0001289889-20-000004.txt : 20200306
0001289889-20-000004.hdr.sgml : 20200306
20200306160359
ACCESSION NUMBER: 0001289889-20-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200305
FILED AS OF DATE: 20200306
DATE AS OF CHANGE: 20200306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hill Michael Douglass
CENTRAL INDEX KEY: 0001289889
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36720
FILM NUMBER: 20694725
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE, SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upland Software, Inc.
CENTRAL INDEX KEY: 0001505155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 272992077
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-960-1010
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Silverback Acquisition Corp
DATE OF NAME CHANGE: 20101105
4
1
wf-form4_158352862221749.xml
FORM 4
X0306
4
2020-03-05
0
0001505155
Upland Software, Inc.
UPLD
0001289889
Hill Michael Douglass
401 CONGRESS AVE., SUITE 1850
AUSTIN
TX
78701
0
1
0
0
CFO &Treasurer
Common Stock
2020-03-05
4
S
0
44392
35.4155
D
281731
D
Common Stock
2020-03-05
4
M
0
4297
6.22
A
286028
D
Incentive Stock Option
6.22
2020-03-05
4
M
0
4297
0
D
2024-03-31
Common Stock
4297.0
0
D
Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 to $35.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Currently exercisable.
/s/ Kin Gill (as attorney-in-fact for Mr. Hill)
2020-03-06