-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IcRYQ3kL9b/xbBPzMStuNWVyKeN3AIoVbzXclL9W5Ae/+qbRRXmm6/bbmRgqfJqD dRemLWmxQbaIR3XnehKqNQ== 0001383312-07-000048.txt : 20070822 0001383312-07-000048.hdr.sgml : 20070822 20070822154606 ACCESSION NUMBER: 0001383312-07-000048 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070822 DATE AS OF CHANGE: 20070822 EFFECTIVENESS DATE: 20070822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Victory Institutional Funds CENTRAL INDEX KEY: 0001289876 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21584 FILM NUMBER: 071073162 BUSINESS ADDRESS: STREET 1: 3435 STELZER ROAD CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 800-362-5365 MAIL ADDRESS: STREET 1: 3435 STELZER ROAD CITY: COLUMBUS STATE: OH ZIP: 43219 0001289876 S000000821 Institutional Diversified Stock Fund C000002429 Institutional VIDSX N-PX 1 brd027_0001289876.txt BRD027_0001289876 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21584 NAME OF REGISTRANT: The Victory Institutional Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 3435 Stelzer Road Columbus, Oh 43219 NAME AND ADDRESS OF AGENT FOR SERVICE: George Stevens Citi Fund Services 3435 Stelzer Road Columbus, Oh 43219 REGISTRANT'S TELEPHONE NUMBER: 800-362-5365 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2006 - 06/30/2007 VIF Diversified Stock Fund - -------------------------------------------------------------------------------------------------------------------------- ABB LTD Agenda Number: 932672202 - -------------------------------------------------------------------------------------------------------------------------- Security: 000375204 Meeting Type: Annual Meeting Date: 03-May-2007 Ticker: ABB ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 02 APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2006. 03 APPROVAL OF THE DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For AND THE PERSONS ENTRUSTED WITH MANAGEMENT. 04 APPROVAL OF APPROPRIATION OF AVAILABLE EARNINGS, Mgmt For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 05 APPROVAL OF THE CREATION OF THE AUTHORIZED SHARE Mgmt For For CAPITAL, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 6A ROGER AGNELLI, BRAZILIAN, RE-ELECT AS A DIRECTOR. Mgmt For For 6B LOUIS R. HUGHES, AMERICAN, RE-ELECT AS A DIRECTOR. Mgmt For For 6C HANS ULRICH MARKI, SWISS, RE-ELECT AS A DIRECTOR. Mgmt For For 6D MICHEL DE ROSEN, FRENCH, RE-ELECT AS A DIRECTOR. Mgmt For For 6E MICHAEL TRESCHOW, SWEDISH, RE-ELECT AS A DIRECTOR. Mgmt For For 6F BERND W. VOSS, GERMAN, RE-ELECT AS A DIRECTOR. Mgmt For For 6G JACOB WALLENBERG, SWEDISH, RE-ELECT AS A DIRECTOR. Mgmt For For 6H HUBERTUS VON GRUNBERG, GERMAN, ELECTED AS DIRECTOR. Mgmt For For 07 APPROVAL OF THE ELECTION OF THE AUDITORS, GROUP Mgmt For For AUDITORS AND SPECIAL AUDITORS, AS SET FORTH IN THE NOTICE OF MEETING ENCLOSED HEREWITH. - -------------------------------------------------------------------------------------------------------------------------- AMBAC FINANCIAL GROUP, INC. Agenda Number: 932661944 - -------------------------------------------------------------------------------------------------------------------------- Security: 023139108 Meeting Type: Annual Meeting Date: 08-May-2007 Ticker: ABK ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR MICHAEL A. CALLEN Mgmt For For JILL M. CONSIDINE Mgmt For For PHILIP N. DUFF Mgmt For For ROBERT J. GENADER Mgmt For For W. GRANT GREGORY Mgmt For For THOMAS C. THEOBALD Mgmt For For LAURA S. UNGER Mgmt For For HENRY D.G. WALLACE Mgmt For For 02 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For AUDITORS FOR 2007. - -------------------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 932677187 - -------------------------------------------------------------------------------------------------------------------------- Security: 026874107 Meeting Type: Annual Meeting Date: 16-May-2007 Ticker: AIG ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR MARSHALL A. COHEN Mgmt For For MARTIN S. FELDSTEIN Mgmt For For ELLEN V. FUTTER Mgmt For For STEPHEN L. HAMMERMAN Mgmt For For RICHARD C. HOLBROOKE Mgmt For For FRED H. LANGHAMMER Mgmt For For GEORGE L. MILES, JR. Mgmt For For MORRIS W. OFFIT Mgmt For For JAMES F. ORR III Mgmt For For VIRGINIA M. ROMETTY Mgmt For For MARTIN J. SULLIVAN Mgmt For For MICHAEL H. SUTTON Mgmt For For EDMUND S.W. TSE Mgmt For For ROBERT B. WILLUMSTAD Mgmt For For FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 03 ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, Mgmt Against Against INC. 2007 STOCK INCENTIVE PLAN. 04 SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED Shr Against For STOCK OPTIONS. - -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 932644481 - -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 25-Apr-2007 Ticker: BAC ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For 1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For 1C ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For 1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For 1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For 1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For 1G ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For 1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For 1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For 1J ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For 1K ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For 1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For 1M ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For 1N ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For 1O ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Mgmt For For 1P ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For 1Q ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM FOR 2007 03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shr Against For 04 STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS Shr Against For 05 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr Against For - -------------------------------------------------------------------------------------------------------------------------- BEST BUY CO., INC. Agenda Number: 932721738 - -------------------------------------------------------------------------------------------------------------------------- Security: 086516101 Meeting Type: Annual Meeting Date: 27-Jun-2007 Ticker: BBY ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RONALD JAMES* Mgmt For For ELLIOT S. KAPLAN* Mgmt For For MATTHEW H. PAULL* Mgmt For For JAMES E. PRESS* Mgmt For For RICHARD M. SCHULZE* Mgmt For For MARY A. TOLAN* Mgmt For For HATIM A. TYABJI* Mgmt For For ROGELIO M. REBOLLEDO** Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 1, 2008. 03 APPROVAL OF AN AMENDMENT TO THE BEST BUY CO., Mgmt Against Against INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES SUBJECT TO THE PLAN TO 38 MILLION SHARES. - -------------------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION Agenda Number: 932657678 - -------------------------------------------------------------------------------------------------------------------------- Security: 111320107 Meeting Type: Annual Meeting Date: 02-May-2007 Ticker: BRCM ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR GEORGE L. FARINSKY Mgmt For For MAUREEN E. GRZELAKOWSKI Mgmt For For NANCY H. HANDEL Mgmt For For JOHN MAJOR Mgmt For For SCOTT A. MCGREGOR Mgmt For For ALAN E. ROSS Mgmt For For HENRY SAMUELI, PH.D. Mgmt For For ROBERT E. SWITZ Mgmt For For WERNER F. WOLFEN Mgmt For For 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Mgmt For For S 1998 EMPLOYEE STOCK PURCHASE PLAN, AS PREVIOUSLY AMENDED AND RESTATED, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE THE BROADCOM CORPORATION EXECUTIVE Mgmt For For OFFICER PERFORMANCE BONUS PLAN UNDER WHICH INCENTIVE BONUSES, QUALIFYING AS PERFORMACE-BASED COMPENSATION WITHIN THE MEANING OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, MAY BE PROVIDED TO CERTAIN EXECUTIVE OFFICERS. 04 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Mgmt Against Against S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY AMENDED AND RESTATED, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007. 06 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For PRESENTED AT THE ANNUAL MEETING. - -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 932567425 - -------------------------------------------------------------------------------------------------------------------------- Security: 14040H105 Meeting Type: Special Meeting Date: 22-Aug-2006 Ticker: COF ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For OF MERGER, DATED AS OF MARCH 12, 2006, BETWEEN CAPITAL ONE FINANCIAL CORPORATION AND NORTH FORK BANCORPORATION, INC., AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH NORTH FORK WILL MERGE WITH AND INTO CAPITAL ONE. 02 TO APPROVE ADJOURNMENT OR POSTPONEMENT OF THE Mgmt Against Against SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. - -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 932651602 - -------------------------------------------------------------------------------------------------------------------------- Security: 14040H105 Meeting Type: Annual Meeting Date: 26-Apr-2007 Ticker: COF ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR W. RONALD DIETZ Mgmt For For LEWIS HAY, III Mgmt For For MAYO SHATTUCK, III Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For AUDITORS OF THE CORPORATION FOR 2007. 03 APPROVAL AND ADOPTION OF CAPITAL ONE S AMENDED Mgmt For For AND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. 04 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shr For Against ON EXECUTIVE COMPENSATION. - -------------------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. Agenda Number: 932706231 - -------------------------------------------------------------------------------------------------------------------------- Security: 149123101 Meeting Type: Annual Meeting Date: 13-Jun-2007 Ticker: CAT ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JOHN T. DILLON Mgmt For For JUAN GALLARDO Mgmt For For WILLIAM A. OSBORN Mgmt For For EDWARD B. RUST, JR. Mgmt For For 02 RATIFY AUDITORS Mgmt For For 03 STOCKHOLDER PROPOSAL-SEPARATE CEO & CHAIR Shr Against For 04 STOCKHOLDER PROPOSAL-MAJORITY VOTE STANDARD Shr Against For - -------------------------------------------------------------------------------------------------------------------------- CELANESE CORPORATION Agenda Number: 932568390 - -------------------------------------------------------------------------------------------------------------------------- Security: 150870103 Meeting Type: Special Meeting Date: 14-Aug-2006 Ticker: CE ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR MARTIN G. MCGUINN Mgmt For For JOHN K. WULFF Mgmt For For - -------------------------------------------------------------------------------------------------------------------------- CELANESE CORPORATION Agenda Number: 932655383 - -------------------------------------------------------------------------------------------------------------------------- Security: 150870103 Meeting Type: Annual Meeting Date: 26-Apr-2007 Ticker: CE ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR CHINH E. CHU Mgmt For For MARK C. ROHR Mgmt For For DAVID N. WEIDMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. - -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Agenda Number: 932702245 - -------------------------------------------------------------------------------------------------------------------------- Security: 165167107 Meeting Type: Annual Meeting Date: 08-Jun-2007 Ticker: CHK ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR FRANK KEATING Mgmt For For MERRILL A. MILLER, JR. Mgmt For For FREDERICK B. WHITTEMORE Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE Mgmt Against Against PLAN. 03 TO APPROVE AN AMENDMENT TO OUR 2003 STOCK AWARD Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS. - -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 932588405 - -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 15-Nov-2006 Ticker: CSCO ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR CAROL A. BARTZ Mgmt For For M. MICHELE BURNS Mgmt For For MICHAEL D. CAPELLAS Mgmt For For LARRY R. CARTER Mgmt For For JOHN T. CHAMBERS Mgmt For For DR. JOHN L. HENNESSY Mgmt For For RICHARD M. KOVACEVICH Mgmt For For RODERICK C. MCGEARY Mgmt For For STEVEN M. WEST Mgmt For For JERRY YANG Mgmt For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 28, 2007. 03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shr Against For BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2007, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. - -------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda Number: 932641562 - -------------------------------------------------------------------------------------------------------------------------- Security: 172967101 Meeting Type: Annual Meeting Date: 17-Apr-2007 Ticker: C ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Mgmt For For 1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For 1C ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For 1D ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For 1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For 1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Mgmt For For 1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For 1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For 1I ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For 1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For For 1K ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For 1L ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For 1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For 1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS. 04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For POLITICAL CONTRIBUTIONS. 05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CHARITABLE CONTRIBUTIONS. 06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shr For Against TO RATIFY EXECUTIVE COMPENSATION. 07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE COMPENSATION PAID TO WORLDWIDE EMPLOYEES. 08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr For Against OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shr Against For BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION. 10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr Against For 11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS. - -------------------------------------------------------------------------------------------------------------------------- CONTINENTAL AIRLINES, INC. Agenda Number: 932701786 - -------------------------------------------------------------------------------------------------------------------------- Security: 210795308 Meeting Type: Annual Meeting Date: 12-Jun-2007 Ticker: CAL ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR THOMAS J. BARRACK, JR. Mgmt For For KIRBYJON H. CALDWELL Mgmt For For LAWRENCE W. KELLNER Mgmt For For DOUGLAS H. MCCORKINDALE Mgmt For For HENRY L. MEYER III Mgmt For For OSCAR MUNOZ Mgmt For For GEORGE G.C. PARKER Mgmt For For JEFFERY A. SMISEK Mgmt For For KAREN HASTIE WILLIAMS Mgmt For For RONALD B. WOODARD Mgmt For For CHARLES A. YAMARONE Mgmt For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For 03 STOCKHOLDER PROPOSAL RELATED TO POLITICAL ACTIVITIES Shr Against For 04 STOCKHOLDER PROPOSAL RELATED TO PERFORMANCE-BASED Shr Against For EQUITY COMPENSATION FOR SENIOR OFFICERS 05 PLEASE MARK FOR IF STOCK OWNED BENEFICIALLY Mgmt Against BY YOU IS OWNED OR CONTROLLED BY PERSONS WHO ARE NOT U.S. CITIZENS (AS DEFINED IN THE PROXY STATEMENT) - -------------------------------------------------------------------------------------------------------------------------- DELL INC. Agenda Number: 932554593 - -------------------------------------------------------------------------------------------------------------------------- Security: 24702R101 Meeting Type: Annual Meeting Date: 21-Jul-2006 Ticker: DELL ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR DONALD J. CARTY Mgmt For For MICHAEL S. DELL Mgmt For For WILLIAM H. GRAY, III Mgmt For For SALLIE L. KRAWCHECK Mgmt For For ALAN (A.G.) LAFLEY Mgmt For For JUDY C. LEWENT Mgmt For For KLAUS S. LUFT Mgmt For For ALEX J. MANDL Mgmt For For MICHAEL A. MILES Mgmt For For SAMUEL A. NUNN, JR. Mgmt For For KEVIN B. ROLLINS Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For SH1 GLOBAL HUMAN RIGHTS STANDARD Shr Against For SH2 DECLARATION OF DIVIDEND Shr Against For - -------------------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 932650903 - -------------------------------------------------------------------------------------------------------------------------- Security: 263534109 Meeting Type: Annual Meeting Date: 25-Apr-2007 Ticker: DD ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RICHARD H. BROWN Mgmt For For ROBERT A. BROWN Mgmt For For BERTRAND P. COLLOMB Mgmt For For CURTIS J. CRAWFORD Mgmt For For JOHN T. DILLON Mgmt For For ELEUTHERE I. DU PONT Mgmt For For CHARLES O. HOLLIDAY, JR Mgmt For For LOIS D. JULIBER Mgmt For For MASAHISA NAITOH Mgmt For For SEAN O'KEEFE Mgmt For For WILLIAM K. REILLY Mgmt For For 02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ON DUPONT EQUITY AND INCENTIVE PLAN Mgmt Against Against 04 ON GENETICALLY MODIFIED FOOD Shr Against For 05 ON PLANT CLOSURE Shr Against For 06 ON REPORT ON PFOA Shr For Against 07 ON COSTS Shr Against For 08 ON GLOBAL WARMING Shr Against For 09 ON CHEMICAL FACILITY SECURITY Shr Against For - -------------------------------------------------------------------------------------------------------------------------- EXELON CORPORATION Agenda Number: 932660562 - -------------------------------------------------------------------------------------------------------------------------- Security: 30161N101 Meeting Type: Annual Meeting Date: 08-May-2007 Ticker: EXC ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS Mgmt For For 1B ELECTION OF DIRECTOR: MS. SUE L. GIN Mgmt For For 1C ELECTION OF DIRECTOR: MR. W.C. RICHARDSON PHD Mgmt For For 1D ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE Mgmt For For 1E ELECTION OF DIRECTOR: MR. DON THOMPSON Mgmt For For 1F ELECTION OF DIRECTOR: MR. STEPHEN D. STEINOUR Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For 03 AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW Mgmt For For FOR THE ANNUAL ELECTION OF ALL DIRECTORS BEGINNING IN 2008 04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER Shr For Against APPROVAL OF FUTURE EXECUTIVE SEVERANCE BENEFITS - -------------------------------------------------------------------------------------------------------------------------- FIRST DATA CORPORATION Agenda Number: 932685285 - -------------------------------------------------------------------------------------------------------------------------- Security: 319963104 Meeting Type: Annual Meeting Date: 30-May-2007 Ticker: FDC ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 ELECTION OF DIRECTOR: DAVID A. COULTER Mgmt For For 02 ELECTION OF DIRECTOR: HENRY C. DUQUES Mgmt For For 03 ELECTION OF DIRECTOR: RICHARD P. KIPHART Mgmt For For 04 ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For 05 THE APPROVAL OF AN INCREASE IN THE NUMBER OF Mgmt For For SHARES ISSUABLE UNDER THE COMPANY S EMPLOYEE STOCK PURCHASE PLAN BY 12,500,000 SHARES OF COMPANY COMMON STOCK. 06 THE APPROVAL OF THE 2006 NON-EMPLOYEE DIRECTOR Mgmt For For EQUITY COMPENSATION PLAN AND THE ALLOCATION OF 1,500,000 SHARES OF COMPANY COMMON STOCK TO THE PLAN. 07 THE APPROVAL OF AMENDMENTS TO THE COMPANY S Mgmt For For 2002 LONG-TERM INCENTIVE PLAN. 08 THE RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2007. - -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 932669128 - -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Meeting Date: 10-May-2007 Ticker: F ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JOHN R.H. BOND Mgmt For For STEPHEN G. BUTLER Mgmt For For KIMBERLY A. CASIANO Mgmt For For EDSEL B. FORD II Mgmt For For WILLIAM CLAY FORD, JR. Mgmt For For IRVINE O. HOCKADAY, JR. Mgmt For For RICHARD A. MANOOGIAN Mgmt For For ELLEN R. MARRAM Mgmt For For ALAN MULALLY Mgmt For For HOMER A. NEAL Mgmt For For JORMA OLLILA Mgmt For For JOHN L. THORNTON Mgmt For For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 03 RELATING TO DISCLOSURE OF OFFICER COMPENSATION. Shr Against For 04 RELATING TO ADOPTION OF GOALS TO REDUCE GREENHOUSE Shr Against For GASES. 05 RELATING TO ALLOWING HOLDERS OF 10% OF COMMON Shr Against For STOCK TO CALL SPECIAL MEETINGS. 06 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shr For Against PLAN TO PROVIDE THAT ALL COMPANY STOCK HAVE ONE VOTE PER SHARE. 07 RELATING TO PUBLISHING A REPORT ON GLOBAL WARMING/COOLING.Shr Against For 08 RELATING TO THE COMPANY REMOVING REFERENCES Shr Against For TO SEXUAL ORIENTATION FROM EQUAL EMPLOYMENT POLICIES. 09 RELATING TO ADOPTION OF A POLICY THAT 75% OF Shr Against For EQUITY GRANTS BE PERFORMANCE-BASED. 10 RELATING TO THE COMPANY REPORTING ON RISING Shr Against For HEALTH CARE EXPENSES. - -------------------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. Agenda Number: 932619553 - -------------------------------------------------------------------------------------------------------------------------- Security: 354613101 Meeting Type: Annual Meeting Date: 25-Jan-2007 Ticker: BEN ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR SAMUEL H. ARMACOST Mgmt For For CHARLES CROCKER Mgmt For For JOSEPH R. HARDIMAN Mgmt For For ROBERT D. JOFFE Mgmt For For CHARLES B. JOHNSON Mgmt For For GREGORY E. JOHNSON Mgmt For For RUPERT H. JOHNSON, JR. Mgmt For For THOMAS H. KEAN Mgmt For For CHUTTA RATNATHICAM Mgmt For For PETER M. SACERDOTE Mgmt For For LAURA STEIN Mgmt For For ANNE M. TATLOCK Mgmt For For LOUIS E. WOODWORTH Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2007. 03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For FRANKLIN RESOURCES, INC. 1998 EMPLOYEE STOCK INVESTMENT PLAN, INCLUDING AN INCREASE OF 4,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. - -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 932635862 - -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Meeting Date: 25-Apr-2007 Ticker: GE ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A DIRECTOR JAMES I. CASH, JR. Mgmt For For SIR WILLIAM M. CASTELL Mgmt For For ANN M. FUDGE Mgmt For For CLAUDIO X. GONZALEZ Mgmt For For SUSAN HOCKFIELD Mgmt For For JEFFREY R. IMMELT Mgmt For For ANDREA JUNG Mgmt For For ALAN G.(A.G.) LAFLEY Mgmt For For ROBERT W. LANE Mgmt For For RALPH S. LARSEN Mgmt For For ROCHELLE B. LAZARUS Mgmt For For SAM NUNN Mgmt For For ROGER S. PENSKE Mgmt For For ROBERT J. SWIERINGA Mgmt For For DOUGLAS A. WARNER III Mgmt For For ROBERT C. WRIGHT Mgmt For For B RATIFICATION OF KPMG Mgmt For For C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Mgmt For For D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Mgmt For For E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Mgmt For For PERFORMANCE GOALS 01 CUMULATIVE VOTING Shr Against For 02 CURB OVER-EXTENDED DIRECTORS Shr Against For 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For 04 INDEPENDENT BOARD CHAIRMAN Shr Against For 05 ELIMINATE DIVIDEND EQUIVALENTS Shr Against For 06 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For 07 GLOBAL WARMING REPORT Shr Against For 08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shr Against For 09 REPORT ON PAY DIFFERENTIAL Shr Against For - -------------------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda Number: 932573086 - -------------------------------------------------------------------------------------------------------------------------- Security: 370334104 Meeting Type: Annual Meeting Date: 25-Sep-2006 Ticker: GIS ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR PAUL DANOS Mgmt For For WILLIAM T. ESREY Mgmt For For RAYMOND V. GILMARTIN Mgmt For For JUDITH RICHARDS HOPE Mgmt For For HEIDI G. MILLER Mgmt For For H. OCHOA-BRILLEMBOURG Mgmt For For STEVE ODLAND Mgmt For For KENDALL J. POWELL Mgmt For For MICHAEL D. ROSE Mgmt For For ROBERT L. RYAN Mgmt For For STEPHEN W. SANGER Mgmt For For A. MICHAEL SPENCE Mgmt For For DOROTHY A. TERRELL Mgmt For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Mgmt For For MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE Mgmt Against Against DIRECTORS. 04 STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY Shr Against For ENGINEERED FOOD PRODUCTS. - -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 932658098 - -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 09-May-2007 Ticker: GILD ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR PAUL BERG Mgmt For For JOHN F. COGAN Mgmt For For ETIENNE F. DAVIGNON Mgmt For For JAMES M. DENNY Mgmt For For CARLA A. HILLS Mgmt For For JOHN W. MADIGAN Mgmt For For JOHN C. MARTIN Mgmt For For GORDON E. MOORE Mgmt For For NICHOLAS G. MOORE Mgmt For For GAYLE E. WILSON Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 03 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD Mgmt Against Against S 2004 EQUITY INCENTIVE PLAN. 04 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD Mgmt For For S EMPLOYEE STOCK PURCHASE PLAN. - -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 932669205 - -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Meeting Date: 16-May-2007 Ticker: HAL ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: K.M. BADER Mgmt For For 1B ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For 1C ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For 1D ELECTION OF DIRECTOR: M. CARROLL Mgmt For For 1E ELECTION OF DIRECTOR: R.L. CRANDALL Mgmt For For 1F ELECTION OF DIRECTOR: K.T DERR Mgmt For For 1G ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For 1H ELECTION OF DIRECTOR: W.R. HOWELL Mgmt For For 1I ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For 1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For 1K ELECTION OF DIRECTOR: J.A. PRECOURT Mgmt For For 1L ELECTION OF DIRECTOR: D.L. REED Mgmt For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For AUDITORS. 03 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For 04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For 05 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. Shr Against For - -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 932667009 - -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 16-May-2007 Ticker: INTC ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For 1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For 1C ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For 1D ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For 1E ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For 1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For 1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For 1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For 1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For 1J ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For 1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For PLAN 04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Mgmt For For PLAN 05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shr Against For EXECUTIVE COMPENSATION - -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP Agenda Number: 932642944 - -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Meeting Date: 24-Apr-2007 Ticker: IBM ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR C. BLACK Mgmt For For K.I. CHENAULT Mgmt For For J. DORMANN Mgmt For For M.L. ESKEW Mgmt For For S.A. JACKSON Mgmt For For M. MAKIHARA Mgmt For For L.A. NOTO Mgmt For For J.W. OWENS Mgmt For For S.J. PALMISANO Mgmt For For J.E. SPERO Mgmt For For S. TAUREL Mgmt For For L.H. ZAMBRANO Mgmt For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION 04 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For SUPERMAJORITY VOTING: DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION OUTSIDE THE ORDINARY COURSE OF BUSINESS 05 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE OF SHARES OF THE CORPORATION 06 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION OF THE CORPORATION 07 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING Shr Against For 08 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shr Against For MEDICAL 09 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shr Against For 10 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For 11 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shr Against For DIRECTORS - -------------------------------------------------------------------------------------------------------------------------- MCKESSON CORPORATION Agenda Number: 932557931 - -------------------------------------------------------------------------------------------------------------------------- Security: 58155Q103 Meeting Type: Annual Meeting Date: 26-Jul-2006 Ticker: MCK ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR WAYNE A. BUDD Mgmt For For ALTON F. IRBY III Mgmt For For DAVID M. LAWRENCE, M.D. Mgmt For For JAMES V. NAPIER Mgmt For For 02 RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 STOCKHOLDER PROPOSAL RELATING TO THE ANNUAL Shr Against For ELECTION OF DIRECTORS. - -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. Agenda Number: 932567906 - -------------------------------------------------------------------------------------------------------------------------- Security: 585055106 Meeting Type: Annual Meeting Date: 24-Aug-2006 Ticker: MDT ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RICHARD H. ANDERSON Mgmt For For MICHAEL R. BONSIGNORE Mgmt For For ROBERT C. POZEN Mgmt For For GORDON M. SPRENGER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shr For Against ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL. - -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 932591173 - -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 14-Nov-2006 Ticker: MSFT ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For 1C ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For 1D ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For 1F ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For 1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 1H ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 1I ELECTION OF DIRECTOR: JON A. SHIRLEY Mgmt For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR 03 SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING Shr Against For PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS 04 SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN Shr Against For EQUAL EMPLOYMENT OPPORTUNITY POLICY 05 SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR Shr Against For - -------------------------------------------------------------------------------------------------------------------------- NORTH FORK BANCORPORATION, INC. Agenda Number: 932567235 - -------------------------------------------------------------------------------------------------------------------------- Security: 659424105 Meeting Type: Annual Meeting Date: 22-Aug-2006 Ticker: NFB ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For OF MERGER, DATED AS OF MARCH 12, 2006 BETWEEN CAPITAL ONE FINANCIAL CORPORATION AND NORTH FORK BANCORPORATION, INC. AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH NORTH FORK WILL MERGE WITH AND INTO CAPITAL ONE. 02 TO ADJOURN OR POSTPONE THE NORTH FORK ANNUAL Mgmt Against Against MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. 03 DIRECTOR JOSIAH AUSTIN Mgmt For For KAREN GARRISON Mgmt For For JOHN ADAM KANAS Mgmt For For RAYMOND A. NIELSEN Mgmt For For A. ROBERT TOWBIN Mgmt For For 04 RATIFICATION OF OUR APPOINTMENT OF KPMG LLP Mgmt For For AS NORTH FORK S INDEPENDENT AUDITORS FOR 2006. - -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 932630696 - -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Meeting Date: 06-Mar-2007 Ticker: NVS ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Mgmt For For STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006. 02 APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS Mgmt For For 03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS Mgmt For For AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND 4A ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt For For OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM 4B ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt For For OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM 4C ELECTION TO THE BOARD OF DIRECTORS: ELECTION Mgmt For For OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010 05 APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS Mgmt For For 06 VOTES REGARDING ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt For For AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN ACCORDANCE WITH THE PROPOSALS OF THE BOARD OF DIRECTORS. MARKING THE BOX FOR IS A VOTE FOR THE PROPOSALS OF THE BOARD. MARKING THE BOX AGAINST OR ABSTAIN IS A VOTE TO ABSTAIN - -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 932579747 - -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Meeting Date: 09-Oct-2006 Ticker: ORCL ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JEFFREY O. HENLEY Mgmt For For LAWRENCE J. ELLISON Mgmt For For DONALD L. LUCAS Mgmt For For MICHAEL J. BOSKIN Mgmt For For JACK F. KEMP Mgmt For For JEFFREY S. BERG Mgmt For For SAFRA A. CATZ Mgmt For For HECTOR GARCIA-MOLINA Mgmt For For H. RAYMOND BINGHAM Mgmt For For CHARLES E. PHILLIPS, JR Mgmt For For NAOMI O. SELIGMAN Mgmt For For 02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For THE FISCAL YEAR 2007 EXECUTIVE BONUS PLAN. 03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2007. 04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Mgmt For For RESTATED 1993 DIRECTORS STOCK PLAN. - -------------------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION Agenda Number: 932661413 - -------------------------------------------------------------------------------------------------------------------------- Security: 704549104 Meeting Type: Annual Meeting Date: 01-May-2007 Ticker: BTU ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR WILLIAM A. COLEY Mgmt For For IRL F. ENGELHARDT Mgmt For For WILLIAM C. RUSNACK Mgmt For For JOHN F. TURNER Mgmt For For ALAN H. WASHKOWITZ Mgmt For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shr Against For - -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 932641637 - -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 26-Apr-2007 Ticker: PFE ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR DENNIS A. AUSIELLO Mgmt For For MICHAEL S. BROWN Mgmt For For M. ANTHONY BURNS Mgmt For For ROBERT N. BURT Mgmt For For W. DON CORNWELL Mgmt For For WILLIAM H. GRAY, III Mgmt For For CONSTANCE J. HORNER Mgmt For For WILLIAM R. HOWELL Mgmt For For JEFFREY B. KINDLER Mgmt For For GEORGE A. LORCH Mgmt For For DANA G. MEAD Mgmt For For WILLIAM C. STEERE, JR. Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 03 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For VOTING. 04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For THE RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION. 05 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For THE FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY ON LABORATORY ANIMAL CARE AND USE. 06 SHAREHOLDER PROPOSAL RELATING TO QUALIFICATIONS Shr Against For FOR DIRECTOR NOMINEES. - -------------------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Agenda Number: 932640851 - -------------------------------------------------------------------------------------------------------------------------- Security: 693506107 Meeting Type: Annual Meeting Date: 19-Apr-2007 Ticker: PPG ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JAMES G. BERGES Mgmt For For ERROLL B. DAVIS, JR. Mgmt For For VICTORIA F. HAYNES Mgmt For For 02 PROPOSAL TO ENDORSE THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 03 PROPOSAL TO IMPLEMENT A MAJORITY VOTE STANDARD Mgmt For For FOR THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS, RETAINING A PLURALITY VOTE STANDARD IN CONTESTED ELECTIONS. 04 PROPOSAL TO ELIMINATE CUMULATIVE VOTING IN ALL Mgmt For For ELECTIONS OF DIRECTORS. 05 SHAREHOLDER PROPOSAL RELATED TO FUTURE SEVERANCE Shr For Against AGREEMENTS WITH SENIOR EXECUTIVES. - -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG Agenda Number: 932620380 - -------------------------------------------------------------------------------------------------------------------------- Security: 826197501 Meeting Type: Annual Meeting Date: 25-Jan-2007 Ticker: SI ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 03 TO CONSIDER AND VOTE UPON APPROPRIATION OF THE Mgmt For For NET INCOME OF SIEMENS AG TO PAY A DIVIDEND. 04 TO RATIFY THE ACTS OF THE MANAGING BOARD. Mgmt Against Against 05 TO RATIFY THE ACTS OF THE SUPERVISORY BOARD. Mgmt Against Against 06 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For FOR THE AUDIT OF THE ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS. 07 TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING Mgmt For For THE ACQUISITION AND USE OF SIEMENS SHARES AND THE EXCLUSION OF SHAREHOLDERS PREEMPTIVE AND TENDER RIGHTS. 08 TO CONSIDER AND VOTE UPON AMENDMENTS TO THE Mgmt For For ARTICLES OF ASSOCIATION IN ORDER TO MODERNIZE THEM. 09 TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE Mgmt For For ARTICLES OF ASSOCIATION TO ADJUST TO NEW LEGISLATION. - -------------------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORPORATION Agenda Number: 932671945 - -------------------------------------------------------------------------------------------------------------------------- Security: 852061100 Meeting Type: Annual Meeting Date: 08-May-2007 Ticker: S ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: KEITH J. BANE Mgmt For For 1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Mgmt For For 1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For 1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Mgmt For For 1E ELECTION OF DIRECTOR: GARY D. FORSEE Mgmt For For 1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For 1G ELECTION OF DIRECTOR: V. JANET HILL Mgmt For For 1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Mgmt For For 1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Mgmt For For 1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2007. 03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Mgmt Against Against 04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shr For Against ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. - -------------------------------------------------------------------------------------------------------------------------- STMICROELECTRONICS N.V. Agenda Number: 932683813 - -------------------------------------------------------------------------------------------------------------------------- Security: 861012102 Meeting Type: Annual Meeting Date: 26-Apr-2007 Ticker: STM ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 TO ADOPT OUR STATUTORY ANNUAL ACCOUNTS FOR THE Mgmt For For 2006 FINANCIAL YEAR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO DISTRIBUTE A DIVIDEND IN CASH OF US $0.30 Mgmt For For PER ORDINARY SHARE, IN LINE WITH OUR DIVIDEND POLICY AS COMMUNICATED. 03 TO DISCHARGE THE SOLE MEMBER OF OUR MANAGING Mgmt For For BOARD FOR HIS MANAGEMENT DURING THE 2006 FINANCIAL YEAR. 04 TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Mgmt For For BOARD FOR THEIR SUPERVISION DURING THE 2006 FINANCIAL YEAR. 5A TO APPOINT MR. ALESSANDRO OVI AS A MEMBER OF Mgmt For For OUR SUPERVISORY BOARD FOR A THREE-YEAR TERM EFFECTIVE AS OF OUR 2007 AGM. 5B TO APPOINT MR. RAY BINGHAM AS A MEMBER OF OUR Mgmt For For SUPERVISORY BOARD FOR A THREE-YEAR TERM EFFECTIVE AS OF OUR 2007 AGM. 06 TO APPROVE THE MODIFICATION TO THE THREE YEAR Mgmt Against Against STOCK-BASED COMPENSATION PLAN. 07 TO APPROVE THE DELEGATION TO OUR SUPERVISORY Mgmt For For BOARD OF THE POWER TO GRANT MR. C. BOZOTTI UP TO A MAXIMUM NUMBER OF 100,000 ORDINARY SHARES. 08 TO DESIGNATE OUR SUPERVISORY BOARD AS THE CORPORATE Mgmt For For BODY AUTHORIZED TO RESOLVE UPON ISSUANCE OF ANY NUMBER OF SHARES AS COMPRISED IN THE AUTHORIZED SHARE CAPITAL. 09 TO AUTHORIZE OUR MANAGING BOARD TO ACQUIRE FOR Mgmt For For A CONSIDERATION ON A STOCK EXCHANGE. 10 TO AMEND OUR ARTICLES OF ASSOCIATION, ALL AS Mgmt For For MORE FULLY DESCRIBED IN THE PROXY STATEMENT. - -------------------------------------------------------------------------------------------------------------------------- SYMANTEC CORPORATION Agenda Number: 932571032 - -------------------------------------------------------------------------------------------------------------------------- Security: 871503108 Meeting Type: Annual Meeting Date: 13-Sep-2006 Ticker: SYMC ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR MICHAEL BROWN Mgmt For For WILLIAM T. COLEMAN Mgmt For For DAVID L. MAHONEY Mgmt For For ROBERT S. MILLER Mgmt For For GEORGE REYES Mgmt For For DAVID ROUX Mgmt For For DANIEL H. SCHULMAN Mgmt For For JOHN W. THOMPSON Mgmt For For V. PAUL UNRUH Mgmt For For 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against THE 2004 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE OF 40,000,000 IN THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN, THE MODIFICATION OF THE SHARE POOL AVAILABLE UNDER THE PLAN TO REFLECT A RATIO-BASED POOL, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Mgmt For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. - -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 932638399 - -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 19-Apr-2007 Ticker: TXN ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: J.R. ADAMS. Mgmt For For 1B ELECTION OF DIRECTOR: D.L. BOREN. Mgmt For For 1C ELECTION OF DIRECTOR: D.A. CARP. Mgmt For For 1D ELECTION OF DIRECTOR: C.S. COX. Mgmt For For 1E ELECTION OF DIRECTOR: T.J. ENGIBOUS. Mgmt For For 1F ELECTION OF DIRECTOR: D.R. GOODE. Mgmt For For 1G ELECTION OF DIRECTOR: P.H. PATSLEY. Mgmt For For 1H ELECTION OF DIRECTOR: W.R. SANDERS. Mgmt For For 1I ELECTION OF DIRECTOR: R.J. SIMMONS. Mgmt For For 1J ELECTION OF DIRECTOR: R.K. TEMPLETON. Mgmt For For 1K ELECTION OF DIRECTOR: C.T. WHITMAN. Mgmt For For 02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. - -------------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Agenda Number: 932657399 - -------------------------------------------------------------------------------------------------------------------------- Security: 808513105 Meeting Type: Annual Meeting Date: 17-May-2007 Ticker: SCHW ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR WILLIAM F. ALDINGER III Mgmt For For DONALD G. FISHER Mgmt For For PAULA A. SNEED Mgmt For For 02 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For 03 APPROVAL OF AMENDMENTS TO 2004 STOCK INCENTIVE Mgmt For For PLAN 04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against 05 STOCKHOLDER PROPOSAL TO REQUIRE A BYLAW AMENDMENT Shr For Against FOR MAJORITY VOTING - -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 932680499 - -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 24-May-2007 Ticker: HD ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For 1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For 1C ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For 1D ELECTION OF DIRECTOR: JOHN L. CLENDENIN Mgmt For For 1E ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For For 1F ELECTION OF DIRECTOR: MILLEDGE A. HART, III Mgmt For For 1G ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For 1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For 1I ELECTION OF DIRECTOR: HELEN JOHNSON-LEIPOLD Mgmt For For 1J ELECTION OF DIRECTOR: LAWRENCE R. JOHNSTON Mgmt For For 1K ELECTION OF DIRECTOR: KENNETH G. LANGONE Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2008 03 SHAREHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION Shr For Against 04 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For REPORT DISCLOSURE 05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shr For Against COMPENSATION 06 SHAREHOLDER PROPOSAL REGARDING MANAGEMENT BONUSES Shr For Against 07 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS Shr Against For 08 SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shr Against For 09 SHAREHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR Shr Against For PERFORMANCE 10 SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP Shr Against For 11 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND Shr Against For CEO - -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 932579103 - -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 10-Oct-2006 Ticker: PG ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR NORMAN R. AUGUSTINE Mgmt For For A.G. LAFLEY Mgmt For For JOHNATHAN A. RODGERS Mgmt For For JOHN F. SMITH, JR. Mgmt For For MARGARET C. WHITMAN Mgmt For For 02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Mgmt For For TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS ON THE BOARD 03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE 2001 STOCK AND INCENTIVE COMPENSATION PLAN 05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shr Against For OPTIONS - -------------------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Agenda Number: 932659886 - -------------------------------------------------------------------------------------------------------------------------- Security: 959802109 Meeting Type: Annual Meeting Date: 10-May-2007 Ticker: WU ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR DINYAR S. DEVITRE Mgmt For For BETSY D. HOLDEN Mgmt For For CHRISTINA A. GOLD Mgmt For For 02 APPROVAL OF THE WESTERN UNION COMPANY 2006 LONG-TERM Mgmt Against Against INCENTIVE PLAN 03 APPROVAL OF THE WESTERN UNION COMPANY SENIOR Mgmt Against Against EXECUTIVE ANNUAL INCENTIVE PLAN 04 RATIFICATION OF SELECTION OF AUDITORS Mgmt For For - -------------------------------------------------------------------------------------------------------------------------- TIFFANY & CO. Agenda Number: 932682962 - -------------------------------------------------------------------------------------------------------------------------- Security: 886547108 Meeting Type: Annual Meeting Date: 17-May-2007 Ticker: TIF ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For 1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For 1C ELECTION OF DIRECTOR: WILLIAM R. CHANEY Mgmt For For 1D ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For 1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For 1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For 1G ELECTION OF DIRECTOR: J. THOMAS PRESBY Mgmt For For 1H ELECTION OF DIRECTOR: JAMES E. QUINN Mgmt For For 1I ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007. - -------------------------------------------------------------------------------------------------------------------------- TIME WARNER INC. Agenda Number: 932680350 - -------------------------------------------------------------------------------------------------------------------------- Security: 887317105 Meeting Type: Annual Meeting Date: 18-May-2007 Ticker: TWX ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JAMES L. BARKSDALE Mgmt For For JEFFREY L. BEWKES Mgmt For For STEPHEN F. BOLLENBACH Mgmt For For FRANK J. CAUFIELD Mgmt For For ROBERT C. CLARK Mgmt For For MATHIAS DOPFNER Mgmt For For JESSICA P. EINHORN Mgmt For For REUBEN MARK Mgmt For For MICHAEL A. MILES Mgmt For For KENNETH J. NOVACK Mgmt For For RICHARD D. PARSONS Mgmt For For FRANCIS T. VINCENT, JR. Mgmt For For DEBORAH C. WRIGHT Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For 03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN SUPER-MAJORITY VOTE REQUIREMENTS. 04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shr For Against TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS. 05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For ROLES OF CHAIRMAN AND CEO. 06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr For Against VOTE. 07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For MEETINGS. 08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shr Against For OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS PLAN HAS BEEN ADOPTED. - -------------------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. Agenda Number: 932628968 - -------------------------------------------------------------------------------------------------------------------------- Security: 889478103 Meeting Type: Annual Meeting Date: 14-Mar-2007 Ticker: TOL ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR ZVI BARZILAY Mgmt For For EDWARD G. BOEHNE Mgmt For For RICHARD J. BRAEMER Mgmt For For CARL B. MARBACH Mgmt Withheld Against 02 THE APPROVAL OF THE TOLL BROTHERS, INC. STOCK Mgmt Against Against INCENTIVE PLAN FOR EMPLOYEES (2007). 03 THE APPROVAL OF THE TOLL BROTHERS, INC. STOCK Mgmt Against Against INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS (2007). 04 THE APPROVAL OF ERNST & YOUNG LLP AS THE COMPANY Mgmt For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. - -------------------------------------------------------------------------------------------------------------------------- TRANSOCEAN INC. Agenda Number: 932654064 - -------------------------------------------------------------------------------------------------------------------------- Security: G90078109 Meeting Type: Annual Meeting Date: 10-May-2007 Ticker: RIG ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: ROBERT L. LONG Mgmt For For 1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For For 1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Mgmt For For 1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Mgmt For For 02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. - -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 932648504 - -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 10-May-2007 Ticker: UPS ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR MICHAEL J. BURNS Mgmt For For D. SCOTT DAVIS Mgmt For For STUART E. EIZENSTAT Mgmt For For MICHAEL L. ESKEW Mgmt For For JAMES P. KELLY Mgmt For For ANN M. LIVERMORE Mgmt For For VICTOR A. PELSON Mgmt For For JOHN W. THOMPSON Mgmt For For CAROL B. TOME Mgmt For For BEN VERWAAYEN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS UPS S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007. - -------------------------------------------------------------------------------------------------------------------------- USG CORPORATION Agenda Number: 932664786 - -------------------------------------------------------------------------------------------------------------------------- Security: 903293405 Meeting Type: Annual Meeting Date: 09-May-2007 Ticker: USG ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR LAWRENCE M. CRUTCHER Mgmt For For WILLIAM C. FOOTE Mgmt For For STEVEN F. LEER Mgmt For For JUDITH A. SPRIESER Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007. - -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 932647045 - -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 04-May-2007 Ticker: WMI ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A PROPOSAL TO ELECT: PASTORA SAN JUAN CAFFERTY Mgmt For For 1B PROPOSAL TO ELECT: FRANK M. CLARK, JR. Mgmt For For 1C PROPOSAL TO ELECT: PATRICK W. GROSS Mgmt For For 1D PROPOSAL TO ELECT: THOMAS I. MORGAN Mgmt For For 1E PROPOSAL TO ELECT: JOHN C. POPE Mgmt For For 1F PROPOSAL TO ELECT: W. ROBERT REUM Mgmt For For 1G PROPOSAL TO ELECT: STEVEN G. ROTHMEIER Mgmt For For 1H PROPOSAL TO ELECT: DAVID P. STEINER Mgmt For For 1I PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. - -------------------------------------------------------------------------------------------------------------------------- WEYERHAEUSER COMPANY Agenda Number: 932642615 - -------------------------------------------------------------------------------------------------------------------------- Security: 962166104 Meeting Type: Annual Meeting Date: 19-Apr-2007 Ticker: WY ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR STEVEN R. ROGEL Mgmt For For DEBRA A. CAFARO Mgmt For For RICHARD H. SINKFIELD Mgmt For For D. MICHAEL STEUERT Mgmt For For JAMES N. SULLIVAN Mgmt For For KIM WILLIAMS Mgmt For For 02 SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS Shr Against For 03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against 04 SHAREHOLDER PROPOSAL ON WOOD SUPPLY Shr Against For 05 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT Mgmt For For OF AUDITORS - -------------------------------------------------------------------------------------------------------------------------- YAHOO! INC. Agenda Number: 932716674 - -------------------------------------------------------------------------------------------------------------------------- Security: 984332106 Meeting Type: Annual Meeting Date: 12-Jun-2007 Ticker: YHOO ISIN: - -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: TERRY S. SEMEL Mgmt For For 1B ELECTION OF DIRECTOR: JERRY YANG Mgmt For For 1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For 1D ELECTION OF DIRECTOR: RONALD W. BURKLE Mgmt For For 1E ELECTION OF DIRECTOR: ERIC HIPPEAU Mgmt For For 1F ELECTION OF DIRECTOR: VYOMESH JOSHI Mgmt For For 1G ELECTION OF DIRECTOR: ARTHUR H. KERN Mgmt For For 1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For 1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Mgmt For For 1J ELECTION OF DIRECTOR: GARY L. WILSON Mgmt For For 02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Mgmt Against Against 1995 STOCK PLAN. 03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Mgmt For For 1996 EMPLOYEE STOCK PURCHASE PLAN. 04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE.Shr Against For 06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shr Against For 07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shr Against For ON HUMAN RIGHTS. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) The Victory Institutional Funds By (Signature) /s/ David C Brown Name David C Brown Title President Date 08/22/2007 -----END PRIVACY-ENHANCED MESSAGE-----