0001209191-22-023656.txt : 20220407 0001209191-22-023656.hdr.sgml : 20220407 20220407161248 ACCESSION NUMBER: 0001209191-22-023656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220405 FILED AS OF DATE: 20220407 DATE AS OF CHANGE: 20220407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Turner William D. CENTRAL INDEX KEY: 0001819688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37490 FILM NUMBER: 22813994 MAIL ADDRESS: STREET 1: C/O SIERRA ONCOLOGY, INC. STREET 2: 1820 GATEWAY DRIVE, SUITE 110 CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sierra Oncology, Inc. CENTRAL INDEX KEY: 0001290149 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1820 GATEWAY DRIVE STREET 2: SUITE 110 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: (605) 376-8679 MAIL ADDRESS: STREET 1: 1820 GATEWAY DRIVE STREET 2: SUITE 110 CITY: SAN MATEO STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: ProNAi Therapeutics Inc DATE OF NAME CHANGE: 20040513 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-04-05 0 0001290149 Sierra Oncology, Inc. SRRA 0001819688 Turner William D. C/O SIERRA ONCOLOGY, INC. 1820 GATEWAY DRIVE, SUITE 110 SAN MATEO CA 94404 0 1 0 0 Chief Reg & Tech Ops Officer Common Stock 2022-04-05 4 M 0 100 12.05 A 100 D Common Stock 2022-04-05 4 S 0 100 37.09 D 0 D Common Stock 2022-04-06 4 M 0 6347 12.05 A 6347 D Common Stock 2022-04-06 4 S 0 6347 37.2474 D 0 D Stock Option (Right to Buy) 12.05 2022-04-05 4 M 0 100 0.00 A 2030-08-04 Common Stock 100 0 D Stock Option (Right to Buy) 12.05 2022-04-06 4 M 0 6347 0.00 A 2030-08-04 Common Stock 6347 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2021. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on April 26, 2022. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. On August 4, 2021, the option vested as to 25% of the total shares granted on August 4, 2020, with the remaining shares from that grant vesting in equal monthly installments over the following 36 months, with 100% of the total shares vested on August 4, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date. /s/ Mary Christina Thomson, Attorney-In-Fact for William D. Turner 2022-04-07