0001209191-16-144433.txt : 20161004 0001209191-16-144433.hdr.sgml : 20161004 20161004170917 ACCESSION NUMBER: 0001209191-16-144433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProNAi Therapeutics Inc CENTRAL INDEX KEY: 0001290149 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2150 ? 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 BUSINESS PHONE: 604-558-6536 MAIL ADDRESS: STREET 1: 2150 ? 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klencke Barbara CENTRAL INDEX KEY: 0001647647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37490 FILM NUMBER: 161919950 MAIL ADDRESS: STREET 1: C/O PRONAI THERAPEUTICS, INC. STREET 2: 2150 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-30 0 0001290149 ProNAi Therapeutics Inc DNAI 0001647647 Klencke Barbara C/O PRONAI THERAPEUTICS, INC. 2150 885 WEST GEORGIA ST. VANCOUVER A1 V6C 3E8 BRITISH COLUMBIA, CANADA 0 1 0 0 Chief Development Officer Stock Option (right to buy) 1.82 2016-09-30 4 A 0 456000 0.00 A 2026-09-30 Common Stock 456000 456000 D The option vests as to 2.7778% of the total shares monthly, beginning on October 30, 2016, with 100% of the total shares vested and exercisable on September 30, 2019, subject to the reporting person's provision of service to the issuer on each vesting date. /s/ Sukhi Jagpal as attorney-in-fact for Barbara Klencke, M.D. 2016-10-04