0000950123-22-012149.txt : 20221114
0000950123-22-012149.hdr.sgml : 20221114
20221114150006
ACCESSION NUMBER: 0000950123-22-012149
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: QVT Financial LP
CENTRAL INDEX KEY: 0001290162
IRS NUMBER: 113694008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11172
FILM NUMBER: 221384125
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
BUSINESS PHONE: 212-705-8800
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001290162
XXXXXXXX
09-30-2022
09-30-2022
false
QVT Financial LP
888 SEVENTH AVENUE
43RD FLOOR
NEW YORK
NY
10106
13F HOLDINGS REPORT
028-11172
N
Meg Eisner
Authorized Signatory
(212) 705-8888
/s/ Meg Eisner
New York
NY
11-14-2022
0
56
1433089
false
INFORMATION TABLE
2
18945.xml
INFORMATION TABLE FOR FORM 13F
ACADIA PHARMACEUTICALS INC
COM
004225108
321
19613
SH
DFND
19613
0
0
ACM RESH INC
COM CL A
00108J109
874
70119
SH
DFND
70119
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
770
9626
SH
DFND
9626
0
0
ALLOT LTD
SHS
M0854Q105
6888
1757225
SH
DFND
0
1757225
0
ANTERIX INC
COM
03676C100
18001
503941
SH
DFND
503941
0
0
APPHARVEST INC
*W EXP 01/30/202
03783T111
170
500000
SH
DFND
500000
0
0
ARGENX SE
SPONSORED ADR
04016X101
11473
32498
SH
DFND
32498
0
0
BAIDU INC
SPON ADR REP A
056752108
611
5200
SH
DFND
5200
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
12803
47946
SH
DFND
47946
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
375
4429
SH
DFND
4429
0
0
CARNIVAL CORP
NOTE 5.750% 4/0
143658BE1
16723
16000000
PRN
DFND
16000000
0
0
CHESAPEAKE ENERGY CORP
COM
165167735
17363
184299
SH
DFND
184299
0
0
CLOVIS ONCOLOGY INC
COM
189464100
4195
3525000
SH
DFND
3525000
0
0
CLOVIS ONCOLOGY INC
NOTE 4.500% 8/0
189464AE0
12750
21000000
PRN
DFND
21000000
0
0
CLOVIS ONCOLOGY INC
COM
189464100
601
505000
SH
Put
DFND
505000
0
0
EAGLE BULK SHIPPING INC
NOTE 5.000% 8/0
269442AB5
7053
4850000
PRN
DFND
4850000
0
0
FRANCHISE GROUP INC
COM
35180X105
3162
130120
SH
DFND
130120
0
0
GDS HLDGS LTD
SPONSORED ADS
36165L108
313
17700
SH
DFND
17700
0
0
GDS HLDGS LTD
NOTE 2.000% 6/0
36165LAB4
14947
16000000
PRN
DFND
16000000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
14051
47949
SH
DFND
47949
0
0
GRAY TELEVISION INC
COM
389375106
4174
291452
SH
DFND
291452
0
0
H WORLD GROUP LTD
NOTE 0.375%11/0
16949NAC3
4739
4780000
PRN
DFND
4780000
0
0
ILLUMINA INC
COM
452327109
10350
54250
SH
DFND
54250
0
0
ILLUMINA INC
COM
452327109
27893
146200
SH
Call
DFND
146200
0
0
IMMUNOGEN INC
COM
45253H101
6577
1375900
SH
DFND
1375900
0
0
INSTIL BIO INC
COM
45783C101
477
98644
SH
DFND
98644
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
6501
678564
SH
DFND
678564
0
0
IQIYI INC
NOTE 2.000% 4/0
46267XAD0
22229
25279000
PRN
DFND
25279000
0
0
JD.COM INC
SPON ADR CL A
47215P106
3247
64548
SH
DFND
64548
0
0
JOYY INC
NOTE 0.750% 6/1
98426TAD8
932
1000000
PRN
DFND
1000000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
3785
242800
SH
DFND
242800
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
10759
1749467
SH
DFND
1749467
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
15073
490981
SH
DFND
490981
0
0
MAKEMYTRIP LIMITED MAURITIUS
NOTE 2/1
56087FAB0
6811
6500000
PRN
DFND
6500000
0
0
MERSANA THERAPEUTICS INC
COM
59045L106
424
62657
SH
DFND
62657
0
0
MICROSTRATEGY INC
CL A NEW
594972408
3495
16465
SH
DFND
16465
0
0
MICROSTRATEGY INC
NOTE 0.750%12/1
594972AC5
15307
20000000
PRN
DFND
20000000
0
0
MICROSTRATEGY INC
CL A NEW
594972408
9891
46600
SH
Put
DFND
46600
0
0
MP MATERIALS CORP
COM CL A
553368101
372789
13655280
SH
DFND
13655280
0
0
NELNET INC
CL A
64031N108
16999
214665
SH
DFND
214665
0
0
NEW YORK TIMES CO
CL A
650111107
9112
316947
SH
DFND
316947
0
0
NEXSTAR MEDIA GROUP INC
COMMON STOCK
65336K103
27653
165735
SH
DFND
165735
0
0
NIO INC
NOTE 4.500% 2/0
62914VAB2
38440
21500000
PRN
DFND
21500000
0
0
NIO INC
SPON ADS
62914V106
4731
300000
SH
Call
DFND
300000
0
0
NOBLE CORP NEW
SHS
G6610J209
7611
257294
SH
DFND
257294
0
0
NUSCALE PWR CORP
*W EXP 05/02/202
67079K118
619
299000
SH
DFND
299000
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
27849
15000000
PRN
DFND
15000000
0
0
PARAMOUNT GLOBAL
CLASS B COM
92556H206
11431
600381
SH
DFND
600381
0
0
REDFIN CORP
NOTE 1.750% 7/1
75737FAA6
4561
5000000
PRN
DFND
5000000
0
0
ROIVANT SCIENCES LTD
SHS
G76279101
416648
129393817
SH
DFND
129393817
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
345
3117
SH
DFND
3117
0
0
SEA LTD
NOTE 0.250% 9/1
81141RAG5
10439
15000000
PRN
DFND
15000000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
169660
475000
SH
Put
DFND
475000
0
0
STRIDE INC
NOTE 1.125% 9/0
86333MAA6
10216
10000000
PRN
DFND
10000000
0
0
TEEKAY TANKERS LTD
CL A
Y8565N300
5059
183700
SH
DFND
183700
0
0
VERTEX ENERGY INC
COM
92534K107
2819
452500
SH
Put
DFND
452500
0
0