0001085146-13-001511.txt : 20130814
0001085146-13-001511.hdr.sgml : 20130814
20130814172928
ACCESSION NUMBER: 0001085146-13-001511
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLG Partners LP
CENTRAL INDEX KEY: 0001289643
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10979
FILM NUMBER: 131038004
BUSINESS ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
BUSINESS PHONE: 44 20 7016 7000
MAIL ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001289643
XXXXXXXX
06-30-2013
06-30-2013
false
GLG Partners LP
1 CURZON STREET
LONDON
X0
W1J 5HB
13F COMBINATION REPORT
028-10979
0001425915
028-13070
GLG INC.
N
Michelle Robyn Grew
Global Head of Compliance & Regulatory
44-20-7016-7000
/s/ Michelle Robyn Grew
London, England
X0
08-14-2013
0
283
2622194
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBVIE INC
COM
00287Y109
11451
276991
SH
DFND
276991
0
0
ACTAVIS INC
COM
00507K103
3663
29021
SH
DFND
29021
0
0
ACUITY BRANDS INC
COM
00508Y102
6818
90242
SH
DFND
90242
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
12885
158932
SH
DFND
158932
0
0
AETNA INC NEW
COM
00817Y108
9062
142617
SH
DFND
142617
0
0
AFFILIATED MANAGERS GROUP
NOTE 3.950% 8/1
008252AL2
1942
1500000
PRN
DFND
1500000
0
0
AFFORDABLE RESIDENTIAL CMNTY
NOTE 7.500% 8/1
00828UAB9
5050
4000000
PRN
DFND
4000000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
5715
133654
SH
DFND
133654
0
0
AGRIUM INC
COM
008916108
783
9000
SH
DFND
9000
0
0
ALKERMES PLC
SHS
G01767105
1552
54108
SH
DFND
54108
0
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.250% 6/0
01741RAD4
1050
1000000
PRN
DFND
1000000
0
0
ALLERGAN INC
COM
018490102
2951
35025
SH
DFND
35025
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
1744
300661
SH
DFND
300661
0
0
AMAZON COM INC
COM
023135106
574
2066
SH
DFND
2066
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
796
36577
SH
DFND
36577
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1118
25000
SH
DFND
25000
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
8238
199817
SH
DFND
199817
0
0
AMGEN INC
COM
031162100
785
7952
SH
DFND
7952
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
292
125202
SH
DFND
125202
0
0
AMPHENOL CORP NEW
CL A
032095101
3038
38973
SH
DFND
38973
0
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
5350
5310000
PRN
DFND
5310000
0
0
APACHE CORP
PFD CONV SER D
037411808
4730
99155
SH
DFND
99155
0
0
APPLE INC
COM
037833100
7535
19023
SH
DFND
19023
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
3746
200000
SH
DFND
200000
0
0
ARCHER DANIELS MIDLAND CO
NOTE 0.875% 2/1
039483AW2
16872
16700000
PRN
DFND
16700000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
17096
472506
SH
DFND
472506
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
15174
419400
SH
Call
DFND
419400
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
50724
1402000
SH
Put
DFND
1402000
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
950
1000000
PRN
DFND
1000000
0
0
ASHLAND INC NEW
COM
044209104
10442
124869
SH
DFND
124869
0
0
AT&T INC
COM
00206R102
840
23736
SH
DFND
23736
0
0
ATLANTICUS HLDGS CORP
COM
04914Y102
228
63611
SH
DFND
63611
0
0
BANK OF AMERICA CORPORATION
COM
060505104
2281
177349
SH
DFND
177349
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
1116
182590
SH
DFND
182590
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2238
20000
SH
DFND
20000
0
0
BEST BUY INC
COM
086516101
11897
435326
SH
DFND
435326
0
0
BIOGEN IDEC INC
COM
09062X103
238
1105
SH
DFND
1105
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1970
35315
SH
DFND
35315
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.875% 4/2
09061GAD3
50831
18250000
PRN
DFND
18250000
0
0
BLUE WOLF MONGOLIA HOLDINGS
*W EXP 07/20/201
G11962118
100
250000
SH
DFND
250000
0
0
BMC SOFTWARE INC
COM
055921100
20214
447813
SH
DFND
447813
0
0
BOEING CO
COM
097023105
2063
20135
SH
DFND
20135
0
0
BRE PROPERTIES INC
CL A
05564E106
4702
94000
SH
Call
DFND
94000
0
0
BROOKFIELD RESIDENTIAL PPTYS
COM
11283W104
4762
215839
SH
DFND
215839
0
0
CABOT OIL & GAS CORP
COM
127097103
1491
20996
SH
DFND
20996
0
0
CANADIAN PAC RY LTD
COM
13645T100
16067
132372
SH
DFND
132372
0
0
CAPITOL ACQUISITION CORP II
UNIT 99/99/9999
14056V204
5045
500000
SH
DFND
500000
0
0
CATAMARAN CORP
COM
148887102
2446
50215
SH
DFND
50215
0
0
CEMEX SAB DE CV
NOTE 3.250% 3/1
151290BB8
15382
12650000
PRN
DFND
12650000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
15357
12455000
PRN
DFND
12455000
0
0
CEMEX SAB DE CV
NOTE 4.875% 3/1
151290AV5
5834
5035000
PRN
DFND
5035000
0
0
CENTRAL EUROPEAN MEDIA
NOTE 5.000%11/1
153443AH9
24012
24755000
PRN
DFND
24755000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
8038
289582
SH
DFND
289582
0
0
CIGNA CORPORATION
COM
125509109
7535
103945
SH
DFND
103945
0
0
CIS ACQUISITION LTD
UNIT 99/99/9999
G21490506
2024
200000
SH
DFND
200000
0
0
CISCO SYS INC
COM
17275R102
44060
1812404
SH
DFND
1812404
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
2658
3381640
SH
DFND
3381640
0
0
CITIGROUP INC
*W EXP 10/28/201
172967234
425
5000000
SH
DFND
5000000
0
0
CITIGROUP INC
COM NEW
172967424
24097
502345
SH
DFND
502345
0
0
CITIGROUP INC
COM NEW
172967424
20733
432200
SH
Call
DFND
432200
0
0
CLEARWIRE CORP NEW
CL A
18538Q105
8209
1648305
SH
DFND
1648305
0
0
CME GROUP INC
COM
12572Q105
32823
432000
SH
Call
DFND
432000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
16293
15350000
PRN
DFND
15350000
0
0
COMPUCREDIT HLDGS CORP
NOTE 5.875%11/3
20478NAD2
12827
29488000
PRN
DFND
29488000
0
0
CONAGRA FOODS INC
COM
205887102
3766
107828
SH
DFND
107828
0
0
CONCHO RES INC
COM
20605P101
1762
21046
SH
DFND
21046
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
569
6992
SH
DFND
6992
0
0
CONTINENTAL RESOURCES INC
COM
212015101
305
3547
SH
DFND
3547
0
0
COVANTA HLDG CORP
NOTE 3.250% 6/0
22282EAC6
6114
4750000
PRN
DFND
4750000
0
0
CUBIST PHARMACEUTICALS INC
NOTE 2.500%11/0
229678AD9
8836
5000000
PRN
DFND
5000000
0
0
D R HORTON INC
NOTE 2.000% 5/1
23331ABB4
24984
15000000
PRN
DFND
15000000
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
42650
353064
SH
DFND
353064
0
0
DEERE & CO
COM
244199105
366
4500
SH
DFND
4500
0
0
DELL INC
COM
24702R101
16456
1232696
SH
DFND
1232696
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
900
17756
SH
DFND
17756
0
0
DEVELOPERS DIVERSIFIED RLTY
NOTE 1.750%11/1
251591AX1
35119
30000000
PRN
DFND
30000000
0
0
DIAMOND FOODS INC
COM
252603105
899
43326
SH
DFND
43326
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
1130
33912
SH
DFND
33912
0
0
DIRECTV
COM
25490A309
616
10000
SH
DFND
10000
0
0
DISCOVER FINL SVCS
COM
254709108
44438
932779
SH
DFND
932779
0
0
DISNEY WALT CO
COM DISNEY
254687106
11534
182640
SH
DFND
182640
0
0
DOLLAR GEN CORP NEW
COM
256677105
945
18735
SH
DFND
18735
0
0
DOMINION RES INC VA NEW
COM
25746U109
343
6033
SH
DFND
6033
0
0
DRYSHIPS INC.
NOTE 5.000%12/0
262498AB4
18738
21000000
PRN
DFND
21000000
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
465
6892
SH
DFND
6892
0
0
E M C CORP MASS
COM
268648102
4371
185044
SH
DFND
185044
0
0
E M C CORP MASS
NOTE 1.750%12/0
268648AM4
3688
2500000
PRN
DFND
2500000
0
0
EATON CORP PLC
SHS
G29183103
1345
20438
SH
DFND
20438
0
0
EBAY INC
COM
278642103
29750
575222
SH
DFND
575222
0
0
ELAN PLC
ADR
284131208
5429
383967
SH
DFND
383967
0
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
17842
17170000
PRN
DFND
17170000
0
0
EMERSON ELEC CO
COM
291011104
1170
21444
SH
DFND
21444
0
0
ENERSIS S A
SPONSORED ADR
29274F104
423
25851
SH
DFND
25851
0
0
EQUIFAX INC
COM
294429105
25643
435148
SH
DFND
435148
0
0
EXPEDIA INC DEL
COM NEW
30212P303
1316
21875
SH
DFND
21875
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
5408
87667
SH
DFND
87667
0
0
EXXON MOBIL CORP
COM
30231G102
379
4200
SH
DFND
4200
0
0
F5 NETWORKS INC
COM
315616102
0
1
SH
DFND
1
0
0
FACEBOOK INC
CL A
30303M102
36089
1451700
SH
Call
DFND
1451700
0
0
FACEBOOK INC
CL A
30303M102
41613
1673883
SH
DFND
1673883
0
0
FEDEX CORP
COM
31428X106
695
7057
SH
DFND
7057
0
0
FEDEX CORP
COM
31428X106
986
10000
SH
Call
DFND
10000
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
6569
5000000
PRN
DFND
5000000
0
0
FIRSTENERGY CORP
COM
337932107
13193
353323
SH
DFND
353323
0
0
FOOT LOCKER INC
COM
344849104
22051
627737
SH
DFND
627737
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
4014
145389
SH
DFND
145389
0
0
GENERAC HLDGS INC
COM
368736104
1244
33616
SH
DFND
33616
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
3316
3000000
PRN
DFND
3000000
0
0
GENERAL MLS INC
COM
370334104
8556
176308
SH
DFND
176308
0
0
GENERAL MTRS CO
COM
37045V100
3587
107678
SH
DFND
107678
0
0
GENWORTH FINL INC
COM CL A
37247D106
2
182
SH
DFND
182
0
0
GILEAD SCIENCES INC
COM
375558103
11725
228930
SH
DFND
228930
0
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
28328
12500000
PRN
DFND
12500000
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
441
8835
SH
DFND
8835
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
4161
413581
SH
DFND
413581
0
0
GNC HLDGS INC
COM CL A
36191G107
963
21785
SH
DFND
21785
0
0
GOLDCORP INC NEW
NOTE 2.000% 8/0
380956AB8
9377
9270000
PRN
DFND
9270000
0
0
GOLDEN STAR RES LTD CDA
DEBT 5.000% 6/0
38119TAE4
16200
24270000
PRN
DFND
24270000
0
0
GOODRICH PETE CORP
NOTE 5.000%10/0
382410AC2
18469
18515000
PRN
DFND
18515000
0
0
GOOGLE INC
CL A
38259P508
26176
29734
SH
DFND
29734
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
68462
2403872
SH
DFND
2403872
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
522
21000
SH
DFND
21000
0
0
GT ADVANCED TECHNOLOGIES INC
NOTE 3.000%10/0
36191UAA4
2992
3500000
PRN
DFND
3500000
0
0
HANWHA SOLARONE CO LTD
SPONSORED ADR
41135V103
1071
512617
SH
DFND
512617
0
0
HEALTH MGMT ASSOC INC NEW
CL A
421933102
1958
124561
SH
DFND
124561
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
803
32365
SH
DFND
32365
0
0
HESS CORP
COM
42809H107
1246
18746
SH
DFND
18746
0
0
HF2 FINL MGMT INC
CL A
40421A104
5055
500000
SH
DFND
500000
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AA9
2793
2800000
PRN
DFND
2800000
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
6176
5550000
PRN
DFND
5550000
0
0
HOME DEPOT INC
COM
437076102
18163
234449
SH
DFND
234449
0
0
HONEYWELL INTL INC
COM
438516106
309
3900
SH
DFND
3900
0
0
HUMANA INC
COM
444859102
1322
15664
SH
DFND
15664
0
0
HYDE PK ACQUISITION CORP II
COM
448640102
2592
250000
SH
DFND
250000
0
0
ILLUMINA INC
COM
452327109
420
5616
SH
DFND
5616
0
0
INGREDION INC
COM
457187102
14799
225424
SH
DFND
225424
0
0
INTEL CORP
COM
458140100
81277
3355800
SH
Call
DFND
3355800
0
0
INTEL CORP
SDCV 2.950%12/1
458140AD2
11851
10920000
PRN
DFND
10920000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
24779
19470000
PRN
DFND
19470000
0
0
INTERMUNE INC
NOTE 2.500% 9/1
45884XAE3
8238
10000000
PRN
DFND
10000000
0
0
INTERNATIONAL GAME TECHNOLOG
NOTE 3.250% 5/0
459902AQ5
10267
9632000
PRN
DFND
9632000
0
0
ISHARES TR
DJ BROKER-DEAL
464288794
5540
180000
SH
DFND
180000
0
0
ISHARES TR
FTSE CHINA25 IDX
464287184
2439
75000
SH
Call
DFND
75000
0
0
ISHARES TR
FTSE CHINA25 IDX
464287184
16260
500000
SH
Put
DFND
500000
0
0
ISHARES TR
MSCI EMERG MKT
464287234
53774
1394200
SH
Call
DFND
1394200
0
0
ISHARES TR
MSCI EMERG MKT
464287234
34713
900000
SH
Put
DFND
900000
0
0
ISHARES TR
TRANSP AVE IDX
464287192
353
3216
SH
DFND
3216
0
0
JAMES RIVER COAL CO
NOTE 3.125% 3/1
470355AH1
887
3000000
PRN
DFND
3000000
0
0
JINKOSOLAR HLDG CO LTD
NOTE 4.000% 5/1
47759TAA8
12572
17960000
PRN
DFND
17960000
0
0
JOY GLOBAL INC
COM
481165108
230
4747
SH
DFND
4747
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
9
165
SH
DFND
165
0
0
LAM RESEARCH CORP
COM
512807108
4434
100000
SH
Call
DFND
100000
0
0
LAM RESEARCH CORP
COM
512807108
5544
125038
SH
DFND
125038
0
0
LAS VEGAS SANDS CORP
COM
517834107
5985
113067
SH
DFND
113067
0
0
LAS VEGAS SANDS CORP
COM
517834107
3223
60900
SH
Call
DFND
60900
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
26062
50000000
PRN
DFND
50000000
0
0
LIFE TECHNOLOGIES CORP
COM
53217V109
3700
50000
SH
DFND
50000
0
0
LIFEPOINT HOSPITALS INC
NOTE 3.500% 5/1
53219LAH2
5150
4750000
PRN
DFND
4750000
0
0
LILLY ELI & CO
COM
532457108
261
5317
SH
DFND
5317
0
0
LINEAR TECHNOLOGY CORP
NOTE 3.000% 5/0
535678AC0
10999
10500000
PRN
DFND
10500000
0
0
LINKEDIN CORP
COM CL A
53578A108
1265
7096
SH
DFND
7096
0
0
LOWES COS INC
COM
548661107
2910
71143
SH
DFND
71143
0
0
LULULEMON ATHLETICA INC
COM
550021109
1125
17173
SH
DFND
17173
0
0
LULULEMON ATHLETICA INC
COM
550021109
2287
34900
SH
Call
DFND
34900
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
6
90
SH
DFND
90
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
2395
40421
SH
DFND
40421
0
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
16286
1023003
SH
DFND
1023003
0
0
MANNKIND CORP
NOTE 3.750%12/1
56400PAA0
14512
15000000
PRN
DFND
15000000
0
0
MANPOWERGROUP INC
COM
56418H100
309
5637
SH
DFND
5637
0
0
MARATHON OIL CORP
COM
565849106
3038
87861
SH
DFND
87861
0
0
MARATHON PETE CORP
COM
56585A102
811
11420
SH
DFND
11420
0
0
MARKET VECTORS ETF TR
HG YLD MUN ETF
57060U878
69
2274
SH
DFND
2274
0
0
MASTEC INC
COM
576323109
373
11343
SH
DFND
11343
0
0
MASTERCARD INC
CL A
57636Q104
28960
50409
SH
DFND
50409
0
0
MCKESSON CORP
COM
58155Q103
3634
31734
SH
DFND
31734
0
0
MEDASSETS INC
COM
584045108
468
26381
SH
DFND
26381
0
0
MEDIVATION INC
COM
58501N101
2024
41146
SH
DFND
41146
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
0
1
SH
DFND
1
0
0
METHANEX CORP
COM
59151K108
1391
32494
SH
DFND
32494
0
0
METHANEX CORP
COM
59151K108
1510
35300
SH
Call
DFND
35300
0
0
MGIC INVT CORP WIS
NOTE 2.000% 4/0
552848AE3
3943
3500000
PRN
DFND
3500000
0
0
MGM RESORTS INTERNATIONAL
NOTE 4.250% 4/1
55303QAE0
9077
8135000
PRN
DFND
8135000
0
0
MICRON TECHNOLOGY INC
COM
595112103
2906
202800
SH
DFND
202800
0
0
MICRON TECHNOLOGY INC
NOTE 1.875% 6/0
595112AH6
1135
1000000
PRN
DFND
1000000
0
0
MICROSOFT CORP
COM
594918104
1053
30500
SH
DFND
30500
0
0
MICROSOFT CORP
COM
594918104
40269
1166200
SH
Call
DFND
1166200
0
0
MOLSON COORS BREWING CO
NOTE 2.500% 7/3
60871RAA8
15829
15670000
PRN
DFND
15670000
0
0
MOLYCORP INC DEL
NOTE 3.250% 6/1
608753AA7
4917
7100000
PRN
DFND
7100000
0
0
MOLYCORP INC DEL
NOTE 5.500% 2/0
608753AH2
1560
1500000
PRN
DFND
1500000
0
0
MOLYCORP INC DEL
NOTE 6.000% 9/0
608753AF6
13175
17000000
PRN
DFND
17000000
0
0
MONDELEZ INTL INC
CL A
609207105
14
497
SH
DFND
497
0
0
MYLAN INC
COM
628530107
232
7462
SH
DFND
7462
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
1096
71571
SH
DFND
71571
0
0
NAVISTAR INTL CORP NEW
NOTE 3.000%10/1
63934EAL2
3957
4075000
PRN
DFND
4075000
0
0
NCR CORP NEW
COM
62886E108
2785
84418
SH
DFND
84418
0
0
NETAPP INC
COM
64110D104
2750
72800
SH
DFND
72800
0
0
NETSUITE INC
COM
64118Q107
12796
139480
SH
DFND
139480
0
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
10936
10215000
PRN
DFND
10215000
0
0
NOKIA CORP
SPONSORED ADR
654902204
6262
1674300
SH
Put
DFND
1674300
0
0
NORDSON CORP
COM
655663102
6194
89361
SH
DFND
89361
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
5079
45095
SH
DFND
45095
0
0
ODYSSEY MARINE EXPLORATION I
COM
676118102
1071
361955
SH
DFND
361955
0
0
PALL CORP
COM
696429307
375
5650
SH
DFND
5650
0
0
PENNEY J C INC
COM
708160106
4169
244113
SH
DFND
244113
0
0
PENTAIR LTD
SHS
H6169Q108
654
11340
SH
DFND
11340
0
0
PERKINELMER INC
COM
714046109
16429
505502
SH
DFND
505502
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
2931
26481
SH
DFND
26481
0
0
PFIZER INC
COM
717081103
2858
102037
SH
DFND
102037
0
0
PHILIP MORRIS INTL INC
COM
718172109
1085
12516
SH
DFND
12516
0
0
PIONEER NAT RES CO
COM
723787107
295
2037
SH
DFND
2037
0
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
225
10000
SH
DFND
10000
0
0
PPG INDS INC
COM
693506107
2441
16671
SH
DFND
16671
0
0
PRICELINE COM INC
COM NEW
741503403
1658
2004
SH
DFND
2004
0
0
PRICELINE COM INC
DEBT 1.000% 3/1
741503AQ9
8406
7200000
PRN
DFND
7200000
0
0
PROLOGIS
NOTE 3.250% 3/1
74340XAT8
8517
7400000
PRN
DFND
7400000
0
0
PROMOTORA DE INFORMACIONES S
ADR CL A SHS
74343G204
133
126562
SH
DFND
126562
0
0
PROMOTORA DE INFORMACIONES S
ADR CL B CONV
74343G303
210
187500
SH
DFND
187500
0
0
PROSPECT CAPITAL CORPORATION
MTNF 5.375%10/1
74348TAK8
1564
1500000
PRN
DFND
1500000
0
0
QIAGEN NV
REG SHS
N72482107
20327
1020937
SH
DFND
1020937
0
0
QIWI PLC
SPON ADR REP B
74735M108
12323
531151
SH
DFND
531151
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
22432
793475
SH
DFND
793475
0
0
QUALCOMM INC
COM
747525103
3603
58990
SH
DFND
58990
0
0
QUICKSILVER RESOURCES INC
COM
74837R104
37
22000
SH
DFND
22000
0
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
4741
111406
SH
DFND
111406
0
0
RADIAN GROUP INC
COM
750236101
290
25000
SH
DFND
25000
0
0
RADIAN GROUP INC
NOTE 3.000%11/1
750236AK7
13174
10500000
PRN
DFND
10500000
0
0
RANGE RES CORP
COM
75281A109
617
7976
SH
DFND
7976
0
0
RED HAT INC
COM
756577102
604
12636
SH
DFND
12636
0
0
REDWOOD TR INC
COM
758075402
510
30000
SH
DFND
30000
0
0
RENESOLA LTD
SPONS ADS
75971T103
171
79994
SH
DFND
79994
0
0
ROBERT HALF INTL INC
COM
770323103
960
28897
SH
DFND
28897
0
0
RTI INTL METALS INC
NOTE 1.625%10/1
74973WAB3
711
750000
PRN
DFND
750000
0
0
SALESFORCE COM INC
COM
79466L302
4733
123958
SH
DFND
123958
0
0
SALIX PHARMACEUTICALS INC
NOTE 1.500% 3/1
795435AE6
7317
6110000
PRN
DFND
6110000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
13757
10270000
PRN
DFND
10270000
0
0
SEADRILL LIMITED
SHS
G7945E105
7098
176765
SH
DFND
176765
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
698
12376
SH
DFND
12376
0
0
SERVICENOW INC
COM
81762P102
54682
1353846
SH
DFND
1353846
0
0
SHIRE PLC
SPONSORED ADR
82481R106
922
9693
SH
DFND
9693
0
0
SINA CORP
ORD
G81477104
272
4891
SH
DFND
4891
0
0
SK TELECOM LTD
SPONSORED ADR
78440P108
346
17000
SH
DFND
17000
0
0
SMUCKER J M CO
COM NEW
832696405
691
6700
SH
DFND
6700
0
0
SOLARFUN POWER HOLDINGS CO L
NOTE 3.500% 1/1
83415UAB4
24109
28115000
PRN
DFND
28115000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1663
45513
SH
DFND
45513
0
0
SPDR SERIES TRUST
S&P CAP MKTS
78464A771
4555
114000
SH
DFND
114000
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
1945
66100
SH
DFND
66100
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
2526
43412
SH
DFND
43412
0
0
SPLUNK INC
COM
848637104
58985
1272320
SH
DFND
1272320
0
0
SPRINT NEXTEL CORP
COM SER 1
852061100
3932
560111
SH
DFND
560111
0
0
STARBUCKS CORP
COM
855244109
4169
63655
SH
DFND
63655
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
6729
6500000
PRN
DFND
6500000
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
11270
203348
SH
DFND
203348
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
103782
5664950
SH
DFND
5664950
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
16525
14700000
PRN
DFND
14700000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
11084
282766
SH
DFND
282766
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5782
68321
SH
DFND
68321
0
0
TOLL BROTHERS INC
COM
889478103
3674
112605
SH
DFND
112605
0
0
TOTAL SYS SVCS INC
COM
891906109
5712
233332
SH
DFND
233332
0
0
TRACTOR SUPPLY CO
COM
892356106
6778
57611
SH
DFND
57611
0
0
TRANSPORTADORA DE GAS SUR
SPON ADR B
893870204
31
17500
SH
DFND
17500
0
0
TRINA SOLAR LIMITED
NOTE 4.000% 7/1
89628EAA2
8955
9000000
PRN
DFND
9000000
0
0
TRINITY INDS INC
NOTE 3.875% 6/0
896522AF6
1166
1000000
PRN
DFND
1000000
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
2109
64000
SH
Call
DFND
64000
0
0
UAL CORP
NOTE 6.000%10/1
902549AJ3
51061
14000000
PRN
DFND
14000000
0
0
UNITED STATES STL CORP NEW
NOTE 4.000% 5/1
912909AE8
19443
18955000
PRN
DFND
18955000
0
0
URBAN OUTFITTERS INC
COM
917047102
773
19210
SH
DFND
19210
0
0
USEC INC
NOTE 3.000%10/0
90333EAC2
2530
11000000
PRN
DFND
11000000
0
0
VISA INC
COM CL A
92826C839
68266
373527
SH
DFND
373527
0
0
VISTEON CORP
COM NEW
92839U206
1910
30253
SH
DFND
30253
0
0
VMWARE INC
CL A COM
928563402
5197
77568
SH
DFND
77568
0
0
VMWARE INC
CL A COM
928563402
16480
246000
SH
Call
DFND
246000
0
0
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
7780
8500000
PRN
DFND
8500000
0
0
WABCO HLDGS INC
COM
92927K102
1330
17805
SH
DFND
17805
0
0
WALGREEN CO
COM
931422109
33837
765532
SH
DFND
765532
0
0
WARNER CHILCOTT PLC IRELAND
SHS A
G94368100
27908
1403843
SH
DFND
1403843
0
0
WELLPOINT INC
COM
94973V107
294
3588
SH
DFND
3588
0
0
WELLS FARGO & CO NEW
COM
949746101
1659
40200
SH
DFND
40200
0
0
WESCO INTL INC
COM
95082P105
4032
59326
SH
DFND
59326
0
0
WHIRLPOOL CORP
COM
963320106
8809
76873
SH
DFND
76873
0
0
WHITING PETE CORP NEW
COM
966387102
3255
70627
SH
DFND
70627
0
0
WORKDAY INC
CL A
98138H101
12995
202766
SH
DFND
202766
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
1140
198360
SH
DFND
198360
0
0
ZOETIS INC
CL A
98978V103
993
32157
SH
DFND
32157
0
0