0001209191-16-127396.txt : 20160613
0001209191-16-127396.hdr.sgml : 20160613
20160613170107
ACCESSION NUMBER: 0001209191-16-127396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160609
FILED AS OF DATE: 20160613
DATE AS OF CHANGE: 20160613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProNAi Therapeutics Inc
CENTRAL INDEX KEY: 0001290149
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2150 ? 885 WEST GEORGIA STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3E8
BUSINESS PHONE: 604-558-6536
MAIL ADDRESS:
STREET 1: 2150 ? 885 WEST GEORGIA STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3E8
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nguyen Tran
CENTRAL INDEX KEY: 0001457013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37490
FILM NUMBER: 161711331
MAIL ADDRESS:
STREET 1: C/O PROTHENA CORPORATION PLC
STREET 2: 650 GATEWAY BOULEVARD
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-09
0
0001290149
ProNAi Therapeutics Inc
DNAI
0001457013
Nguyen Tran
C/O PRONAI THERAPEUTICS, INC.
2150 885 WEST GEORGIA STREET
VANCOUVER
A1
V6C 3E8
BRITISH COLUMBIA, CANADA
1
0
0
0
Stock Option (right to buy)
2.06
2016-06-09
4
A
0
77670
0.00
A
2026-06-09
Common Stock
77670
77670
D
Stock options were granted in connection with the reporting person's appointment to the issuer's board of directors on March 18, 2016, such grant date to be effective upon the first trading day on which the issuer was not in a trading black-out period under the issuer's insider trading policy, which was June 9, 2016.
The option vests as to 8.333% of the total shares monthly, beginning on July 9, 2016, with 100% of the total shares vested and exercisable on June 9, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.
/s/ Sukhi Jagpal as attorney-in-fact for Tran Nguyen
2016-06-13