The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 839 | 19,613 | SH | DFND | 19,613 | 0 | 0 | ||
| ACCELERON PHARMA INC | COM | 00434H108 | 10,122 | 190,977 | SH | DFND | 190,977 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 18,357 | 86,551 | SH | DFND | 86,551 | 0 | 0 | ||
| ANTERIX INC | COM | 03676C100 | 12,985 | 311,738 | SH | DFND | 311,738 | 0 | 0 | ||
| ARGENX SE | SPONSORED ADR | 04016X101 | 7,349 | 45,781 | SH | DFND | 45,781 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 10,860 | 47,946 | SH | DFND | 47,946 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 374 | 4,429 | SH | DFND | 4,429 | 0 | 0 | ||
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 6,566 | 442,467 | SH | DFND | 442,467 | 0 | 0 | ||
| BLUEBIRD BIO INC | COM | 09609G100 | 306 | 3,487 | SH | DFND | 3,487 | 0 | 0 | ||
| CAL MAINE FOODS INC | COM NEW | 128030202 | 2,292 | 53,613 | SH | DFND | 53,613 | 0 | 0 | ||
| DHT HOLDINGS INC | SHS NEW | Y2065G121 | 3,608 | 435,796 | SH | DFND | 435,796 | 0 | 0 | ||
| DOCUSIGN INC | COM | 256163106 | 12,599 | 170,000 | SH | Call | DFND | 170,000 | 0 | 0 | |
| EURONAV NV ANTWERPEN | SHS | B38564108 | 26,759 | 2,133,903 | SH | DFND | 2,133,903 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 10,479 | 66,508 | SH | DFND | 66,508 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 23,634 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 3,411 | 16,617 | SH | DFND | 16,617 | 0 | 0 | ||
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 4,923 | 95,451 | SH | DFND | 95,451 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 10,823 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | ||
| GOGO INC | COM | 38046C109 | 1,920 | 300,000 | SH | Put | DFND | 300,000 | 0 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 4,366 | 18,990 | SH | DFND | 18,990 | 0 | 0 | ||
| GRAY TELEVISION INC | COM | 389375106 | 4,199 | 195,850 | SH | DFND | 195,850 | 0 | 0 | ||
| GRINDROD SHIPPING HOLDINGS L | SHS | Y28895103 | 7,503 | 1,301,975 | SH | DFND | 1,301,975 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 6,513 | 29,826 | SH | DFND | 29,826 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 10,466 | 31,548 | SH | DFND | 31,548 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 19,904 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
| IMMUNOGEN INC | COM | 45253H101 | 7,024 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | ||
| IMMUNOMEDICS INC | COM | 452907108 | 8,707 | 411,500 | SH | DFND | 411,500 | 0 | 0 | ||
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 466 | 3,763 | SH | DFND | 3,763 | 0 | 0 | ||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 28,271 | 1,021,361 | SH | DFND | 1,021,361 | 0 | 0 | ||
| ISHARES TR | NASDAQ BIOTECH | 464287556 | 17,969 | 149,105 | SH | DFND | 149,105 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 5,510 | 39,530 | SH | DFND | 39,530 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 12,846 | 560,981 | SH | DFND | 560,981 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 52,674 | 24,397,000 | PRN | DFND | 24,397,000 | 0 | 0 | ||
| MOHAWK INDS INC | COM | 608190104 | 6,797 | 49,842 | SH | DFND | 49,842 | 0 | 0 | ||
| NEW YORK TIMES CO | CL A | 650111107 | 11,298 | 351,187 | SH | DFND | 351,187 | 0 | 0 | ||
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 16,017 | 136,608 | SH | DFND | 136,608 | 0 | 0 | ||
| PATTERSON UTI ENERGY INC | COM | 703481101 | 957 | 91,114 | SH | DFND | 91,114 | 0 | 0 | ||
| PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 24,063 | 15,427,000 | PRN | DFND | 15,427,000 | 0 | 0 | ||
| PURE ACQUISITION CORP | CL A | 74621Q106 | 5,185 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 246 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| RESTORATION HARDWARE HLDGS I | DBCV | 761283AC4 | 21,692 | 12,008,000 | PRN | DFND | 12,008,000 | 0 | 0 | ||
| SAREPTA THERAPEUTICS INC | COM | 803607100 | 402 | 3,117 | SH | DFND | 3,117 | 0 | 0 | ||
| SCULPTOR CAP MGMT | COM CL A | 811246107 | 1,792 | 81,068 | SH | DFND | 81,068 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 4,396 | 142,824 | SH | DFND | 142,824 | 0 | 0 | ||
| SHIP FIN INTL LTD | NOTE 4.875% 5/0 | 824689AG8 | 4,497 | 3,955,000 | PRN | DFND | 3,955,000 | 0 | 0 | ||
| SO YOUNG INTERNATIONAL INC | SPONSORED ADS | 83356Q108 | 1,069 | 87,500 | SH | DFND | 87,500 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 33,668 | 104,603 | SH | DFND | 104,603 | 0 | 0 | ||
| WELLS FARGO CO NEW | COM | 949746101 | 2,756 | 51,231 | SH | DFND | 51,231 | 0 | 0 | ||
| WESTERN DIGITAL CORP | COM | 958102105 | 985 | 15,512 | SH | DFND | 15,512 | 0 | 0 | ||
| WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 23,599 | 11,644,000 | PRN | DFND | 11,644,000 | 0 | 0 | ||