0001209191-16-107646.txt : 20160310 0001209191-16-107646.hdr.sgml : 20160310 20160310171300 ACCESSION NUMBER: 0001209191-16-107646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160308 FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProNAi Therapeutics Inc CENTRAL INDEX KEY: 0001290149 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2150 ? 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 BUSINESS PHONE: 604-558-6536 MAIL ADDRESS: STREET 1: 2150 ? 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glover Nicholas CENTRAL INDEX KEY: 0001578888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37490 FILM NUMBER: 161498583 MAIL ADDRESS: STREET 1: C/O PRONAI THERAPEUTICS, INC. STREET 2: 2150 - 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-08 0 0001290149 ProNAi Therapeutics Inc DNAI 0001578888 Glover Nicholas C/O PRONAI THERAPEUTICS, INC. 2150 885 WEST GEORGIA ST. VANCOUVER A1 V6C 3E8 BRITISH COLUMBIA, CANADA 1 1 0 0 CEO and President Stock Option (right to buy) 6.58 2016-03-08 4 A 0 161250 0.00 A 2026-03-08 Common Stock 161250 161250 D The option vests as to 25% of the total shares on January 1, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested on January 1, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. /s/ Sukhi Jagpal as attorney-in-fact for Nick Glover, Ph.D. 2016-03-10