0001209191-23-022146.txt : 20230403 0001209191-23-022146.hdr.sgml : 20230403 20230403160052 ACCESSION NUMBER: 0001209191-23-022146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230403 DATE AS OF CHANGE: 20230403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein Todd J CENTRAL INDEX KEY: 0001747745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32358 FILM NUMBER: 23792532 MAIL ADDRESS: STREET 1: C/O SPOK HOLDINGS, INC. STREET 2: 6850 VERSAR CTR STE 420 CITY: SPRINGFIELD STATE: VA ZIP: 22151 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spok Holdings, Inc CENTRAL INDEX KEY: 0001289945 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 161694797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5911 KINGSTOWNE VILLAGE PARKWAY STREET 2: 6TH FLOOR CITY: ALEXANDRIA STATE: VA ZIP: 22315 BUSINESS PHONE: 800-611-8488 MAIL ADDRESS: STREET 1: 5911 KINGSTOWNE VILLAGE PARKWAY STREET 2: 6TH FLOOR CITY: ALEXANDRIA STATE: VA ZIP: 22315 FORMER COMPANY: FORMER CONFORMED NAME: USA Mobility, Inc DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: Wizards-Patriots Holdings, Inc. DATE OF NAME CHANGE: 20040512 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-03 0 0001289945 Spok Holdings, Inc SPOK 0001747745 Stein Todd J C/O SPOK HOLDINGS, INC. 5911 KINGSTOWNE VILLAGE PARKWAY, 6TH FLR ALEXANDRIA VA 22315 1 0 0 0 0 Common Stock 2023-04-03 4 A 0 1728 10.13 A 28634 D Common Stock 2023-04-03 4 A 0 0 0.00 A 754254 I Braeside Capital, L.P. Common Stock 2023-04-03 4 A 0 0 0.00 A 844735 I Braeside Capital II, L.P. Common Stock 2023-04-03 4 A 0 0 0.00 A 185822 I Braeside Investments, LLC Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /TODD J. STEIN/ 2023-04-03