0001209191-16-127396.txt : 20160613 0001209191-16-127396.hdr.sgml : 20160613 20160613170107 ACCESSION NUMBER: 0001209191-16-127396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160609 FILED AS OF DATE: 20160613 DATE AS OF CHANGE: 20160613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProNAi Therapeutics Inc CENTRAL INDEX KEY: 0001290149 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2150 ? 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 BUSINESS PHONE: 604-558-6536 MAIL ADDRESS: STREET 1: 2150 ? 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nguyen Tran CENTRAL INDEX KEY: 0001457013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37490 FILM NUMBER: 161711331 MAIL ADDRESS: STREET 1: C/O PROTHENA CORPORATION PLC STREET 2: 650 GATEWAY BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-09 0 0001290149 ProNAi Therapeutics Inc DNAI 0001457013 Nguyen Tran C/O PRONAI THERAPEUTICS, INC. 2150 885 WEST GEORGIA STREET VANCOUVER A1 V6C 3E8 BRITISH COLUMBIA, CANADA 1 0 0 0 Stock Option (right to buy) 2.06 2016-06-09 4 A 0 77670 0.00 A 2026-06-09 Common Stock 77670 77670 D Stock options were granted in connection with the reporting person's appointment to the issuer's board of directors on March 18, 2016, such grant date to be effective upon the first trading day on which the issuer was not in a trading black-out period under the issuer's insider trading policy, which was June 9, 2016. The option vests as to 8.333% of the total shares monthly, beginning on July 9, 2016, with 100% of the total shares vested and exercisable on June 9, 2017, subject to the reporting person's provision of service to the issuer on each vesting date. /s/ Sukhi Jagpal as attorney-in-fact for Tran Nguyen 2016-06-13