0001209191-16-128855.txt : 20160620 0001209191-16-128855.hdr.sgml : 20160620 20160620174311 ACCESSION NUMBER: 0001209191-16-128855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160616 FILED AS OF DATE: 20160620 DATE AS OF CHANGE: 20160620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProNAi Therapeutics Inc CENTRAL INDEX KEY: 0001290149 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2150 ? 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 BUSINESS PHONE: 604-558-6536 MAIL ADDRESS: STREET 1: 2150 ? 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Topper James N CENTRAL INDEX KEY: 0001341382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37490 FILM NUMBER: 161722996 MAIL ADDRESS: STREET 1: 550 HAMILTON AVENUE, SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-16 0 0001290149 ProNAi Therapeutics Inc DNAI 0001341382 Topper James N C/O FRAZIER HEALTHCARE 601 UNION ST., TWO UNION SQ., STE. 3200 SEATTLE WA 98101 1 0 0 0 Stock Option (right to buy) 2.06 2016-06-16 4 A 0 38835 0.00 A 2026-06-16 Common Stock 38835 38835 D The option vests as to 8.333% of the total shares monthly, beginning on July 16, 2016, with 100% of the total shares vested and exercisable on June 16, 2017, subject to the reporting person's provision of service to the issuer on each vesting date. /s/ Sukhi Jagpal as attorney-in-fact for James Topper, M.D., Ph.D. 2016-06-20