0000950123-23-008017.txt : 20230814
0000950123-23-008017.hdr.sgml : 20230814
20230814153003
ACCESSION NUMBER: 0000950123-23-008017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230814
DATE AS OF CHANGE: 20230814
EFFECTIVENESS DATE: 20230814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: QVT Financial LP
CENTRAL INDEX KEY: 0001290162
IRS NUMBER: 113694008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11172
FILM NUMBER: 231169175
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
BUSINESS PHONE: 212-705-8800
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001290162
XXXXXXXX
06-30-2023
06-30-2023
false
QVT Financial LP
888 Seventh Avenue
43rd Floor
New York
NY
10106
13F HOLDINGS REPORT
028-11172
N
Meg Eisner
Authorized Signatory
(212) 705-8888
/s/ Meg Eisner
New York
NY
08-14-2023
0
45
1825792126
false
INFORMATION TABLE
2
25613.xml
INFORMATION TABLE FOR FORM 13F
ACADIA PHARMACEUTICALS INC
COM
004225108
469731
19613
SH
DFND
19613
0
0
ACM RESH INC
COM CL A
00108J109
917157
70119
SH
DFND
70119
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
401164
4813
SH
DFND
4813
0
0
ALLOT LTD
SHS
M0854Q105
6184831
1957225
SH
DFND
0
1957225
0
ANTERIX INC
COM
03676C100
15969890
503941
SH
DFND
503941
0
0
APPHARVEST INC
*W EXP 01/29/202
03783T111
15200
500000
SH
DFND
500000
0
0
ARGENX SE
SPONSORED ADR
04016X101
12665446
32498
SH
DFND
32498
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
16349586
47946
SH
DFND
47946
0
0
BILIBILI INC
NOTE 0.500%12/0
090040AF3
2281508
2600000
PRN
DFND
2600000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
383906
4429
SH
DFND
4429
0
0
CARNIVAL CORP
COMMON STOCK
143658300
3765000
200000
SH
DFND
200000
0
0
CARNIVAL CORP
COMMON STOCK
143658300
18825000
1000000
SH
Put
DFND
1000000
0
0
ENVIVA INC
COM
29415B103
542500
50000
SH
Put
DFND
50000
0
0
EURONAV NV
SHS
B38564108
1095429
71973
SH
DFND
71973
0
0
FISKER INC
CL A COM STK
33813J106
10152000
1800000
SH
Put
DFND
1800000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
25823197
80062
SH
DFND
80062
0
0
GRAY TELEVISION INC
COM
389375106
2296642
291452
SH
DFND
291452
0
0
H WORLD GROUP LTD
NOTE 3.000% 5/0
44332NAB2
2282292
2000000
PRN
DFND
2000000
0
0
ILLUMINA INC
COM
452327109
7497400
40000
SH
Call
DFND
40000
0
0
IMMUNOGEN INC
COM
45253H101
25928836
1375900
SH
DFND
1375900
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
4777091
678564
SH
DFND
678564
0
0
JD.COM INC
SPON ADR CL A
47215P106
1101512
32274
SH
DFND
32274
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
15080406
1749467
SH
DFND
1749467
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
13246667
490981
SH
DFND
490981
0
0
MAKEMYTRIP LIMITED MAURITIUS
NOTE 2/1
56087FAB0
6315349
6500000
PRN
DFND
6500000
0
0
MERSANA THERAPEUTICS INC
COM
59045L106
206142
62657
SH
DFND
62657
0
0
MP MATERIALS CORP
COM CL A
553368101
185128212
8091268
SH
DFND
8091268
0
0
NELNET INC
CL A
64031N108
22158079
229665
SH
DFND
229665
0
0
NEW YORK TIMES CO
CL A
650111107
12481373
316947
SH
DFND
316947
0
0
NEXSTAR MEDIA GROUP INC
COMMON STOCK
65336K103
27603164
165735
SH
DFND
165735
0
0
NIO INC
NOTE 4.500% 2/0
62914VAB2
24533174
20000000
PRN
DFND
20000000
0
0
NIO INC
SPON ADS
62914V106
3876000
400000
SH
Call
DFND
400000
0
0
NUSCALE PWR CORP
*W EXP 05/02/202
67079K118
630000
500000
SH
DFND
500000
0
0
PDD HOLDINGS INC
SPONSORED ADS
722304102
2410290
34861
SH
DFND
34861
0
0
REDFIN CORP
NOTE 1.750% 7/1
75737FAA6
4819444
5000000
PRN
DFND
5000000
0
0
ROIVANT SCIENCES LTD
SHS
G76279101
1235218683
122541536
SH
DFND
122541536
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
356959
3117
SH
DFND
3117
0
0
SEA LTD
NOTE 0.250% 9/1
81141RAG5
16112378
20000000
PRN
DFND
20000000
0
0
SELINA HOSPITALITY PLC
*W EXP 10/27/202
G8059B119
6188
144913
SH
DFND
144913
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
75357600
170000
SH
Put
DFND
170000
0
0
TALARIS THERAPEUTICS INC
COM
87410C104
1791515
589314
SH
DFND
589314
0
0
VERTEX ENERGY INC
COM
92534K107
5969037
955046
SH
DFND
955046
0
0
VNET GROUP INC
SPONSORED ADS A
90138A103
702180
242131
SH
DFND
242131
0
0
VNET GROUP INC
NOTE 2/0
90138VAB3
7770833
10000000
PRN
DFND
10000000
0
0
ZIM INTEGRATED SHIPPING SERV
SHS
M9T951109
4293135
346500
SH
Put
DFND
346500
0
0