0001652362-21-000140.txt : 20210720 0001652362-21-000140.hdr.sgml : 20210720 20210720185922 ACCESSION NUMBER: 0001652362-21-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210716 FILED AS OF DATE: 20210720 DATE AS OF CHANGE: 20210720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montgomery Terence R CENTRAL INDEX KEY: 0001289495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 211102253 MAIL ADDRESS: STREET 1: C/O INFRASOURCE SERVICES, INC STREET 2: 100 WEST SIXTH STREET, SUITE 300 CITY: MEDIA STATE: PA ZIP: 19063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (765) 828-2580 MAIL ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 4 1 wf-form4_162682194680678.xml FORM 4 X0306 4 2021-07-16 0 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001289495 Montgomery Terence R C/O INFRASTRUCTURE AND ENERGY ALT., INC. 6325 DIGITAL WAY, SUITE 460 INDIANAPOLIS IN 46278 1 0 0 0 Common Stock, par value $0.0001 per share 2021-07-16 4 J 0 9640 0 A 58507 D Warrants 0.0001 2021-07-16 4 J 0 6670 0 A Common Stock, par value $0.0001 per share 6670.0 6670 D On July 16, 2021, Infrastructure and Energy Alternatives, LLC ("IEA LLC") completed a distribution to its members, including the reporting person, for no consideration and pro rata in accordance with such member's ownership interest in IEA LLC and the governing documents of IEA LLC, of a combination cash, Issuer common stock, par value $0.0001 per share (the "Common Stock") and warrants to purchase Issuer Common Stock (the "Warrants"). Represents 52,241 shares of Common Stock, and 6,266 RSUs that are subject to forfeiture and vesting. Warrants are currently exercisable and have no expiration date. /s/ Terence R. Montgomery 2021-07-20