The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 312,239 | 19,613 | SH | DFND | 19,613 | 0 | 0 | |||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 423,977 | 4,813 | SH | DFND | 4,813 | 0 | 0 | |||
| ALLOT LTD | SHS | M0854Q105 | 6,044,854 | 1,757,225 | SH | DFND | 0 | 1,757,225 | 0 | |||
| ANTERIX INC | COM | 03676C100 | 16,211,782 | 503,941 | SH | DFND | 503,941 | 0 | 0 | |||
| APPHARVEST INC | *W EXP 01/29/202 | 03783T111 | 47,550 | 500,000 | SH | DFND | 500,000 | 0 | 0 | |||
| ARGENX SE | SPONSORED ADR | 04016X101 | 12,311,217 | 32,498 | SH | DFND | 32,498 | 0 | 0 | |||
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 14,810,519 | 47,946 | SH | DFND | 47,946 | 0 | 0 | |||
| BILIBILI INC | NOTE 0.500%12/0 | 090040AF3 | 1,476,608 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | |||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 458,357 | 4,429 | SH | DFND | 4,429 | 0 | 0 | |||
| CARNIVAL CORP | COMMON STOCK | 143658300 | 8,060,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | |||
| CARNIVAL CORP | COMMON STOCK | 143658300 | 8,060,000 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | ||
| CHESAPEAKE ENERGY CORP | COM | 165167735 | 17,392,297 | 184,299 | SH | DFND | 184,299 | 0 | 0 | |||
| EAGLE BULK SHIPPING INC | NOTE 5.000% 8/0 | 269442AB5 | 8,029,102 | 4,850,000 | PRN | DFND | 4,850,000 | 0 | 0 | |||
| ENVIVA INC | COM | 29415B103 | 6,621,250 | 125,000 | SH | Put | DFND | 125,000 | 0 | 0 | ||
| FISKER INC | CL A COM STK | 33813J106 | 4,362,000 | 600,000 | SH | Put | DFND | 600,000 | 0 | 0 | ||
| FRONTLINE LTD | SHS NEW | G3682E192 | 1,992,599 | 164,135 | SH | DFND | 164,135 | 0 | 0 | |||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 16,791,979 | 17,500,000 | PRN | DFND | 17,500,000 | 0 | 0 | |||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 27,491,690 | 80,062 | SH | DFND | 80,062 | 0 | 0 | |||
| GRAY TELEVISION INC | COM | 389375106 | 3,261,348 | 291,452 | SH | DFND | 291,452 | 0 | 0 | |||
| H WORLD GROUP LTD | NOTE 3.000% 5/0 | 44332NAB2 | 2,425,950 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | |||
| ILLUMINA INC | COM | 452327109 | 5,176,320 | 25,600 | SH | DFND | 25,600 | 0 | 0 | |||
| IMMUNOGEN INC | COM | 45253H101 | 6,824,464 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | |||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 4,336,024 | 678,564 | SH | DFND | 678,564 | 0 | 0 | |||
| IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 24,822,724 | 30,279,000 | PRN | DFND | 30,279,000 | 0 | 0 | |||
| IQIYI INC | SPONSORED ADS | 46267X108 | 2,650,000 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | ||
| JD.COM INC | SPON ADR CL A | 47215P106 | 1,811,540 | 32,274 | SH | DFND | 32,274 | 0 | 0 | |||
| JOYY INC | NOTE 0.750% 6/1 | 98426TAD8 | 953,235 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | |||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 13,536,346 | 490,981 | SH | DFND | 490,981 | 0 | 0 | |||
| MAKEMYTRIP LIMITED MAURITIUS | NOTE 2/1 | 56087FAB0 | 6,459,602 | 6,500,000 | PRN | DFND | 6,500,000 | 0 | 0 | |||
| MERSANA THERAPEUTICS INC | COM | 59045L106 | 367,170 | 62,657 | SH | DFND | 62,657 | 0 | 0 | |||
| MICROSTRATEGY INC | CL A NEW | 594972408 | 6,628,874 | 46,824 | SH | DFND | 46,824 | 0 | 0 | |||
| MICROSTRATEGY INC | CL A NEW | 594972408 | 6,597,162 | 46,600 | SH | Put | DFND | 46,600 | 0 | 0 | ||
| MP MATERIALS CORP | COM CL A | 553368101 | 327,818,314 | 13,501,578 | SH | DFND | 13,501,578 | 0 | 0 | |||
| NELNET INC | CL A | 64031N108 | 19,480,849 | 214,665 | SH | DFND | 214,665 | 0 | 0 | |||
| NEW YORK TIMES CO | CL A | 650111107 | 10,288,100 | 316,947 | SH | DFND | 316,947 | 0 | 0 | |||
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 | 29,008,597 | 165,735 | SH | DFND | 165,735 | 0 | 0 | |||
| NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 28,215,702 | 22,250,000 | PRN | DFND | 22,250,000 | 0 | 0 | |||
| NIO INC | SPON ADS | 62914V106 | 4,875,000 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | ||
| NOBLE CORP PLC | ORD SHS A | G65431127 | 12,219,925 | 324,050 | SH | DFND | 324,050 | 0 | 0 | |||
| NUSCALE PWR CORP | *W EXP 05/02/202 | 67079K118 | 795,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | |||
| PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 23,730,125 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | |||
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | 8,633,799 | 511,481 | SH | DFND | 511,481 | 0 | 0 | |||
| REDFIN CORP | NOTE 1.750% 7/1 | 75737FAA6 | 4,748,368 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | |||
| ROIVANT SCIENCES LTD | SHS | G76279101 | 979,106,873 | 122,541,536 | SH | DFND | 122,541,536 | 0 | 0 | |||
| SAREPTA THERAPEUTICS INC | COM | 803607100 | 403,901 | 3,117 | SH | DFND | 3,117 | 0 | 0 | |||
| SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 12,992,516 | 17,600,000 | PRN | DFND | 17,600,000 | 0 | 0 | |||
| SELINA HOSPITALITY PLC | ORDINARY SHARES | G8059B101 | 67,750 | 25,000 | SH | DFND | 25,000 | 0 | 0 | |||
| SELINA HOSPITALITY PLC | *W EXP 10/27/202 | G8059B119 | 11,593 | 144,913 | SH | DFND | 144,913 | 0 | 0 | |||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 181,654,250 | 475,000 | SH | Put | DFND | 475,000 | 0 | 0 | ||
| STRIDE INC | NOTE 1.125% 9/0 | 86333MAA6 | 8,971,723 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | |||
| TEEKAY TANKERS LTD | CL A | Y8565N300 | 3,335,491 | 108,260 | SH | DFND | 108,260 | 0 | 0 | |||
| VERTEX ENERGY INC | COM | 92534K107 | 3,425,500 | 552,500 | SH | Put | DFND | 552,500 | 0 | 0 | ||