0001085146-15-001322.txt : 20150515
0001085146-15-001322.hdr.sgml : 20150515
20150515162200
ACCESSION NUMBER: 0001085146-15-001322
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLG Partners LP
CENTRAL INDEX KEY: 0001289643
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10979
FILM NUMBER: 15869817
BUSINESS ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
BUSINESS PHONE: 44 20 7016 7000
MAIL ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001289643
XXXXXXXX
03-31-2015
03-31-2015
false
GLG Partners LP
1 CURZON STREET
LONDON
X0
W1J 5HB
13F COMBINATION REPORT
028-10979
0001352261
028-11672
GLG LLC
N
Michelle Robyn Grew
Global Head of Legal & Compliance
44-20-7016-7000
/s/ Michelle Robyn Grew
London, England
X0
05-15-2015
0
393
2999540
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBOTT LABS
COM
002824100
1158
25000
SH
DFND
25000
0
0
ABBVIE INC
COM
00287Y109
1080
18454
SH
DFND
18454
0
0
ACCELERON PHARMA INC
COM
00434H108
265
6973
SH
DFND
6973
0
0
ACTAVIS PLC
SHS
G0083B108
79436
266903
SH
DFND
266903
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
300
13221
SH
DFND
13221
0
0
ACUITY BRANDS INC
COM
00508Y102
2368
14000
SH
DFND
14000
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
5752
38425
SH
DFND
38425
0
0
AECOM
COM
00766T100
2753
89337
SH
DFND
89337
0
0
AES CORP
COM
00130H105
24
1849
SH
DFND
1849
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1568
37726
SH
DFND
37726
0
0
AIR PRODS & CHEMS INC
COM
009158106
14702
97183
SH
DFND
97183
0
0
AIRGAS INC
COM
009363102
1664
15686
SH
DFND
15686
0
0
AKAMAI TECHNOLOGIES INC
DBCV 2/1
00971TAG6
5396
5000000
PRN
DFND
5000000
0
0
ALASKA AIR GROUP INC
COM
011659109
461
6964
SH
DFND
6964
0
0
ALBEMARLE CORP
COM
012653101
2653
50202
SH
DFND
50202
0
0
ALCOA INC
COM
013817101
312
24144
SH
DFND
24144
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
11484
137960
SH
DFND
137960
0
0
ALKERMES PLC
SHS
G01767105
7264
119150
SH
DFND
119150
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
15
477
SH
DFND
477
0
0
ALLY FINL INC
COM
02005N100
6300
300281
SH
DFND
300281
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
3682
176514
SH
DFND
176514
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
402
171974
SH
DFND
171974
0
0
AMAZON COM INC
COM
023135106
5083
13659
SH
DFND
13659
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
6834
282400
SH
DFND
282400
0
0
AMERICAN EXPRESS CO
COM
025816109
6500
83200
SH
DFND
83200
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
37364
38220000
PRN
DFND
38220000
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
8041
148336
SH
DFND
148336
0
0
AMGEN INC
COM
031162100
2623
16412
SH
DFND
16412
0
0
AMPHENOL CORP NEW
CL A
032095101
1019
17289
SH
DFND
17289
0
0
ANADARKO PETE CORP
COM
032511107
5056
61056
SH
DFND
61056
0
0
APPLE INC
COM
037833100
58145
467291
SH
DFND
467291
0
0
APPLIED MATLS INC
COM
038222105
714
31667
SH
DFND
31667
0
0
APPLIED MICRO CIRCUITS CORP
COM NEW
03822W406
298
58445
SH
DFND
58445
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
3018
200000
SH
DFND
200000
0
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
2072
1980000
PRN
DFND
1980000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
9746
197678
SH
DFND
197678
0
0
ARUBA NETWORKS INC
COM
043176106
4450
181727
SH
DFND
181727
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
9452
93561
SH
DFND
93561
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
2313
300000
SH
Put
DFND
300000
0
0
AUTODESK INC
COM
052769106
714
12178
SH
DFND
12178
0
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
4356
5000000
PRN
DFND
5000000
0
0
BAKER HUGHES INC
COM
057224107
30405
478220
SH
DFND
478220
0
0
BARCLAYS BK PLC
IPSP CROIL ETN
06738C786
1507
150000
SH
Put
DFND
150000
0
0
BARD C R INC
COM
067383109
293
1750
SH
DFND
1750
0
0
BAYTEX ENERGY CORP
COM
07317Q105
15058
952123
SH
DFND
952123
0
0
BCE INC
COM NEW
05534B760
17579
415205
SH
DFND
415205
0
0
BIOGEN INC
COM
09062X103
1710
4050
SH
DFND
4050
0
0
BLACKBERRY LTD
COM
09228F103
1339
150000
SH
Call
DFND
150000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
13120
337385
SH
DFND
337385
0
0
BLUE BIRD CORP
*W EXP 01/23/201
095306114
130
200000
SH
DFND
200000
0
0
BOEING CO
COM
097023105
1669
11125
SH
DFND
11125
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
2315
80000
SH
DFND
80000
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
1542
26500
SH
Put
DFND
26500
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1856
28773
SH
DFND
28773
0
0
BROADCOM CORP
CL A
111320107
999
23067
SH
DFND
23067
0
0
C&J ENERGY SVCS LTD
SHS
G3164Q101
11231
1009059
SH
DFND
1009059
0
0
CALIFORNIA RES CORP
COM
13057Q107
5716
751118
SH
DFND
751118
0
0
CAMECO CORP
COM
13321L108
5656
406045
SH
DFND
406045
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
12255
271600
SH
Put
DFND
271600
0
0
CANADIAN PAC RY LTD
COM
13645T100
7552
41336
SH
DFND
41336
0
0
CANADIAN SOLAR INC
COM
136635109
3357
100535
SH
DFND
100535
0
0
CAPITOL ACQUISITION CORP II
*W EXP 05/15/201
14056V113
111
250000
SH
DFND
250000
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
5055
500000
SH
DFND
500000
0
0
CARDINAL HEALTH INC
COM
14149Y108
25113
278198
SH
DFND
278198
0
0
CELGENE CORP
COM
151020104
6331
54917
SH
DFND
54917
0
0
CELLADON CORP
COM
15117E107
436
23026
SH
DFND
23026
0
0
CEMEX SAB DE CV
NOTE 3.250% 3/1
151290BB8
13354
11920000
PRN
DFND
11920000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
8858
7500000
PRN
DFND
7500000
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
1315
138835
SH
DFND
138835
0
0
CENOVUS ENERGY INC
COM
15135U109
2000
118634
SH
DFND
118634
0
0
CENTRUS ENERGY CORP
CL A
15643U104
920
180083
SH
DFND
180083
0
0
CENTURY ALUM CO
COM
156431108
1356
98243
SH
DFND
98243
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
54235
700468
SH
DFND
700468
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
610
43109
SH
DFND
43109
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167CA3
1928
2000000
PRN
DFND
2000000
0
0
CHEVRON CORP NEW
COM
166764100
5068
48276
SH
DFND
48276
0
0
CIGNA CORPORATION
COM
125509109
19502
150667
SH
DFND
150667
0
0
CIMAREX ENERGY CO
COM
171798101
7382
64138
SH
DFND
64138
0
0
CIS ACQUISITION LTD
*W EXP 12/18/201
G21490118
51
200000
SH
DFND
200000
0
0
CISCO SYS INC
COM
17275R102
5644
205043
SH
DFND
205043
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
1700
2328084
SH
DFND
2328084
0
0
CITIGROUP INC
*W EXP 10/28/201
172967234
114
5000000
SH
DFND
5000000
0
0
CITIZENS FINL GROUP INC
COM
174610105
22284
923487
SH
DFND
923487
0
0
CITY NATL CORP
COM
178566105
1370
15379
SH
DFND
15379
0
0
CME GROUP INC
COM
12572Q105
2645
27931
SH
DFND
27931
0
0
CME GROUP INC
COM
12572Q105
28413
300000
SH
Call
DFND
300000
0
0
COACH INC
COM
189754104
15884
383387
SH
DFND
383387
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
19576
26955000
PRN
DFND
26955000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
13736
18500000
PRN
DFND
18500000
0
0
COMCAST CORP NEW
CL A
20030N101
4235
75000
SH
DFND
75000
0
0
CONNS INC
COM
208242107
2104
69500
SH
Put
DFND
69500
0
0
CONTINENTAL RESOURCES INC
COM
212015101
2707
61987
SH
DFND
61987
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
1770
61255
SH
DFND
61255
0
0
CREDIT ACCEP CORP MICH
COM
225310101
1974
10123
SH
DFND
10123
0
0
CRITEO S A
SPONS ADS
226718104
3350
84807
SH
DFND
84807
0
0
CROWN HOLDINGS INC
COM
228368106
6185
114486
SH
DFND
114486
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
14504
13870000
PRN
DFND
13870000
0
0
CVSL INC
COM NEW
12665T206
187
80000
SH
DFND
80000
0
0
CYBERONICS INC
COM
23251P102
3141
48380
SH
DFND
48380
0
0
DANAHER CORP DEL
COM
235851102
2035
23966
SH
DFND
23966
0
0
DEMANDWARE INC
COM
24802Y105
1607
26380
SH
DFND
26380
0
0
DEVELOPERS DIVERSIFIED RLTY
NOTE 1.750%11/1
251591AX1
18919
15000000
PRN
DFND
15000000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
169
2805
SH
DFND
2805
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
381
54600
SH
Call
DFND
54600
0
0
DISNEY WALT CO
COM DISNEY
254687106
14237
135732
SH
DFND
135732
0
0
DOLLAR TREE INC
COM
256746108
4774
58836
SH
DFND
58836
0
0
DOMINION DIAMOND CORP
COM
257287102
944
55237
SH
DFND
55237
0
0
DOW CHEM CO
COM
260543103
1510
31474
SH
DFND
31474
0
0
DRESSER-RAND GROUP INC
COM
261608103
25820
321352
SH
DFND
321352
0
0
DRYSHIPS INC
SHS
Y2109Q101
1357
1785652
SH
DFND
1785652
0
0
DYNEGY INC NEW DEL
COM
26817R108
3325
105781
SH
DFND
105781
0
0
EAGLE MATERIALS INC
COM
26969P108
5836
69840
SH
DFND
69840
0
0
EAGLE ROCK ENERGY PARTNERS L
UNIT
26985R104
208
89420
SH
DFND
89420
0
0
EBAY INC
COM
278642103
2665
46200
SH
Call
DFND
46200
0
0
ECOLAB INC
COM
278865100
458
4000
SH
DFND
4000
0
0
EDISON INTL
COM
281020107
16375
262131
SH
DFND
262131
0
0
ENCANA CORP
COM
292505104
1619
144991
SH
DFND
144991
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
5390
5000000
PRN
DFND
5000000
0
0
ENERGIZER HLDGS INC
COM
29266R108
9525
69000
SH
DFND
69000
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
12809
202156
SH
DFND
202156
0
0
ENERGY XXI BERMUDA LTD
NOTE 3.000%12/1
29274UAB7
2117
7145000
PRN
DFND
7145000
0
0
ENTROPIC COMMUNICATIONS INC
COM
29384R105
786
265559
SH
DFND
265559
0
0
EOG RES INC
COM
26875P101
10125
110422
SH
DFND
110422
0
0
EXELIS INC
COM
30162A108
1880
77144
SH
DFND
77144
0
0
FACEBOOK INC
CL A
30303M102
31033
377456
SH
DFND
377456
0
0
FAMILY DLR STORES INC
COM
307000109
48366
610373
SH
DFND
610373
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
2604
70829
SH
DFND
70829
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
10100
5000000
PRN
DFND
5000000
0
0
FIREEYE INC
COM
31816Q101
1637
41714
SH
DFND
41714
0
0
FMC TECHNOLOGIES INC
COM
30249U101
5883
158951
SH
DFND
158951
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
212
13128
SH
DFND
13128
0
0
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
7444
379794
SH
DFND
379794
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
9066
478400
SH
Put
DFND
478400
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
538
28368
SH
DFND
28368
0
0
FULLER H B CO
COM
359694106
2542
59289
SH
DFND
59289
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
3790
219941
SH
DFND
219941
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
5248
6600000
PRN
DFND
6600000
0
0
GENERAL DYNAMICS CORP
COM
369550108
19341
142496
SH
DFND
142496
0
0
GENERAL ELECTRIC CO
COM
369604103
7598
306258
SH
DFND
306258
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1469
52937
SH
DFND
52937
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1040
52937
SH
DFND
52937
0
0
GENERAL MTRS CO
COM
37045V100
11870
316536
SH
DFND
316536
0
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
10774
2500000
PRN
DFND
2500000
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
275
8271
SH
DFND
8271
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
17720
94270
SH
DFND
94270
0
0
GOOGLE INC
CL C
38259P706
13591
24801
SH
DFND
24801
0
0
GREEN PLAINS INC
NOTE 3.250%10/0
393222AD6
11209
7500000
PRN
DFND
7500000
0
0
GROUPON INC
COM CL A
399473107
3605
500000
SH
Call
DFND
500000
0
0
GROUPON INC
COM CL A
399473107
1223
169623
SH
DFND
169623
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
480
7500
SH
DFND
7500
0
0
HALLIBURTON CO
COM
406216101
17763
404801
SH
DFND
404801
0
0
HCA HOLDINGS INC
COM
40412C101
30325
403101
SH
DFND
403101
0
0
HCA HOLDINGS INC
COM
40412C101
21711
288600
SH
Call
DFND
288600
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
1881
44000
SH
DFND
44000
0
0
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
4156
5000000
PRN
DFND
5000000
0
0
HEWLETT PACKARD CO
COM
428236103
1150
36907
SH
DFND
36907
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
5355
4355000
PRN
DFND
4355000
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
6903
4710000
PRN
DFND
4710000
0
0
HOME DEPOT INC
COM
437076102
463
4071
SH
DFND
4071
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
20727
1253190
SH
DFND
1253190
0
0
HOSPIRA INC
COM
441060100
36480
415301
SH
DFND
415301
0
0
HUDBAY MINERALS INC
*W EXP 07/20/201
443628136
217
233206
SH
DFND
233206
0
0
HUDBAY MINERALS INC
COM
443628102
3514
429622
SH
DFND
429622
0
0
HUDSON CITY BANCORP
COM
443683107
47546
4536746
SH
DFND
4536746
0
0
HYPERION THERAPEUTICS INC
COM
44915N101
5738
125000
SH
DFND
125000
0
0
IMPERVA INC
COM
45321L100
640
14999
SH
DFND
14999
0
0
INCYTE CORP
COM
45337C102
1621
17687
SH
DFND
17687
0
0
INFORMATICA CORP
COM
45666Q102
673
15347
SH
DFND
15347
0
0
INTEL CORP
SDCV 12/1
458140AD2
1249
1000000
PRN
DFND
1000000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
13753
8725000
PRN
DFND
8725000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
1336
4737
SH
DFND
4737
0
0
INTREXON CORP
COM
46122T102
2534
55854
SH
DFND
55854
0
0
ISHARES
IBOXX HI YD ETF
464288513
3510
38738
SH
DFND
38738
0
0
ISHARES
MSCI AC ASIA ETF
464288182
497
7765
SH
DFND
7765
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
232
7400
SH
DFND
7400
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
2026
15500
SH
Call
DFND
15500
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
3108
70000
SH
DFND
70000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
2690
41926
SH
DFND
41926
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
803
20000
SH
Put
DFND
20000
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
4844
14106
SH
DFND
14106
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
971
7807
SH
DFND
7807
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
28642
230300
SH
Put
DFND
230300
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
3228
291831
SH
DFND
291831
0
0
JARDEN CORP
NOTE 1.125% 3/1
471109AM0
8503
7155000
PRN
DFND
7155000
0
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
14567
8500000
PRN
DFND
8500000
0
0
JD COM INC
SPON ADR CL A
47215P106
3250
110624
SH
DFND
110624
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
8149
7875000
PRN
DFND
7875000
0
0
JOHNSON CTLS INC
COM
478366107
504
10000
SH
Call
DFND
10000
0
0
JOURNAL MEDIA GROUP INC
COM
48114A109
421
48122
SH
DFND
48122
0
0
JPMORGAN CHASE & CO
COM
46625H100
10960
180920
SH
DFND
180920
0
0
KEY ENERGY SVCS INC
COM
492914106
84
46133
SH
DFND
46133
0
0
KIMBERLY CLARK CORP
COM
494368103
5334
49800
SH
Call
DFND
49800
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
14
165
SH
DFND
165
0
0
LA QUINTA HLDGS INC
COM
50420D108
371
15647
SH
DFND
15647
0
0
LAM RESEARCH CORP
COM
512807108
5563
79200
SH
Call
DFND
79200
0
0
LAM RESEARCH CORP
COM
512807108
0
3
SH
DFND
3
0
0
LAM RESEARCH CORP
NOTE 0.500% 5/1
512807AJ7
598
500000
PRN
DFND
500000
0
0
LAS VEGAS SANDS CORP
COM
517834107
5643
102520
SH
DFND
102520
0
0
LIBERTY INTERACTIVE LLC
DEB 0.750% 3/3
530610AC8
24588
17500000
PRN
DFND
17500000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
29869
54000000
PRN
DFND
54000000
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
11424
11385000
PRN
DFND
11385000
0
0
LIFE TIME FITNESS INC
COM
53217R207
1064
15000
SH
DFND
15000
0
0
LILLY ELI & CO
COM
532457108
1179
16223
SH
DFND
16223
0
0
LINKEDIN CORP
COM CL A
53578A108
15084
60371
SH
DFND
60371
0
0
LOMBARD MED INC
COM
G55598109
84
20892
SH
DFND
20892
0
0
LORILLARD INC
COM
544147101
18956
290073
SH
DFND
290073
0
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
5478
66574
SH
DFND
66574
0
0
MACYS INC
COM
55616P104
6019
92729
SH
DFND
92729
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
881
40121
SH
DFND
40121
0
0
MARKET VECTORS ETF TR
BIOTECH ETF
57060U183
2790
21529
SH
DFND
21529
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
888
48700
SH
Call
DFND
48700
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
5096
279410
SH
DFND
279410
0
0
MARSH & MCLENNAN COS INC
COM
571748102
841
15000
SH
DFND
15000
0
0
MAVENIR SYS INC
COM
577675101
3350
188852
SH
DFND
188852
0
0
MAXLINEAR INC
CL A
57776J100
1735
213386
SH
DFND
213386
0
0
MCGRAW HILL FINL INC
COM
580645109
698
6750
SH
DFND
6750
0
0
MCKESSON CORP
COM
58155Q103
33340
147392
SH
DFND
147392
0
0
MEADOWBROOK INS GROUP INC
COM
58319P108
2125
250000
SH
DFND
250000
0
0
MERCK & CO INC NEW
COM
58933Y105
5910
102817
SH
DFND
102817
0
0
METHANEX CORP
COM
59151K108
947
17676
SH
DFND
17676
0
0
MGIC INVT CORP WIS
COM
552848103
1574
163455
SH
DFND
163455
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
461
21937
SH
DFND
21937
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
6873
104535
SH
DFND
104535
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
9790
148900
SH
Call
DFND
148900
0
0
MICRON TECHNOLOGY INC
COM
595112103
182
6709
SH
DFND
6709
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
2222
2000000
PRN
DFND
2000000
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
372
8852
SH
DFND
8852
0
0
MOLSON COORS BREWING CO
CL B
60871R209
11765
158021
SH
DFND
158021
0
0
MOLYCORP INC DEL
COM
608753109
46
119600
SH
DFND
119600
0
0
MOLYCORP INC DEL
NOTE 5.500% 2/0
608753AH2
1316
13000000
PRN
DFND
13000000
0
0
MOLYCORP INC DEL
NOTE 6.000% 9/0
608753AF6
1582
16650000
PRN
DFND
16650000
0
0
MONDELEZ INTL INC
CL A
609207105
18
497
SH
DFND
497
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
17103
1252954
SH
DFND
1252954
0
0
NATIONAL HEALTH INVS INC
NOTE 3.250% 4/0
63633DAE4
2125
2000000
PRN
DFND
2000000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
31
633
SH
DFND
633
0
0
NAVIOS MARITIME ACQUIS CORP
SHS
Y62159101
8024
2266646
SH
DFND
2266646
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
11
2520
SH
DFND
2520
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
3260
110525
SH
DFND
110525
0
0
NETSUITE INC
COM
64118Q107
1028
11079
SH
DFND
11079
0
0
NEVSUN RES LTD
COM
64156L101
1208
358389
SH
DFND
358389
0
0
NEWFIELD EXPL CO
COM
651290108
7424
211568
SH
DFND
211568
0
0
NEXTERA ENERGY INC
COM
65339F101
20595
197936
SH
DFND
197936
0
0
NIKE INC
CL B
654106103
515
5137
SH
DFND
5137
0
0
NIMBLE STORAGE INC
COM
65440R101
22912
1026968
SH
DFND
1026968
0
0
NOBLE ENERGY INC
COM
655044105
12486
255332
SH
DFND
255332
0
0
NUANCE COMMUNICATIONS INC
NOTE 2.750%11/0
67020YAF7
4472
4500000
PRN
DFND
4500000
0
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
19574
16600000
PRN
DFND
16600000
0
0
OCWEN FINL CORP
COM NEW
675746309
1970
238800
SH
DFND
238800
0
0
OFFICE DEPOT INC
COM
676220106
11080
1204382
SH
DFND
1204382
0
0
OMNICARE INC
COM
681904108
4271
55430
SH
DFND
55430
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
9042
342908
SH
DFND
342908
0
0
ORACLE CORP
COM
68389X105
1736
40231
SH
DFND
40231
0
0
ORBITAL ATK INC
COM
68557N103
7090
92523
SH
DFND
92523
0
0
ORBITZ WORLDWIDE INC
COM
68557K109
5299
454471
SH
DFND
454471
0
0
ORBITZ WORLDWIDE INC
COM
68557K109
292
25000
SH
Put
DFND
25000
0
0
PACCAR INC
COM
693718108
1249
19784
SH
DFND
19784
0
0
PALO ALTO NETWORKS INC
COM
697435105
1620
11092
SH
DFND
11092
0
0
PARAMOUNT GOLD & SILVER CORP
COM
69924P102
3716
3679232
SH
DFND
3679232
0
0
PATTERSON UTI ENERGY INC
COM
703481101
12596
670900
SH
DFND
670900
0
0
PENNEY J C INC
COM
708160106
5359
637200
SH
DFND
637200
0
0
PG&E CORP
COM
69331C108
929
17500
SH
DFND
17500
0
0
PHARMACYCLICS INC
COM
716933106
18969
74113
SH
DFND
74113
0
0
PHARMERICA CORP
COM
71714F104
2875
101998
SH
DFND
101998
0
0
PHILLIPS 66
COM
718546104
6154
78299
SH
DFND
78299
0
0
PIONEER NAT RES CO
COM
723787107
12404
75862
SH
DFND
75862
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
4539
176906
SH
DFND
176906
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
10560
100000
SH
Put
DFND
100000
0
0
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
977
44137
SH
DFND
44137
0
0
PPG INDS INC
COM
693506107
29614
131346
SH
DFND
131346
0
0
PRICELINE GRP INC
DEBT 1.000% 3/1
741503AQ9
17270
12840000
PRN
DFND
12840000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
5735
5000000
PRN
DFND
5000000
0
0
PROCTER & GAMBLE CO
COM
742718109
5105
62300
SH
Call
DFND
62300
0
0
PROOFPOINT INC
COM
743424103
1357
22918
SH
DFND
22918
0
0
PROSHARES TR II
ULT BLOOMB C OIL
74347W650
232
34137
SH
DFND
34137
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
8150
8000000
PRN
DFND
8000000
0
0
PVH CORP
COM
693656100
533
5000
SH
DFND
5000
0
0
QIAGEN NV
REG SHS
N72482107
840
33329
SH
DFND
33329
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
2191
70390
SH
DFND
70390
0
0
RADIAN GROUP INC
NOTE 3.000%11/1
750236AK7
11503
7500000
PRN
DFND
7500000
0
0
RAYTHEON CO
COM NEW
755111507
1356
12412
SH
DFND
12412
0
0
REGAL BELOIT CORP
COM
758750103
220
2752
SH
DFND
2752
0
0
RESOURCE CAP CORP
NOTE 6.000%12/0
76120WAA2
2059
2250000
PRN
DFND
2250000
0
0
REYNOLDS AMERICAN INC
COM
761713106
42
611
SH
DFND
611
0
0
RING ENERGY INC
COM
76680V108
3540
333334
SH
DFND
333334
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
30174
1443038
SH
DFND
1443038
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
6511
194496
SH
DFND
194496
0
0
ROI ACQUISITION CORP II
*W EXP 09/17/201
74966G119
90
400000
SH
DFND
400000
0
0
ROI ACQUISITION CORP II
COM
74966G101
3968
400000
SH
DFND
400000
0
0
ROSETTA RESOURCES INC
COM
777779307
1668
98008
SH
DFND
98008
0
0
ROSS STORES INC
COM
778296103
14
131
SH
DFND
131
0
0
RPC INC
COM
749660106
1238
96673
SH
DFND
96673
0
0
RYANAIR HLDGS PLC
SPONSORED ADR
783513104
22752
340753
SH
DFND
340753
0
0
SAEXPLORATION HLDGS INC
COM
78636X105
1488
435000
SH
DFND
435000
0
0
SAFE BULKERS INC
COM
Y7388L103
3
922
SH
DFND
922
0
0
SALESFORCE COM INC
COM
79466L302
885
13246
SH
DFND
13246
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
12606
10505000
PRN
DFND
10505000
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
28222
163310
SH
DFND
163310
0
0
SANDISK CORP
NOTE 0.500%10/1
80004CAF8
13857
13770000
PRN
DFND
13770000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
26883
19740000
PRN
DFND
19740000
0
0
SANTANDER CONSUMER USA HDG I
COM
80283M101
75
3231
SH
DFND
3231
0
0
SCHLUMBERGER LTD
COM
806857108
10526
126151
SH
DFND
126151
0
0
SCORPIO BULKERS INC
SHS
Y7546A106
444
187235
SH
DFND
187235
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
2290
243147
SH
DFND
243147
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
365
38700
SH
Call
DFND
38700
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
2060
2000000
PRN
DFND
2000000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1601
30763
SH
DFND
30763
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
32296
445468
SH
DFND
445468
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
2095
27006
SH
DFND
27006
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
8745
156794
SH
DFND
156794
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
4245
87022
SH
DFND
87022
0
0
SEMPRA ENERGY
COM
816851109
3276
30000
SH
DFND
30000
0
0
SERVICENOW INC
COM
81762P102
14368
182385
SH
DFND
182385
0
0
SERVICENOW INC
NOTE 11/0
81762PAB8
7894
6430000
PRN
DFND
6430000
0
0
SHANDA GAMES LTD
SP ADR REPTG A
81941U105
42365
6619458
SH
DFND
6619458
0
0
SHIRE PLC
SPONSORED ADR
82481R106
4317
18042
SH
DFND
18042
0
0
SIGMA ALDRICH CORP
COM
826552101
39459
285415
SH
DFND
285415
0
0
SILVER WHEATON CORP
COM
828336107
1228
64587
SH
DFND
64587
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
36917
188700
SH
Put
DFND
188700
0
0
SM ENERGY CO
COM
78454L100
4378
84717
SH
DFND
84717
0
0
SOHU COM INC
COM
83408W103
4317
80957
SH
DFND
80957
0
0
SOLARCITY CORP
COM
83416T100
3200
62400
SH
Call
DFND
62400
0
0
SOUFUN HLDGS LTD
ADR
836034108
3518
586397
SH
DFND
586397
0
0
SOUTHERN COPPER CORP
COM
84265V105
873
29906
SH
DFND
29906
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
35
1523
SH
DFND
1523
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9789
47421
SH
DFND
47421
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
34949
169300
SH
Put
DFND
169300
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
5855
113342
SH
DFND
113342
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
38084
737200
SH
Put
DFND
737200
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
10974
11000000
PRN
DFND
11000000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
1004
1000000
PRN
DFND
1000000
0
0
SPLUNK INC
COM
848637104
11689
197457
SH
DFND
197457
0
0
STARBUCKS CORP
COM
855244109
874
9227
SH
DFND
9227
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
3662
3500000
PRN
DFND
3500000
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
7484
6540000
PRN
DFND
6540000
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
5848
5350000
PRN
DFND
5350000
0
0
STILLWATER MNG CO
COM
86074Q102
3321
257043
SH
DFND
257043
0
0
SUNEDISON INC
COM
86732Y109
3919
163287
SH
DFND
163287
0
0
SUNEDISON INC
NOTE 2.000%10/0
86732YAC3
32652
19000000
PRN
DFND
19000000
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
16865
182286
SH
DFND
182286
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1507
64191
SH
DFND
64191
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
7898
6000000
PRN
DFND
6000000
0
0
TALISMAN ENERGY INC
COM
87425E103
8457
1101177
SH
DFND
1101177
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
19066
385085
SH
DFND
385085
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
155
500000
SH
DFND
500000
0
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
5000
500000
SH
DFND
500000
0
0
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
7515
8570000
PRN
DFND
8570000
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
24240
28785000
PRN
DFND
28785000
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
8019
5000000
PRN
DFND
5000000
0
0
TESORO CORP
COM
881609101
14
152
SH
DFND
152
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
7505
120457
SH
DFND
120457
0
0
TEXAS INSTRS INC
COM
882508104
2671
46700
SH
Call
DFND
46700
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
16451
122461
SH
DFND
122461
0
0
TIFFANY & CO NEW
COM
886547108
5965
67782
SH
DFND
67782
0
0
TIME WARNER CABLE INC
COM
88732J207
30481
203371
SH
DFND
203371
0
0
TIMMINS GOLD CORP
COM
88741P103
609
887076
SH
DFND
887076
0
0
TJX COS INC NEW
COM
872540109
19977
285182
SH
DFND
285182
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
40275
2745400
SH
Put
DFND
2745400
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
3371
278857
SH
DFND
278857
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
29175
278258
SH
DFND
278258
0
0
TWITTER INC
COM
90184L102
7671
153176
SH
DFND
153176
0
0
TYCO INTL PLC
SHS
G91442106
511
11875
SH
DFND
11875
0
0
U S G CORP
COM NEW
903293405
3719
139293
SH
DFND
139293
0
0
UNDER ARMOUR INC
CL A
904311107
14
172
SH
DFND
172
0
0
UNITED NAT FOODS INC
COM
911163103
1541
20000
SH
DFND
20000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
8824
75290
SH
DFND
75290
0
0
V F CORP
COM
918204108
6911
91767
SH
DFND
91767
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
7150
36000
SH
DFND
36000
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
198
21254
SH
DFND
21254
0
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
909
65000
SH
Put
DFND
65000
0
0
VANTAGE DRILLING COMPANY
ORD SHS
G93205113
328
1000000
SH
DFND
1000000
0
0
VCA INC
COM
918194101
526
9601
SH
DFND
9601
0
0
VEEVA SYS INC
CL A COM
922475108
858
33625
SH
DFND
33625
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
613
5200
SH
DFND
5200
0
0
VIPSHOP HLDGS LTD
NOTE 1.500% 3/1
92763WAA1
30528
19635000
PRN
DFND
19635000
0
0
VISA INC
COM CL A
92826C839
10509
160658
SH
DFND
160658
0
0
VMWARE INC
CL A COM
928563402
576
7018
SH
DFND
7018
0
0
VOYA FINL INC
COM
929089100
10675
247633
SH
DFND
247633
0
0
VULCAN MATLS CO
COM
929160109
12
142
SH
DFND
142
0
0
WABTEC CORP
COM
929740108
1887
19900
SH
DFND
19900
0
0
WAL-MART STORES INC
COM
931142103
9
113
SH
DFND
113
0
0
WAL-MART STORES INC
COM
931142103
11375
138300
SH
Call
DFND
138300
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
6202
3000000
PRN
DFND
3000000
0
0
WELLS FARGO & CO NEW
COM
949746101
18440
338965
SH
DFND
338965
0
0
WHITING PETE CORP NEW
COM
966387102
2289
74070
SH
DFND
74070
0
0
WILLIAMS COS INC DEL
COM
969457100
5318
105112
SH
DFND
105112
0
0
WL ROSS HLDG CORP
*W EXP 06/11/201
92939D112
650
1000000
SH
DFND
1000000
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
10000
1000000
SH
DFND
1000000
0
0
WORKDAY INC
CL A
98138H101
526
6227
SH
DFND
6227
0
0
XILINX INC
COM
983919101
653
15442
SH
DFND
15442
0
0
YAHOO INC
COM
984332106
1435
32293
SH
DFND
32293
0
0
YAHOO INC
NOTE 12/0
984332AF3
16462
15205000
PRN
DFND
15205000
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
733
198360
SH
DFND
198360
0
0
ZOETIS INC
CL A
98978V103
12083
261029
SH
DFND
261029
0
0