0001085146-14-001766.txt : 20140814
0001085146-14-001766.hdr.sgml : 20140814
20140814160352
ACCESSION NUMBER: 0001085146-14-001766
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLG Partners LP
CENTRAL INDEX KEY: 0001289643
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10979
FILM NUMBER: 141042624
BUSINESS ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
BUSINESS PHONE: 44 20 7016 7000
MAIL ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001289643
XXXXXXXX
06-30-2014
06-30-2014
false
GLG Partners LP
1 CURZON STREET
LONDON
X0
W1J 5HB
13F COMBINATION REPORT
028-10979
0001352261
028-11672
GLG LLC
N
Michelle Robyn Grew
Global Head of Compliance & Regulatory
44-20-7016-7000
/s/ Michelle Robyn Grew
London, England
X0
08-14-2014
0
368
4195165
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1633
11403
SH
DFND
11403
0
0
ABBOTT LABS
COM
002824100
1022
25000
SH
DFND
25000
0
0
ABBVIE INC
COM
00287Y109
4934
87421
SH
DFND
87421
0
0
ABIOMED INC
COM
003654100
313
12445
SH
DFND
12445
0
0
ACTAVIS PLC
SHS
G0083B108
104809
469888
SH
DFND
469888
0
0
ACUITY BRANDS INC
COM
00508Y102
2345
17000
SH
DFND
17000
0
0
ADOBE SYS INC
COM
00724F101
3408
47102
SH
DFND
47102
0
0
AETNA INC NEW
COM
00817Y108
7930
97804
SH
DFND
97804
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
8895
154852
SH
DFND
154852
0
0
AIR PRODS & CHEMS INC
COM
009158106
14611
113600
SH
Call
DFND
113600
0
0
AIR PRODS & CHEMS INC
COM
009158106
1288
10011
SH
DFND
10011
0
0
ALKERMES PLC
SHS
G01767105
5825
115726
SH
DFND
115726
0
0
ALLERGAN INC
COM
018490102
6236
36849
SH
DFND
36849
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
6554
210732
SH
DFND
210732
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
1082
614900
SH
DFND
614900
0
0
AMAZON COM INC
COM
023135106
1377
4241
SH
DFND
4241
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
9951
364357
SH
DFND
364357
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
2
100
SH
DFND
100
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
56895
56000000
PRN
DFND
56000000
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1603
32500
SH
DFND
32500
0
0
AMGEN INC
COM
031162100
1352
11424
SH
DFND
11424
0
0
AMPHENOL CORP NEW
CL A
032095101
2923
30339
SH
DFND
30339
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
5437
306652
SH
DFND
306652
0
0
ANADARKO PETE CORP
COM
032511107
36629
334600
SH
Call
DFND
334600
0
0
ANADARKO PETE CORP
COM
032511107
11429
104401
SH
DFND
104401
0
0
ANNALY CAP MGMT INC
COM
035710409
3683
322202
SH
DFND
322202
0
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
6910
6775000
PRN
DFND
6775000
0
0
ANTERO RES CORP
COM
03674X106
328
5000
SH
DFND
5000
0
0
APPLE INC
COM
037833100
68610
738297
SH
DFND
738297
0
0
APPLIED MATLS INC
COM
038222105
475
21058
SH
DFND
21058
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
4502
200000
SH
DFND
200000
0
0
ARCH COAL INC
COM
039380100
9406
2577000
SH
Call
DFND
2577000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
6524
144200
SH
Call
DFND
144200
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
37046
818884
SH
DFND
818884
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
5119
54886
SH
DFND
54886
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
3824
51466
SH
DFND
51466
0
0
ATLANTICUS HLDGS CORP
COM
04914Y102
178
63611
SH
DFND
63611
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
122
3303
SH
DFND
3303
0
0
ATLAS ENERGY LP
COM UNITS LP
04930A104
794
17700
SH
Call
DFND
17700
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
4056
200000
SH
Put
DFND
200000
0
0
AUGUSTA RES CORP
COM NEW
050912203
3000
970990
SH
DFND
970990
0
0
AUTONAVI HLDGS LTD
SPONSORED ADR
05330F106
50393
2411147
SH
DFND
2411147
0
0
BAKER HUGHES INC
COM
057224107
17565
235927
SH
DFND
235927
0
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
33701
4870078
SH
DFND
4870078
0
0
BARRY R G CORP OHIO
COM
068798107
10044
530009
SH
DFND
530009
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
18027
2073619
SH
DFND
2073619
0
0
BIOGEN IDEC INC
COM
09062X103
3615
11465
SH
DFND
11465
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 0.750%10/1
09061GAE1
4644
4500000
PRN
DFND
4500000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
6994
209156
SH
DFND
209156
0
0
BONANZA CREEK ENERGY INC
COM
097793103
4089
71506
SH
DFND
71506
0
0
BPZ RESOURCES INC
COM
055639108
6832
2218314
SH
DFND
2218314
0
0
BPZ RESOURCES INC
NOTE 8.500%10/0
055639AC2
5850
5000000
PRN
DFND
5000000
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
9356
448314
SH
DFND
448314
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
12533
185105
SH
DFND
185105
0
0
CANADIAN PAC RY LTD
COM
13645T100
2548
14070
SH
DFND
14070
0
0
CAPITOL ACQUISITION CORP II
*W EXP 05/15/201
14056V113
150
250000
SH
DFND
250000
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
4910
500000
SH
DFND
500000
0
0
CARBO CERAMICS INC
COM
140781105
5340
34650
SH
DFND
34650
0
0
CARDINAL HEALTH INC
COM
14149Y108
9201
134200
SH
DFND
134200
0
0
CARNIVAL CORP
PAIRED CTF
143658300
32
862
SH
DFND
862
0
0
CARRIZO OIL & GAS INC
COM
144577103
11473
165655
SH
DFND
165655
0
0
CATAMARAN CORP
COM
148887102
3308
74900
SH
Call
DFND
74900
0
0
CELGENE CORP
COM
151020104
3826
44548
SH
DFND
44548
0
0
CEMEX SAB DE CV
NOTE 4.875% 3/1
151290AV5
5197
4150000
PRN
DFND
4150000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
47853
2013446
PRN
DFND
2013446
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
15724
219300
SH
Call
DFND
219300
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167CA3
2101
2000000
PRN
DFND
2000000
0
0
CHINA HYDROELECTRIC CORP
SPONSORED ADR
16949D101
3350
974503
SH
DFND
974503
0
0
CHINDEX INTERNATIONAL INC
COM
169467107
1934
81626
SH
DFND
81626
0
0
CIENA CORP
NOTE 0.875% 6/1
171779AE1
986
1000000
PRN
DFND
1000000
0
0
CIGNA CORPORATION
COM
125509109
1604
17439
SH
DFND
17439
0
0
CIMAREX ENERGY CO
COM
171798101
10079
70259
SH
DFND
70259
0
0
CIS ACQUISITION LTD
UNIT 99/99/9999
G21490506
2080
200000
SH
DFND
200000
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
2062
3381640
SH
DFND
3381640
0
0
CITIGROUP INC
*W EXP 10/28/201
172967234
150
5000000
SH
DFND
5000000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
23703
25605000
PRN
DFND
25605000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
19842
18500000
PRN
DFND
18500000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
2234
49229
SH
DFND
49229
0
0
COMPUCREDIT HLDGS CORP
NOTE 5.875%11/3
20478NAD2
12536
30576000
PRN
DFND
30576000
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
3540
37927
SH
DFND
37927
0
0
CONCUR TECHNOLOGIES INC
NOTE 0.500% 6/1
206708AC3
8949
8000000
PRN
DFND
8000000
0
0
COOPER TIRE & RUBR CO
COM
216831107
6293
209768
SH
DFND
209768
0
0
CORE LABORATORIES N V
COM
N22717107
5486
32836
SH
DFND
32836
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
25668
557748
SH
DFND
557748
0
0
COVIDIEN PLC
SHS
G2554F113
14903
165000
SH
DFND
165000
0
0
CREDICORP LTD
COM
G2519Y108
311
2000
SH
DFND
2000
0
0
CROWN HOLDINGS INC
COM
228368106
1567
31500
SH
DFND
31500
0
0
CYS INVTS INC
COM
12673A108
4764
528187
SH
DFND
528187
0
0
DANAHER CORP DEL
COM
235851102
3587
45556
SH
DFND
45556
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
2813
40924
SH
DFND
40924
0
0
DENDREON CORP
COM
24823Q107
230
100000
SH
Put
DFND
100000
0
0
DENDREON CORP
NOTE 2.875% 1/1
24823QAC1
2450
3500000
PRN
DFND
3500000
0
0
DEVELOPERS DIVERSIFIED RLTY
NOTE 1.750%11/1
251591AX1
36000
30000000
PRN
DFND
30000000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
17172
216267
SH
DFND
216267
0
0
DISCOVER FINL SVCS
COM
254709108
52453
846288
SH
DFND
846288
0
0
DOMINION RES INC VA NEW
COM
25746U109
5865
82005
SH
DFND
82005
0
0
DONALDSON INC
COM
257651109
1434
33887
SH
DFND
33887
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
1702
74025
SH
DFND
74025
0
0
DRESSER-RAND GROUP INC
COM
261608103
1362
21375
SH
DFND
21375
0
0
DRYSHIPS INC.
NOTE 5.000%12/0
262498AB4
41647
42080000
PRN
DFND
42080000
0
0
DYCOM INDS INC
COM
267475101
564
18013
SH
DFND
18013
0
0
ECOLAB INC
COM
278865100
2660
24000
SH
DFND
24000
0
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
9472
7500000
PRN
DFND
7500000
0
0
ELIZABETH ARDEN INC
COM
28660G106
744
34712
SH
DFND
34712
0
0
EMERALD OIL INC
COM NEW
29101U209
29155
3811160
SH
DFND
3811160
0
0
ENCANA CORP
COM
292505104
8744
368412
SH
DFND
368412
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
13097
222211
SH
DFND
222211
0
0
ENERGY XXI BERMUDA LTD
USD UNRS SHS
G10082140
518
21904
SH
DFND
21904
0
0
EP ENERGY CORP
CL A
268785102
45709
1983027
SH
DFND
1983027
0
0
EQT CORP
COM
26884L109
8598
80431
SH
DFND
80431
0
0
EQUIFAX INC
COM
294429105
13512
186272
SH
DFND
186272
0
0
FACEBOOK INC
CL A
30303M102
68175
1013153
SH
DFND
1013153
0
0
FACEBOOK INC
CL A
30303M102
7476
111100
SH
Put
DFND
111100
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
8225
5000000
PRN
DFND
5000000
0
0
FIREEYE INC
COM
31816Q101
8589
211821
SH
DFND
211821
0
0
FIRSTENERGY CORP
COM
337932107
47802
1376790
SH
DFND
1376790
0
0
FLOWSERVE CORP
COM
34354P105
3670
49350
SH
DFND
49350
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
3338
3500000
PRN
DFND
3500000
0
0
FMC TECHNOLOGIES INC
COM
30249U101
4176
68384
SH
DFND
68384
0
0
FOREST LABS INC
COM
345838106
74523
752753
SH
DFND
752753
0
0
FOSTER L B CO
COM
350060109
97
1792
SH
DFND
1792
0
0
FOSTER WHEELER AG
COM
H27178104
23587
692317
SH
DFND
692317
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
12408
339947
SH
DFND
339947
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
43282
1185800
SH
Call
DFND
1185800
0
0
FULLER H B CO
COM
359694106
5017
104300
SH
Call
DFND
104300
0
0
FULLER H B CO
COM
359694106
2036
42335
SH
DFND
42335
0
0
GAMESTOP CORP NEW
CL A
36467W109
444
10982
SH
DFND
10982
0
0
GASLOG LTD
SHS
G37585109
7359
230769
SH
DFND
230769
0
0
GENERAC HLDGS INC
COM
368736104
1762
36159
SH
DFND
36159
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
5961
6000000
PRN
DFND
6000000
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1371
51508
SH
DFND
51508
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
956
51508
SH
DFND
51508
0
0
GENERAL MTRS CO
COM
37045V100
1149
31654
SH
DFND
31654
0
0
GENERAL MTRS CO
COM
37045V100
5198
143200
SH
Call
DFND
143200
0
0
GIANT INTERACTIVE GROUP INC
ADR
374511103
45210
3818407
SH
DFND
3818407
0
0
GILEAD SCIENCES INC
COM
375558103
15129
182474
SH
DFND
182474
0
0
GOLDEN STAR RES LTD CDA
DEBT 5.000% 6/0
38119TAE4
19929
26750000
PRN
DFND
26750000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
1351
48618
SH
DFND
48618
0
0
GOOGLE INC
CL A
38259P508
17005
29084
SH
DFND
29084
0
0
GOOGLE INC
CL C
38259P706
34242
59523
SH
DFND
59523
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
24944
3064447
SH
DFND
3064447
0
0
GREENBRIER COS INC
COM
393657101
0
6
SH
DFND
6
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
108667
2466887
SH
DFND
2466887
0
0
GT ADVANCED TECHNOLOGIES INC
NOTE 3.000%10/0
36191UAA4
6241
2500000
PRN
DFND
2500000
0
0
HALLIBURTON CO
COM
406216101
39709
559199
SH
DFND
559199
0
0
HANWHA SOLARONE CO LTD
SPONSORED ADR
41135V103
1847
666760
SH
DFND
666760
0
0
HARVEST NATURAL RESOURCES IN
COM
41754V103
1509
302411
SH
DFND
302411
0
0
HCA HOLDINGS INC
COM
40412C101
14836
263147
SH
DFND
263147
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
425886207
2016
200000
SH
DFND
200000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
968
15000
SH
Put
DFND
15000
0
0
HERON THERAPEUTICS INC
COM
427746102
730
59290
SH
DFND
59290
0
0
HF2 FINL MGMT INC
CL A
40421A104
5150
500000
SH
DFND
500000
0
0
HILLSHIRE BRANDS CO
COM
432589109
2807
45055
SH
DFND
45055
0
0
HITTITE MICROWAVE CORP
COM
43365Y104
16261
208603
SH
DFND
208603
0
0
HMS HLDGS CORP
COM
40425J101
1248
61137
SH
DFND
61137
0
0
HOLLYFRONTIER CORP
COM
436106108
4
80
SH
DFND
80
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
5271
4800000
PRN
DFND
4800000
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
6294
5000000
PRN
DFND
5000000
0
0
HOMEAWAY INC
COM
43739Q100
1746
50151
SH
DFND
50151
0
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
1511
32203
SH
DFND
32203
0
0
HOSPIRA INC
COM
441060100
845
16454
SH
DFND
16454
0
0
HUDSON CITY BANCORP
COM
443683107
47340
4815857
SH
DFND
4815857
0
0
HUMANA INC
COM
444859102
15788
123615
SH
DFND
123615
0
0
INCYTE CORP
COM
45337C102
2644
46855
SH
DFND
46855
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2039
32625
SH
DFND
32625
0
0
INTEL CORP
SDCV 2.950%12/1
458140AD2
1241
1000000
PRN
DFND
1000000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
22965
14875000
PRN
DFND
14875000
0
0
INTELSAT S A
MAN CONV JR PFD
L5140P119
1273
25000
SH
DFND
25000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
28695
158300
SH
Call
DFND
158300
0
0
INTREXON CORP
COM
46122T102
4068
161890
SH
DFND
161890
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
9312
194900
SH
Put
DFND
194900
0
0
ISHARES
MSCI EAFE ETF
464287465
2157
31545
SH
DFND
31545
0
0
ISHARES
MSCI EMG MKT ETF
464287234
5655
130694
SH
DFND
130694
0
0
ISHARES
MSCI EMG MKT ETF
464287234
12969
300000
SH
Call
DFND
300000
0
0
ISHARES
MSCI MEX CAP ETF
464286822
237
3500
SH
DFND
3500
0
0
ISHARES
MSCI STH KOR ETF
464286772
839
12900
SH
DFND
12900
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
3056
3000000
PRN
DFND
3000000
0
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
1385
1000000
PRN
DFND
1000000
0
0
JPMORGAN CHASE & CO
COM
46625H100
9426
163592
SH
DFND
163592
0
0
KIRBY CORP
COM
497266106
3168
27046
SH
DFND
27046
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
10
165
SH
DFND
165
0
0
LAM RESEARCH CORP
COM
512807108
8698
128700
SH
Call
DFND
128700
0
0
LAS VEGAS SANDS CORP
COM
517834107
24162
317006
SH
DFND
317006
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
13239
299400
SH
Call
DFND
299400
0
0
LIBERTY INTERACTIVE LLC
DEB 0.750% 3/3
530610AC8
37026
27575000
PRN
DFND
27575000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
29400
52500000
PRN
DFND
52500000
0
0
LINKEDIN CORP
COM CL A
53578A108
16431
95825
SH
DFND
95825
0
0
LKQ CORP
COM
501889208
3019
113096
SH
DFND
113096
0
0
LOMBARD MED INC
COM
G55598109
438
60892
SH
DFND
60892
0
0
LOUISIANA PAC CORP
COM
546347105
1242
82700
SH
Call
DFND
82700
0
0
LULULEMON ATHLETICA INC
COM
550021109
1301
32139
SH
DFND
32139
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
3505
46143
SH
DFND
46143
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1775
18179
SH
DFND
18179
0
0
MARATHON PETE CORP
COM
56585A102
8376
107285
SH
DFND
107285
0
0
MARKET VECTORS ETF TR
BIOTECH ETF
57060U183
1847
19366
SH
DFND
19366
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
1350
23373
SH
DFND
23373
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
45613
789700
SH
Put
DFND
789700
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
14096
106744
SH
DFND
106744
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
430
30000
SH
DFND
30000
0
0
MASTEC INC
COM
576323109
462
15000
SH
DFND
15000
0
0
MASTERCARD INC
CL A
57636Q104
19124
260290
SH
DFND
260290
0
0
MBIA INC
COM
55262C100
1471
133200
SH
DFND
133200
0
0
MCKESSON CORP
COM
58155Q103
65735
353014
SH
DFND
353014
0
0
MCKESSON CORP
COM
58155Q103
14953
80300
SH
Call
DFND
80300
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
1071
30000
SH
DFND
30000
0
0
MERCK & CO INC NEW
COM
58933Y105
892
15412
SH
DFND
15412
0
0
MERGEWORTHRX CORP
COM
58952R106
2304
280000
SH
DFND
280000
0
0
METHANEX CORP
COM
59151K108
19683
318600
SH
Call
DFND
318600
0
0
METHANEX CORP
COM
59151K108
14525
235167
SH
DFND
235167
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
19603
221133
SH
DFND
221133
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
12881
145300
SH
Call
DFND
145300
0
0
MICRON TECHNOLOGY INC
COM
595112103
12656
384082
SH
DFND
384082
0
0
MICRON TECHNOLOGY INC
COM
595112103
8396
254800
SH
Put
DFND
254800
0
0
MICROS SYS INC
COM
594901100
4074
60000
SH
DFND
60000
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
8415
6750000
PRN
DFND
6750000
0
0
MOLYCORP INC DEL
COM
608753109
307
119600
SH
DFND
119600
0
0
MOLYCORP INC DEL
NOTE 5.500% 2/0
608753AH2
7009
10500000
PRN
DFND
10500000
0
0
MOLYCORP INC DEL
NOTE 6.000% 9/0
608753AF6
16673
25400000
PRN
DFND
25400000
0
0
MONDELEZ INTL INC
CL A
609207105
19
497
SH
DFND
497
0
0
MONSANTO CO NEW
COM
61166W101
9954
79800
SH
Call
DFND
79800
0
0
MONSANTO CO NEW
COM
61166W101
14035
112510
SH
DFND
112510
0
0
MONTAGE TECHNOLOGY GROUP LTD
SHS
G6209T105
4676
226000
SH
DFND
226000
0
0
MYLAN INC
COM
628530107
2923
56700
SH
DFND
56700
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
106
3622
SH
DFND
3622
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
3301
44377
SH
DFND
44377
0
0
NATIONAL HEALTH INVS INC
NOTE 3.250% 4/0
63633DAE4
2032
2000000
PRN
DFND
2000000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
9488
115213
SH
DFND
115213
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
53527
650000
SH
Call
DFND
650000
0
0
NAVIENT CORP
COM
63938C108
1792
101200
SH
DFND
101200
0
0
NAVIOS MARITIME ACQUIS CORP
SHS
Y62159101
10804
2912264
SH
DFND
2912264
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
1189
117527
SH
DFND
117527
0
0
NETSUITE INC
COM
64118Q107
11098
127744
SH
DFND
127744
0
0
NEVSUN RES LTD
COM
64156L101
1835
488510
SH
DFND
488510
0
0
NEWMONT MINING CORP
COM
651639106
5088
200000
SH
Call
DFND
200000
0
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
2701
2560000
PRN
DFND
2560000
0
0
NIMBLE STORAGE INC
COM
65440R101
34962
1138099
SH
DFND
1138099
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
2130
28795
SH
DFND
28795
0
0
NUVERRA ENVIRONMENTAL SOLUTI
COM NEW
67091K203
672
35000
SH
DFND
35000
0
0
OASIS PETE INC NEW
COM
674215108
7984
142859
SH
DFND
142859
0
0
ODYSSEY MARINE EXPLORATION I
COM
676118102
204
121445
SH
DFND
121445
0
0
OI S.A.
SPN ADR REP PFD
670851203
1757
2047233
SH
DFND
2047233
0
0
OLIN CORP
COM PAR $1
680665205
3
126
SH
DFND
126
0
0
OMNICARE INC
COM
681904108
7227
108564
SH
DFND
108564
0
0
PALO ALTO NETWORKS INC
COM
697435105
13883
165566
SH
DFND
165566
0
0
PATTERSON COMPANIES INC
COM
703395103
752
19033
SH
DFND
19033
0
0
PATTERSON UTI ENERGY INC
COM
703481101
3714
106305
SH
DFND
106305
0
0
PEABODY ENERGY CORP
COM
704549104
8406
514100
SH
Call
DFND
514100
0
0
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
2481
2500000
PRN
DFND
2500000
0
0
PERKINELMER INC
COM
714046109
35274
753075
SH
DFND
753075
0
0
PIONEER NAT RES CO
COM
723787107
10014
43573
SH
DFND
43573
0
0
PPG INDS INC
COM
693506107
22334
106276
SH
DFND
106276
0
0
PRICELINE GRP INC
DEBT 1.000% 3/1
741503AQ9
13759
9700000
PRN
DFND
9700000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
5916
5000000
PRN
DFND
5000000
0
0
PROLOGIS
NOTE 3.250% 3/1
74340XAT8
1689
1500000
PRN
DFND
1500000
0
0
PROLOGIS INC
COM
74340W103
1196
29100
SH
DFND
29100
0
0
PROMOTORA DE INFORMACIONES S
ADR CL A SHS
74343G204
300
159374
SH
DFND
159374
0
0
PROMOTORA DE INFORMACIONES S
ADR CL B CONV
74343G303
478
187500
SH
DFND
187500
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.375%10/1
74348TAK8
17284
16500000
PRN
DFND
16500000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
5809
5500000
PRN
DFND
5500000
0
0
PROTECTIVE LIFE CORP
COM
743674103
22716
327655
SH
DFND
327655
0
0
QIAGEN NV
REG SHS
N72482107
29833
1220148
SH
DFND
1220148
0
0
QIHOO 360 TECHNOLOGY CO LTD
DEBT 2.500% 9/1
G73030AA9
1149
1000000
PRN
DFND
1000000
0
0
QIWI PLC
SPON ADR REP B
74735M108
6259
155200
SH
DFND
155200
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
2943
130124
SH
DFND
130124
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
779
13265
SH
DFND
13265
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
35286
381510
SH
DFND
381510
0
0
RADIAN GROUP INC
NOTE 3.000%11/1
750236AK7
10866
7500000
PRN
DFND
7500000
0
0
RDA MICROELECTRONICS INC
SPONSORED ADR
749394102
20719
1210921
SH
DFND
1210921
0
0
REDWOOD TR INC
COM
758075402
584
30000
SH
DFND
30000
0
0
RENESOLA LTD
SPONS ADS
75971T103
443
150117
SH
DFND
150117
0
0
RESOURCE CAP CORP
NOTE 6.000%12/0
76120WAA2
2528
2500000
PRN
DFND
2500000
0
0
RING ENERGY INC
COM
76680V108
5817
333334
SH
DFND
333334
0
0
RITE AID CORP
COM
767754104
1412
196918
SH
DFND
196918
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1778
14206
SH
DFND
14206
0
0
ROI ACQUISITION CORP II
*W EXP 09/17/201
74966G119
100
400000
SH
DFND
400000
0
0
ROI ACQUISITION CORP II
COM
74966G101
3908
400000
SH
DFND
400000
0
0
RPC INC
COM
749660106
1794
76381
SH
DFND
76381
0
0
RYANAIR HLDGS PLC
SPONSORED ADR
783513104
6405
114777
SH
DFND
114777
0
0
SAEXPLORATION HLDGS INC
COM
78636X105
3542
418662
SH
DFND
418662
0
0
SAFE BULKERS INC
COM
Y7388L103
1112
113932
SH
DFND
113932
0
0
SALESFORCE COM INC
COM
79466L302
33353
574256
SH
DFND
574256
0
0
SALESFORCE COM INC
COM
79466L302
30016
516800
SH
Put
DFND
516800
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
11491
10025000
PRN
DFND
10025000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
33835
16500000
PRN
DFND
16500000
0
0
SCHLUMBERGER LTD
COM
806857108
34795
294996
SH
DFND
294996
0
0
SCORPIO BULKERS INC
SHS
Y7546A106
979
110035
SH
DFND
110035
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
1627
159959
SH
DFND
159959
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
2302
2000000
PRN
DFND
2000000
0
0
SEADRILL LIMITED
SHS
G7945E105
619
15600
SH
DFND
15600
0
0
SEMPRA ENERGY
COM
816851109
5236
50000
SH
DFND
50000
0
0
SERVICENOW INC
COM
81762P102
43935
709086
SH
DFND
709086
0
0
SHANDA GAMES LTD
SP ADR REPTG A
81941U105
35282
5313595
SH
DFND
5313595
0
0
SILVER EAGLE ACQUISITION COR
UNIT 99/99/9999
827694209
7845
750000
SH
DFND
750000
0
0
SOLARCITY CORP
COM
83416T100
4236
60000
SH
DFND
60000
0
0
SOLARFUN POWER HOLDINGS CO L
NOTE 3.500% 1/1
83415UAB4
24827
25794000
PRN
DFND
25794000
0
0
SPANSION INC
COM CL A NEW
84649R200
2299
109109
SH
DFND
109109
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1425
7282
SH
DFND
7282
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
63903
326500
SH
Put
DFND
326500
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
1107
33812
SH
DFND
33812
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
364
4418
SH
DFND
4418
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
701
20801
SH
DFND
20801
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
8521
8500000
PRN
DFND
8500000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
5567
5550000
PRN
DFND
5550000
0
0
SPLUNK INC
COM
848637104
26142
472466
SH
DFND
472466
0
0
STANLEY BLACK & DECKER INC
COM
854502101
7622
86786
SH
DFND
86786
0
0
STARBUCKS CORP
COM
855244109
3543
45784
SH
DFND
45784
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
6267
5465000
PRN
DFND
5465000
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
7934
7100000
PRN
DFND
7100000
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
1565
43302
SH
DFND
43302
0
0
SUSSER HLDGS CORP
COM
869233106
2075
25700
SH
DFND
25700
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
77301
1083708
SH
DFND
1083708
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
47991
672800
SH
Put
DFND
672800
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
36075
1686519
SH
DFND
1686519
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
1224
1000000
PRN
DFND
1000000
0
0
TALISMAN ENERGY INC
COM
87425E103
10430
984000
SH
Call
DFND
984000
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
1205
19483
SH
DFND
19483
0
0
TECK RESOURCES LTD
CL B
878742204
7226
316502
SH
DFND
316502
0
0
TECK RESOURCES LTD
CL B
878742204
11415
500000
SH
Put
DFND
500000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
14373
306218
SH
DFND
306218
0
0
TEREX CORP NEW
COM
880779103
1089
26493
SH
DFND
26493
0
0
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
16983
17430000
PRN
DFND
17430000
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
22424
23140000
PRN
DFND
23140000
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
10125
5000000
PRN
DFND
5000000
0
0
TESORO CORP
COM
881609101
4436
75617
SH
DFND
75617
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
50688
966948
SH
DFND
966948
0
0
TEXAS INSTRS INC
COM
882508104
1568
32810
SH
DFND
32810
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
51759
438610
SH
DFND
438610
0
0
TIME WARNER CABLE INC
COM
88732J207
43492
295264
SH
DFND
295264
0
0
TRANSDIGM GROUP INC
COM
893641100
1276
7626
SH
DFND
7626
0
0
TRANSGLOBE ENERGY CORP
COM
893662106
7704
1024425
SH
DFND
1024425
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
38122
846600
SH
Put
DFND
846600
0
0
TRIPADVISOR INC
COM
896945201
1731
15929
SH
DFND
15929
0
0
TRONOX LTD
SHS CL A
Q9235V101
3174
117984
SH
DFND
117984
0
0
TUMI HLDGS INC
COM
89969Q104
1007
50031
SH
DFND
50031
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
7959
226416
SH
DFND
226416
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
7325
214000
SH
DFND
214000
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
25952
569270
SH
DFND
569270
0
0
U S G CORP
COM NEW
903293405
603
20000
SH
Call
DFND
20000
0
0
U S SILICA HLDGS INC
COM
90346E103
1636
29512
SH
DFND
29512
0
0
UAL CORP
NOTE 6.000%10/1
902549AJ3
4041
853000
PRN
DFND
853000
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
15552
400000
SH
Put
DFND
400000
0
0
UNITED STATES STL CORP NEW
COM
912909108
4570
175500
SH
Put
DFND
175500
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
4623
48277
SH
DFND
48277
0
0
VALE S A
ADR
91912E105
4422
334242
SH
DFND
334242
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
6479
51370
SH
DFND
51370
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
2145
42818
SH
DFND
42818
0
0
VANTAGE DRILLING COMPANY
ORD SHS
G93205113
6530
3400908
SH
DFND
3400908
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1420
15000
SH
DFND
15000
0
0
VIPSHOP HLDGS LTD
NOTE 1.500% 3/1
92763WAA1
19422
16500000
PRN
DFND
16500000
0
0
VISA INC
COM CL A
92826C839
30986
147055
SH
DFND
147055
0
0
VISTEON CORP
COM NEW
92839U206
10403
107232
SH
DFND
107232
0
0
VMWARE INC
CL A COM
928563402
4547
46971
SH
DFND
46971
0
0
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
2404
2500000
PRN
DFND
2500000
0
0
VULCAN MATLS CO
COM
929160109
10216
160252
SH
DFND
160252
0
0
WABTEC CORP
COM
929740108
3309
40068
SH
DFND
40068
0
0
WALGREEN CO
COM
931422109
4883
65869
SH
DFND
65869
0
0
WASTE CONNECTIONS INC
COM
941053100
2306
47500
SH
DFND
47500
0
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
19090
830000
SH
Call
DFND
830000
0
0
WELLPOINT INC
COM
94973V107
10761
100000
SH
Put
DFND
100000
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
4609
3000000
PRN
DFND
3000000
0
0
WELLS FARGO & CO NEW
COM
949746101
22889
435480
SH
DFND
435480
0
0
WESCO INTL INC
COM
95082P105
1101
12747
SH
DFND
12747
0
0
WL ROSS HLDG CORP
UNIT 99/99/9999
92939D203
10320
1000000
SH
DFND
1000000
0
0
WORKDAY INC
CL A
98138H101
3423
38095
SH
DFND
38095
0
0
YAMANA GOLD INC
COM
98462Y100
119
14377
SH
DFND
14377
0
0
YONGYE INTL INC
COM
98607B106
32142
4585098
SH
DFND
4585098
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
1046
198360
SH
DFND
198360
0
0
ZOETIS INC
CL A
98978V103
14517
449846
SH
DFND
449846
0
0