SH DFND 32498 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16349586 47946 SH DFND 47946 0 0 BILIBILI INC NOTE 0.500%12/0 090040AF3 2281508 2600000 PRN DFND 2600000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 383906 4429 SH DFND 4429 0 0 CARNIVAL CORP COMMON STOCK 143658300 3765000 200000 SH DFND 200000 0 0 CARNIVAL CORP COMMON STOCK 143658300 18825000 1000000 SH Put DFND 1000000 0 0 ENVIVA INC COM 29415B103 542500 50000 SH Put DFND 50000 0 0 EURONAV NV SHS B38564108 1095429 71973 SH DFND 71973 0 0 FISKER INC CL A COM STK 33813J106 10152000 1800000 SH Put DFND 1800000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 25823197 80062 SH DFND 80062 0 0 GRAY TELEVISION INC COM 389375106 2296642 291452 SH DFND 291452 0 0 H WORLD GROUP LTD NOTE 3.000% 5/0 44332NAB2 2282292 2000000 PRN DFND 2000000 0 0 ILLUMINA INC COM 452327109 7497400 40000 SH Call DFND 40000 0 0 IMMUNOGEN INC COM 45253H101 25928836 1375900 SH DFND 1375900 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 4777091 678564 SH DFND 678564 0 0 JD.COM INC SPON ADR CL A 47215P106 1101512 32274 SH DFND 32274 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 15080406 1749467 SH DFND 1749467 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 13246667 490981 SH DFND 490981 0 0 MAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 56087FAB0 6315349 6500000 PRN DFND 6500000 0 0 MERSANA THERAPEUTICS INC COM 59045L106 206142 62657 SH DFND 62657 0 0 MP MATERIALS CORP COM CL A 553368101 185128212 8091268 SH DFND 8091268 0 0 NELNET INC CL A 64031N108 22158079 229665 SH DFND 229665 0 0 NEW YORK TIMES CO CL A 650111107 12481373 316947 SH DFND 316947 0 0 NEXSTAR MEDIA GROUP INC COMMON STOCK 65336K103 27603164 165735 SH DFND 165735 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 24533174 20000000 PRN DFND 20000000 0 0 NIO INC SPON ADS 62914V106 3876000 400000 SH Call DFND 400000 0 0 NUSCALE PWR CORP *W EXP 05/02/202 67079K118 630000 500000 SH DFND 500000 0 0 PDD HOLDINGS INC SPONSORED ADS 722304102 2410290 34861 SH DFND 34861 0 0 REDFIN CORP NOTE 1.750% 7/1 75737FAA6 4819444 5000000 PRN DFND 5000000 0 0 ROIVANT SCIENCES LTD SHS G76279101 1235218683 122541536 SH DFND 122541536 0 0 SAREPTA THERAPEUTICS INC COM 803607100 356959 3117 SH DFND 3117 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 16112378 20000000 PRN DFND 20000000 0 0 SELINA HOSPITALITY PLC *W EXP 10/27/202 G8059B119 6188 144913 SH DFND 144913 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 75357600 170000 SH Put DFND 170000 0 0 TALARIS THERAPEUTICS INC COM 87410C104 1791515 589314 SH DFND 589314 0 0 VERTEX ENERGY INC COM 92534K107 5969037 955046 SH DFND 955046 0 0 VNET GROUP INC SPONSORED ADS A 90138A103 702180 242131 SH DFND 242131 0 0 VNET GROUP INC NOTE 2/0 90138VAB3 7770833 10000000 PRN DFND 10000000 0 0 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 4293135 346500 SH Put DFND 346500 0 0