0001209191-18-003249.txt : 20180111
0001209191-18-003249.hdr.sgml : 20180111
20180111160852
ACCESSION NUMBER: 0001209191-18-003249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180109
FILED AS OF DATE: 20180111
DATE AS OF CHANGE: 20180111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edwards Marvin S Jr
CENTRAL INDEX KEY: 0001290125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36146
FILM NUMBER: 18523753
BUSINESS ADDRESS:
BUSINESS PHONE: 823-324-2200
MAIL ADDRESS:
STREET 1: 1100 COMMSCOPE PLACE SE
CITY: HICKORY
STATE: NC
ZIP: 28602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CommScope Holding Company, Inc.
CENTRAL INDEX KEY: 0001517228
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 274332098
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 COMMSCOPE PLACE, SE
CITY: HICKORY
STATE: NC
ZIP: 28602
BUSINESS PHONE: 828-324-2200
MAIL ADDRESS:
STREET 1: 1100 COMMSCOPE PLACE, SE
CITY: HICKORY
STATE: NC
ZIP: 28602
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-09
0
0001517228
CommScope Holding Company, Inc.
COMM
0001290125
Edwards Marvin S Jr
C/O COMMSCOPE HOLDING COMPANY, INC.,
1100 COMMSCOPE PLACE, SE
HICKORY
NC
28602
1
1
0
0
President and CEO
Common Stock
2018-01-09
4
M
0
50000
8.55
A
327034
D
Common Stock
2018-01-09
4
S
0
50000
38.6633
D
277034
D
Stock Option (Right to Buy)
8.55
2018-01-09
4
M
0
50000
0.00
D
2011-01-14
2020-01-20
Common Stock
50000
109147
D
The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2017.
As previously reported, includes (a) 35,641 restricted stock units that were granted on 02/23/2016 and will vest ratably on 02/23/2018 and
02/23/2019; (b) 13,510 restricted stock units that were granted on 02/24/2015 and will vest on 02/24/2018; (c) 61,801 performance share units
that were earned on 02/23/2017 and will vest ratably on 02/23/2018 and 02/23/2019; (d) 15,827 performance share units that were earned on
02/24/2017 and will vest on 02/24/2018; and (e) 61,452 restricted stock units that were granted on 02/27/2017 and will vest in three equal
installments on 02/27/2018, 02/27/2019 and 02/27/2020; each subject to the reporting person's continued employment with the issuer.
The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $38.39 to $38.95. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
/s/Marvin S. Edwards, Jr.
2018-01-11