0001289889-20-000004.txt : 20200306 0001289889-20-000004.hdr.sgml : 20200306 20200306160359 ACCESSION NUMBER: 0001289889-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200305 FILED AS OF DATE: 20200306 DATE AS OF CHANGE: 20200306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill Michael Douglass CENTRAL INDEX KEY: 0001289889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 20694725 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE, SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wf-form4_158352862221749.xml FORM 4 X0306 4 2020-03-05 0 0001505155 Upland Software, Inc. UPLD 0001289889 Hill Michael Douglass 401 CONGRESS AVE., SUITE 1850 AUSTIN TX 78701 0 1 0 0 CFO &Treasurer Common Stock 2020-03-05 4 S 0 44392 35.4155 D 281731 D Common Stock 2020-03-05 4 M 0 4297 6.22 A 286028 D Incentive Stock Option 6.22 2020-03-05 4 M 0 4297 0 D 2024-03-31 Common Stock 4297.0 0 D Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 to $35.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Currently exercisable. /s/ Kin Gill (as attorney-in-fact for Mr. Hill) 2020-03-06