0001209191-16-128855.txt : 20160620
0001209191-16-128855.hdr.sgml : 20160620
20160620174311
ACCESSION NUMBER: 0001209191-16-128855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160616
FILED AS OF DATE: 20160620
DATE AS OF CHANGE: 20160620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProNAi Therapeutics Inc
CENTRAL INDEX KEY: 0001290149
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2150 ? 885 WEST GEORGIA STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3E8
BUSINESS PHONE: 604-558-6536
MAIL ADDRESS:
STREET 1: 2150 ? 885 WEST GEORGIA STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3E8
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Topper James N
CENTRAL INDEX KEY: 0001341382
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37490
FILM NUMBER: 161722996
MAIL ADDRESS:
STREET 1: 550 HAMILTON AVENUE, SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-16
0
0001290149
ProNAi Therapeutics Inc
DNAI
0001341382
Topper James N
C/O FRAZIER HEALTHCARE
601 UNION ST., TWO UNION SQ., STE. 3200
SEATTLE
WA
98101
1
0
0
0
Stock Option (right to buy)
2.06
2016-06-16
4
A
0
38835
0.00
A
2026-06-16
Common Stock
38835
38835
D
The option vests as to 8.333% of the total shares monthly, beginning on July 16, 2016, with 100% of the total shares vested and exercisable on June 16, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.
/s/ Sukhi Jagpal as attorney-in-fact for James Topper, M.D., Ph.D.
2016-06-20